UNIVERSAL STAINLESS & ALLOY PRODUCTS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2024. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-11-28: Reporting owner AYERS CHRISTOPHER L; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2024-11-27: Reporting owner AYERS CHRISTOPHER L; Form 4/A; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2024-11-27: Reporting owner Kornblatt M. David; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2024-11-27: Reporting owner AYERS CHRISTOPHER L; Form 4/A; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-11-28 | AYERS CHRISTOPHER L Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,500 2,500 owned after | $24.38 exercise price | 2024-12-04 | |
| 2024-11-27 | AYERS CHRISTOPHER L Director | 4/A | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,500 2,500 owned after | $24.38 exercise price | 2024-12-04 | |
| 2024-11-27 | Kornblatt M. David Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,500 2,500 owned after | $24.38 exercise price | 2024-12-04 | |
| 2024-11-27 | AYERS CHRISTOPHER L Director | 4/A | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,500 2,500 owned after | $24.38 exercise price | 2024-12-04 | |
| 2024-11-27 | TOLEDANO UDI Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,500 0 owned after | $24.38 exercise price | 2024-12-04 | |
| 2024-11-19 | ZIMMER CHRISTOPHER M Director, Officer (President and Chief Executive) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,500 0 owned after | $26.14 exercise price | 2024-11-20 | |
| 2024-11-19 | OATES DENNIS M Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,500 0 owned after | $26.14 exercise price | 2024-11-20 | |
| 2024-11-06 | McIntosh Graham Officer (Executive VP & Chief Technolog) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $26.14 | 2024-11-07 | |
| 2024-11-05 | Crosby Wendel Officer (V.P. of Manufacturing) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $26.14 | 2024-11-07 | |
| 2024-11-05 | Crosby Wendel Officer (V.P. of Manufacturing) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,547 953 owned after | $9.19 | 2024-11-07 | |
| 2024-11-05 | Crosby Wendel Officer (V.P. of Manufacturing) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 0 owned after | $20.29 | 2024-11-07 | |
| 2024-08-31 | TOLEDANO UDI Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,500 0 owned after | $32.03 exercise price | 2024-09-04 | |
| 2024-08-31 | Kornblatt M. David Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,500 0 owned after | $32.03 exercise price | 2024-09-04 | |
| 2024-08-31 | AYERS CHRISTOPHER L Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,500 0 owned after | $32.03 exercise price | 2024-09-04 | |
| 2024-05-31 | Kornblatt M. David Director | 4/A | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,500 0 owned after | $30.14 exercise price | 2024-06-14 | |
| 2024-05-31 | AYERS CHRISTOPHER L Director | 4/A | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,500 0 owned after | $30.14 exercise price | 2024-06-14 | |
| 2024-05-31 | TOLEDANO UDI Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,500 0 owned after | $30.14 exercise price | 2024-06-14 |