U.S. STEM CELL, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-08-06: Reporting owner TOMAS MIKE; Form 4; Security Stock option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-08-06: Reporting owner Comella Kristin C; Form 4; Security Stock option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-01-19: Reporting owner Hart Charles A; Form 5; Security Stock Option (right to buy); Transaction Holding.
- 2012-01-19: Reporting owner Hart Charles A; Form 5; Security Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-08-06 | TOMAS MIKE Director, Officer (CEO & President) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 3,500,000 owned after | $0.02 exercise price | 2014-03-10 | |
| 2012-08-06 | Comella Kristin C Officer (Chief Science Officer) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 562,288 owned after | $0.02 exercise price | 2013-12-31 | |
| 2012-01-19 holding as of filing | Hart Charles A Director | 5 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | 570,000 owned after | $0.68 exercise price | 2012-01-19 | |
| 2012-01-19 holding as of filing | Hart Charles A Director | 5 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | 570,000 owned after | $0.92 exercise price | 2012-01-19 | |
| 2012-01-19 holding as of filing | Hart Charles A Director | 5 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | 570,000 owned after | $0.21 exercise price | 2012-01-19 | |
| 2012-01-19 holding as of filing | Hart Charles A Director | 5 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | 570,000 owned after | $0.07 exercise price | 2012-01-19 | |
| 2012-01-16 | TOMAS MIKE Director, Officer (CEO & President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 1,500,000 owned after | $0.10 exercise price | 2012-01-20 |