U.S. STEM CELL, INC. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-02-24: Reporting owner Knutson Gregory; Form 4; Security Convertible promissory Note (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-02-24: Reporting owner Knutson Gregory; Form 4; Security Convertible promissory Note (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-02-17: Reporting owner Knutson Gregory; Form 4; Security Convertible promissory Note (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-06-20: Reporting owner AHN SAMUEL S; Form 4; Security Common Stock - Conversion debt to equity; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-02-24 | Knutson Gregory Director | 4 | Convertible promissory Note (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500,000 16,125,000 owned after | $100,000.00 | 2022-03-25 | |
| 2022-02-24 | Knutson Gregory Director | 4 | Convertible promissory Note (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500,000 16,125,000 owned after | $100,000.00 | 2022-03-04 | |
| 2021-02-17 | Knutson Gregory Director | 4 | Convertible promissory Note (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,759,398 7,384,398 owned after | $100,000.00 | 2021-07-23 | |
| 2014-06-20 | AHN SAMUEL S Director, 10% Owner | 4 | Common Stock - Conversion debt to equity Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,378,296 28,240,387 owned after | $0.04 | 2014-06-24 | |
| 2014-06-19 | MURPHY WILLIAM P JR Director, 10% Owner | 4 | Common Stock - Conversion debt to equity Non-derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +5,170,919 13,942,848 owned after | $0.04 | 2014-06-24 | |
| 2014-06-19 | MURPHY WILLIAM P JR Director, 10% Owner | 4 | Common Stock - Conversion debt to equity Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +5,170,918 19,113,766 owned after | $0.04 | 2014-06-24 | |
| 2013-09-30 | AHN SAMUEL S Director, 10% Owner | 4 | Common Stock Conversion of debt to equity. Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +8,771,929 22,862,091 owned after | $0.01 | 2014-03-14 | |
| 2013-09-30 | TOMAS MIKE Director, Officer (CEO & President) | 4 | Common Stock Conversion of debt to equity Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +6,578,947 6,578,947 owned after | $0.01 | 2014-03-10 | |
| 2013-09-30 | MURPHY WILLIAM P JR Director, 10% Owner | 4 | Common Stock Conversion of debt to equity Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,771,929 8,771,929 owned after | $0.01 | 2013-12-31 | |
| 2013-09-30 | Hart Charles A Director | 4 | Common Stock Conversion of debt to equity Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,995,614 9,150,094 owned after | $0.01 | 2013-12-31 |