U.S. STEM CELL, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 94 rows, 94 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-02-24: Reporting owner Knutson Gregory; Form 4; Security Warrant; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-02-24: Reporting owner Knutson Gregory; Form 4; Security Warrant; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-08-06: Reporting owner Hart Charles A; Form 4; Security Warrant (right to buy) (Holding); Transaction Holding.
- 2014-08-06: Reporting owner Hart Charles A; Form 4; Security Warrant (right to buy) (Holding); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-02-24 | Knutson Gregory Director | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500,000 28,625,000 owned after | $0.01 exercise price | 2022-03-25 | |
| 2022-02-24 | Knutson Gregory Director | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500,000 28,625,000 owned after | $0.01 exercise price | 2022-03-04 | |
| 2014-08-06 holding as of filing | Hart Charles A Director | 4 | Warrant (right to buy) (Holding) Derivative · Direct | Holding | 2,200,000 owned after | $0.03 exercise price | 2014-08-06 | |
| 2014-08-06 holding as of filing | Hart Charles A Director | 4 | Warrant (right to buy) (Holding) Derivative · Direct | Holding | 5,771,430 owned after | $0.01 exercise price | 2014-08-06 | |
| 2014-06-24 holding as of filing | AHN SAMUEL S Director, 10% Owner | 4 | Warrant (right to buy) (Holding) Derivative · Direct | Holding | 24,372 owned after | $7.69 exercise price | 2014-06-24 | |
| 2014-06-24 holding as of filing | AHN SAMUEL S Director, 10% Owner | 4 | Warrant (right to buy) (Holding) Derivative · Direct | Holding | 27,801 owned after | $7.69 exercise price | 2014-06-24 | |
| 2014-06-24 holding as of filing | AHN SAMUEL S Director, 10% Owner | 4 | Warrant (right to buy) (Holding) Derivative · Direct | Holding | 34,752 owned after | $7.69 exercise price | 2014-06-24 | |
| 2014-06-24 holding as of filing | AHN SAMUEL S Director, 10% Owner | 4 | Warrant (right to buy) (Holding) Derivative · Direct | Holding | 46,336 owned after | $7.69 exercise price | 2014-06-24 | |
| 2014-06-24 holding as of filing | AHN SAMUEL S Director, 10% Owner | 4 | Warrant (right to buy) (Holding) Derivative · Direct | Holding | 1,296,336 owned after | $0.05 exercise price | 2014-06-24 | |
| 2014-06-24 holding as of filing | AHN SAMUEL S Director, 10% Owner | 4 | Warrant (right to buy) (Holding) Derivative · Direct | Holding | 1,838,436 owned after | $0.06 exercise price | 2014-06-24 | |
| 2014-06-24 holding as of filing | AHN SAMUEL S Director, 10% Owner | 4 | Warrant (right to buy) (Holding) Derivative · Direct | Holding | 7,338,436 owned after | $0.02 exercise price | 2014-06-24 | |
| 2014-06-24 holding as of filing | AHN SAMUEL S Director, 10% Owner | 4 | Warrant (right to buy) (Holding) Derivative · Direct | Holding | 9,838,436 owned after | $0.02 exercise price | 2014-06-24 | |
| 2014-06-24 holding as of filing | MURPHY WILLIAM P JR Director, 10% Owner | 4 | Warrant (right to buy) (Holding) Derivative · Direct · (m) | Holding | 24,372 owned after | $7.69 exercise price | 2014-06-24 | |
| 2014-06-24 holding as of filing | MURPHY WILLIAM P JR Director, 10% Owner | 4 | Warrant (right to buy) (Holding) Derivative · Direct · (m) | Holding | 27,801 owned after | $7.69 exercise price | 2014-06-24 | |
| 2014-06-24 holding as of filing | MURPHY WILLIAM P JR Director, 10% Owner | 4 | Warrant (right to buy) (Holding) Derivative · Direct · (m) | Holding | 34,752 owned after | $7.69 exercise price | 2014-06-24 | |
| 2014-06-24 holding as of filing | MURPHY WILLIAM P JR Director, 10% Owner | 4 | Warrant (right to buy) (Holding) Derivative · Direct · (m) | Holding | 46,336 owned after | $7.69 exercise price | 2014-06-24 | |
| 2014-06-24 holding as of filing | MURPHY WILLIAM P JR Director, 10% Owner | 4 | Warrant (right to buy) (Holding) Derivative · Direct · (m) | Holding | 69,503 owned after | $7.69 exercise price | 2014-06-24 | |
| 2014-06-24 holding as of filing | MURPHY WILLIAM P JR Director, 10% Owner | 4 | Warrant (right to buy) (Holding) Derivative · Indirect · (m) | Holding | 736,173 owned after | $0.06 exercise price | 2014-06-24 | |
| 2014-03-14 holding as of filing | Anderson Sheldon T. Director | 3 | Warrant (right to buy) Derivative · Direct | Holding | $0.03 exercise price | 2014-03-14 | ||
| 2013-09-01 | MURPHY WILLIAM P JR Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000,000 1,563,529 owned after | $0.02 exercise price | 2013-12-31 | |
| 2012-05-16 | AHN SAMUEL S Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500,000 10,619,716 owned after | $0.02 exercise price | 2014-03-14 | |
| 2012-02-06 | Hart Charles A Director | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,571,430 6,540,540 owned after | $0.01 exercise price | 2012-02-10 | |
| 2012-01-30 | AHN SAMUEL S Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500,000 8,398,035 owned after | $0.02 exercise price | 2012-02-03 | |
| 2012-01-19 holding as of filing | Hart Charles A Director | 5 | Warrant (right to buy) Derivative · Direct · (m) | Holding | 2,969,110 owned after | $0.59 exercise price | 2012-01-19 | |
| 2012-01-19 holding as of filing | Hart Charles A Director | 5 | Warrant (right to buy) Derivative · Direct · (m) | Holding | 2,969,110 owned after | $0.68 exercise price | 2012-01-19 | |
| 2012-01-19 holding as of filing | Hart Charles A Director | 5 | Warrant (right to buy) Derivative · Direct · (m) | Holding | 2,969,110 owned after | $0.82 exercise price | 2012-01-19 | |
| 2012-01-19 holding as of filing | Hart Charles A Director | 5 | Warrant (right to buy) Derivative · Direct · (m) | Holding | 2,969,110 owned after | $0.18 exercise price | 2012-01-19 | |
| 2012-01-19 holding as of filing | Hart Charles A Director | 5 | Warrant (right to buy) Derivative · Direct · (m) | Holding | 2,969,110 owned after | $0.18 exercise price | 2012-01-19 | |
| 2012-01-19 holding as of filing | Hart Charles A Director | 5 | Warrant (right to buy) Derivative · Indirect · (m) | Holding | 418,830 owned after | $0.65 exercise price | 2012-01-19 | |
| 2012-01-19 holding as of filing | Hart Charles A Director | 5 | Warrant (right to buy) Derivative · Direct · (m) | Holding | 2,969,110 owned after | $0.64 exercise price | 2012-01-19 | |
| 2012-01-19 holding as of filing | Hart Charles A Director | 5 | Warrant (right to buy) Derivative · Indirect · (m) | Holding | 418,830 owned after | $0.06 exercise price | 2012-01-19 | |
| 2011-12-15 | Hart Charles A Director | 5 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,200,000 2,969,110 owned after | $0.03 exercise price | 2012-01-19 | |
| 2011-12-01 | AHN SAMUEL S Director | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +542,100 2,898,035 owned after | $0.06 exercise price | 2011-12-07 | |
| 2011-11-08 | AHN SAMUEL S Director | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250,000 2,355,935 owned after | $0.05 exercise price | 2011-11-14 | |
| 2011-07-29 | MURPHY WILLIAM P JR Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,666,670 2,163,529 owned after | $0.06 exercise price | 2013-12-31 | |
| 2011-07-29 | MURPHY WILLIAM P JR Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,666,670 4,884,968 owned after | $0.06 exercise price | 2011-08-17 | |
| 2011-04-06 | AHN SAMUEL S Director | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +82,790 1,105,935 owned after | $0.15 exercise price | 2011-04-06 | |
| 2011-04-01 holding as of filing | Leonhardt Howard J Director, Officer (Chief Technology Officer), 10% Owner | 5 | Warrant (right to buy) Derivative · Direct | Holding | 1,030,989 owned after | $0.82 exercise price | 2011-04-01 | |
| 2011-04-01 holding as of filing | Leonhardt Howard J Director, Officer (Chief Technology Officer), 10% Owner | 5 | Warrant (right to buy) Derivative · Direct | Holding | 1,030,989 owned after | $0.90 exercise price | 2011-04-01 | |
| 2011-04-01 holding as of filing | Leonhardt Howard J Director, Officer (Chief Technology Officer), 10% Owner | 5 | Warrant (right to buy) Derivative · Direct | Holding | 1,030,989 owned after | $0.89 exercise price | 2011-04-01 | |
| 2011-04-01 holding as of filing | Leonhardt Howard J Director, Officer (Chief Technology Officer), 10% Owner | 5 | Warrant (right to buy) Derivative · Direct | Holding | 1,030,989 owned after | $0.85 exercise price | 2011-04-01 | |
| 2011-04-01 holding as of filing | Leonhardt Howard J Director, Officer (Chief Technology Officer), 10% Owner | 5 | Warrant (right to buy) Derivative · Direct | Holding | 407,738 owned after | $7.69 exercise price | 2011-04-01 | |
| 2011-04-01 holding as of filing | Leonhardt Howard J Director, Officer (Chief Technology Officer), 10% Owner | 5 | Warrant (right to buy) Derivative · Direct | Holding | 407,738 owned after | $7.69 exercise price | 2011-04-01 | |
| 2011-04-01 holding as of filing | Hart Charles A Director | 5 | Warrant (right to buy) Derivative · Direct · (m) | Holding | 786,390 owned after | $2.60 exercise price | 2011-04-01 | |
| 2011-04-01 holding as of filing | Hart Charles A Director | 5 | Warrant (right to buy) Derivative · Direct · (m) | Holding | 786,390 owned after | $0.59 exercise price | 2011-04-01 | |
| 2011-04-01 holding as of filing | Hart Charles A Director | 5 | Warrant (right to buy) Derivative · Direct · (m) | Holding | 786,390 owned after | $0.68 exercise price | 2011-04-01 | |
| 2011-04-01 holding as of filing | Hart Charles A Director | 5 | Warrant (right to buy) Derivative · Direct · (m) | Holding | 786,390 owned after | $0.82 exercise price | 2011-04-01 | |
| 2011-04-01 holding as of filing | Hart Charles A Director | 5 | Warrant (right to buy) Derivative · Direct · (m) | Holding | 786,390 owned after | $0.18 exercise price | 2011-04-01 | |
| 2011-04-01 holding as of filing | Hart Charles A Director | 5 | Warrant (right to buy) Derivative · Direct · (m) | Holding | 786,390 owned after | $0.18 exercise price | 2011-04-01 | |
| 2011-04-01 holding as of filing | Hart Charles A Director | 5 | Warrant (right to buy) Derivative · Indirect · (m) | Holding | 2,160 owned after | $0.65 exercise price | 2011-04-01 | |
| 2011-04-01 holding as of filing | MURPHY WILLIAM P JR Director, 10% Owner | 5 | Warrant (right to buy) Derivative · Indirect · (m) | Holding | 1,574,396 owned after | $0.85 exercise price | 2011-04-01 | |
| 2011-04-01 holding as of filing | MURPHY WILLIAM P JR Director, 10% Owner | 5 | Warrant (right to buy) Derivative · Indirect · (m) | Holding | 1,574,396 owned after | $0.70 exercise price | 2011-04-01 | |
| 2011-04-01 holding as of filing | MURPHY WILLIAM P JR Director, 10% Owner | 5 | Warrant (right to buy) Derivative · Indirect · (m) | Holding | 1,574,396 owned after | $0.18 exercise price | 2011-04-01 | |
| 2011-04-01 holding as of filing | MURPHY WILLIAM P JR Director, 10% Owner | 5 | Warrant (right to buy) Derivative · Indirect · (m) | Holding | 1,574,399 owned after | $0.85 exercise price | 2011-04-01 | |
| 2011-04-01 holding as of filing | MURPHY WILLIAM P JR Director, 10% Owner | 5 | Warrant (right to buy) Derivative · Indirect · (m) | Holding | 1,574,399 owned after | $0.70 exercise price | 2011-04-01 | |
| 2011-04-01 holding as of filing | MURPHY WILLIAM P JR Director, 10% Owner | 5 | Warrant (right to buy) Derivative · Indirect · (m) | Holding | 1,574,399 owned after | $0.18 exercise price | 2011-04-01 | |
| 2011-04-01 holding as of filing | MURPHY WILLIAM P JR Director, 10% Owner | 5 | Warrant (right to buy) Derivative · Direct · (m) | Holding | 69,503 owned after | $7.69 exercise price | 2011-04-01 | |
| 2011-03-31 | AHN SAMUEL S Director | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +138,890 1,023,145 owned after | $0.15 exercise price | 2011-04-06 | |
| 2011-03-29 | AHN SAMUEL S Director | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +142,622 884,255 owned after | $0.15 exercise price | 2011-04-06 | |
| 2011-03-28 | AHN SAMUEL S Director | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +209,508 741,633 owned after | $0.14 exercise price | 2011-04-06 | |
| 2010-12-13 | Hart Charles A Director | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +337,790 788,550 owned after | $0.18 | 2010-12-17 | |
| 2010-11-30 | Hart Charles A Director | 4/A | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,310 341,797 owned after | $0.18 | 2010-12-06 | |
| 2010-11-30 | MURPHY WILLIAM P JR Director | 4 | Warrant (right to buy) Derivative · Indirect · Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,539,770 1,643,777 owned after | $0.18 | 2010-12-06 | |
| 2010-11-30 | MURPHY WILLIAM P JR Director | 4 | Warrant (right to buy) Derivative · Indirect · Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,539,770 3,183,547 owned after | $0.18 | 2010-12-06 | |
| 2010-11-30 | Hart Charles A Director | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,310 341,797 owned after | $0.18 | 2010-12-06 | |
| 2010-06-01 | MURPHY WILLIAM P JR Director, 10% Owner | 5 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,167 69,503 owned after | $7.69 exercise price | 2011-04-01 | |
| 2010-04-20 | FARLEY PEGGY A Director, Officer (COO & CFO) | 4 | Warrant (right to buy) Derivative · Indirect · Footnote 4 | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,169 161,256 owned after | $0.65 exercise price | 2010-04-30 | |
| 2010-04-01 | FARLEY PEGGY A Director, Officer (COO & CFO) | 4 | Warrant (right to buy) Derivative · Indirect · Footnote 3 | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +135,687 138,087 owned after | $0.80 exercise price | 2010-04-30 | |
| 2010-03-29 | Leonhardt Howard J Director, Officer (Chief Technology Officer), 10% Owner | 5 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +940,956 1,030,989 owned after | $0.79 exercise price | 2011-04-01 | |
| 2010-03-16 | Hart Charles A Director | 4 | Warrant (right to buy) Derivative · Indirect · By spouse | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,160 251,487 owned after | $0.65 | 2010-04-14 | |
| 2010-03-05 | Hart Charles A Director | 5 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +108,963 786,390 owned after | $0.64 exercise price | 2011-04-01 | |
| 2010-03-04 | Hart Charles A Director | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,131 280,458 owned after | $0.64 exercise price | 2010-03-05 | |
| 2010-03-04 | Hart Charles A Director | 4 | Warrant (right to buy) Derivative · Direct | G Bona fide gift | −31,131 249,327 owned after | $0.64 exercise price | 2010-03-05 | |
| 2010-02-26 | FARLEY PEGGY A Director, Officer (COO & CFO) | 4/A | Warrant (right to buy) Derivative · Indirect · Held by Peggy A. Farley IRA | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,400 2,400 owned after | $0.70 exercise price | 2010-04-29 | |
| 2010-02-26 | FARLEY PEGGY A Director, Officer (COO & CFO) | 4 | Warrant (righ to buy) Derivative · Indirect · Issued to Peggy A. Farley IRA | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,400 2,400 owned after | $0.70 exercise price | 2010-03-04 | |
| 2010-02-26 | Borman Mark P Director | 4 | Warrant (right to buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,035 7,035 owned after | $0.70 exercise price | 2010-03-03 | |
| 2010-02-26 | MURPHY WILLIAM P JR Director | 4 | Warrant (right to buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 90,507 owned after | $0.70 exercise price | 2010-03-03 | |
| 2010-02-26 | MURPHY WILLIAM P JR Director | 4 | Warrant (right to buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 104,007 owned after | $0.70 exercise price | 2010-03-03 | |
| 2009-07-01 | MURPHY WILLIAM P JR Director | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,255 95,789 owned after | $0.85 | 2009-09-01 | |
| 2009-06-11 | Leonhardt Howard J Director, Officer (Chairman, CEO & CTO), 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,437 281,459 owned after | $0.85 | 2009-09-01 | |
| 2009-06-04 | Leonhardt Howard J Director, Officer (Chairman, CEO & CTO), 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,972 262,022 owned after | $0.89 | 2009-09-01 | |
| 2009-05-29 | Leonhardt Howard J Director, Officer (Chairman, CEO & CTO), 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,801 249,050 owned after | $0.90 | 2009-09-01 | |
| 2009-05-22 holding as of filing | Hart Charles A Director | 3 | Warrant (right to buy) Derivative · Direct | Holding | $2.60 exercise price | 2009-05-22 | ||
| 2009-05-22 holding as of filing | Hart Charles A Director | 3 | Warrant (right to buy) Derivative · Direct | Holding | $0.59 exercise price | 2009-05-22 | ||
| 2009-05-22 holding as of filing | Hart Charles A Director | 3 | Warrant (right to buy) Derivative · Direct | Holding | $0.68 exercise price | 2009-05-22 | ||
| 2009-05-22 holding as of filing | Hart Charles A Director | 3 | Warrant (right to buy) Derivative · Direct | Holding | $0.82 exercise price | 2009-05-22 | ||
| 2009-05-14 | Leonhardt Howard J Director, Officer (Chairman, CEO & CTO), 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,823 230,249 owned after | $0.82 | 2009-05-27 | |
| 2007-10-10 | Leonhardt Brenda Lee | Leonhardt Howard J | Director, Officer (Executive Chairman & CTO), 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +81,547 189,474 owned after | $7.69 exercise price | 2007-12-06 | |
| 2007-10-02 holding as of filing | Leonhardt Howard J | Leonhardt Brenda Lee Director, Officer (Executive Chairman & CTO), 10% Owner | | 3 | Warrant (right to buy) Derivative · Direct | Holding | $7.69 exercise price | 2007-10-02 | ||
| 2007-10-02 holding as of filing | Leonhardt Howard J | Leonhardt Brenda Lee Director, Officer (Executive Chairman & CTO), 10% Owner | | 3 | Warrant (right to buy) Derivative · Direct | Holding | $7.69 exercise price | 2007-10-02 | ||
| 2007-10-02 holding as of filing | AHN SAMUEL S Director | 3 | Warrant (right to buy) Derivative · Direct | Holding | $7.69 exercise price | 2007-10-02 | ||
| 2007-10-02 holding as of filing | MURPHY WILLIAM P JR Director | 3 | Warrant (right to buy) Derivative · Direct | Holding | $7.69 exercise price | 2007-10-02 | ||
| 2007-10-02 holding as of filing | SPENCER RICHARD III Director | 3 | Warrant (right to buy) Derivative · Indirect · (m) | Holding | $7.69 exercise price | 2007-10-02 | ||
| 2007-10-02 holding as of filing | SCOTT BROMLEY R Officer (VP of Public Relations) | 3 | Warrant (right to buy) Derivative · Direct | Holding | $5.67 exercise price | 2007-10-02 |