U.S. STEM CELL, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-11-18: Reporting owner TOMAS MIKE; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-11-18: Reporting owner MURPHY WILLIAM P JR; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-11-18: Reporting owner Knutson Gregory; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-11-18: Reporting owner Anderson Sheldon T.; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-11-18 | TOMAS MIKE Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 81,541,284 owned after | $0.00 | 2019-12-20 | |
| 2019-11-18 | MURPHY WILLIAM P JR Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 6,003,087 owned after | $0.00 | 2019-12-20 | |
| 2019-11-18 | Knutson Gregory Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 3,625,000 owned after | $0.00 | 2019-12-20 | |
| 2019-11-18 | Anderson Sheldon T. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 6,001,400 owned after | $0.00 | 2019-12-20 | |
| 2019-11-18 | Borman Mark P Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 6,002,810 owned after | $0.00 | 2019-12-20 | |
| 2019-09-01 | TOMAS MIKE Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000,000 80,041,284 owned after | $0.01 exercise price | 2019-12-20 |