TRI VALLEY CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 39 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-10-27: Reporting owner BELL ROBERT A; Form 4; Security Option; Transaction Holding.
- 2008-10-27: Reporting owner BELL ROBERT A; Form 4; Security Option; Transaction Holding.
- 2008-09-04: Reporting owner BLYSTONE F LYNN; Form 4; Security Option; Transaction Holding.
- 2008-09-04: Reporting owner BLYSTONE F LYNN; Form 4; Security Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-10-27 holding as of filing | BELL ROBERT A Officer (President, TVOG) | 4 | Option Derivative · Direct | Holding | 135,000 owned after | $8.81 exercise price | 2008-10-27 | |
| 2008-10-27 holding as of filing | BELL ROBERT A Officer (President, TVOG) | 4 | Option Derivative · Direct | Holding | 15,000 owned after | $6.10 exercise price | 2008-10-27 | |
| 2008-09-04 holding as of filing | BLYSTONE F LYNN Director, Officer (CHOB, President & CEO) | 4 | Option Derivative · Direct | Holding | 100,000 owned after | $2.00 exercise price | 2008-09-04 | |
| 2008-09-04 holding as of filing | BLYSTONE F LYNN Director, Officer (CHOB, President & CEO) | 4 | Option Derivative · Direct | Holding | 50,000 owned after | $2.43 exercise price | 2008-09-04 | |
| 2008-09-04 holding as of filing | BLYSTONE F LYNN Director, Officer (CHOB, President & CEO) | 4 | Option Derivative · Direct | Holding | 200,000 owned after | $1.22 exercise price | 2008-09-04 | |
| 2008-09-04 holding as of filing | BLYSTONE F LYNN Director, Officer (CHOB, President & CEO) | 4 | Option Derivative · Direct | Holding | 300,000 owned after | $1.36 exercise price | 2008-09-04 | |
| 2008-09-04 holding as of filing | Gamble G Thomas Director | 4 | Option Derivative · Direct | Holding | 80,000 owned after | $6.35 exercise price | 2008-09-04 | |
| 2008-09-02 | BLYSTONE F LYNN Director, Officer (CHOB, President & CEO) | 4 | Option Derivative · Direct | C Conversion of derivative security | −1,600 59,750 owned after | $0.50 exercise price | 2008-09-04 | |
| 2008-08-15 | BLYSTONE F LYNN Director, Officer (CHOB, President & CEO) | 4 | Option Derivative · Direct | C Conversion of derivative security | −500 61,350 owned after | $0.50 exercise price | 2008-09-04 | |
| 2008-07-14 | BLYSTONE F LYNN Director, Officer (CHOB, President & CEO) | 4 | Option Derivative · Direct | C Conversion of derivative security | −1,500 61,850 owned after | $0.50 exercise price | 2008-09-04 | |
| 2008-07-01 | BLYSTONE F LYNN Director, Officer (CHOB, President & CEO) | 4 | Option Derivative · Direct | C Conversion of derivative security | −500 63,350 owned after | $0.50 exercise price | 2008-09-04 | |
| 2008-06-13 | BLYSTONE F LYNN Director, Officer (CHOB, President & CEO) | 4 | Option Derivative · Direct | C Conversion of derivative security | −500 63,850 owned after | $0.50 exercise price | 2008-09-04 | |
| 2008-05-08 holding as of filing | BLYSTONE F LYNN Director, Officer (Chairman, President & CEO) | 4 | Option Derivative · Direct | Holding | 100,000 owned after | $2.00 exercise price | 2008-05-08 | |
| 2008-05-08 holding as of filing | BLYSTONE F LYNN Director, Officer (Chairman, President & CEO) | 4 | Option Derivative · Direct | Holding | 50,000 owned after | $2.43 exercise price | 2008-05-08 | |
| 2008-05-08 holding as of filing | BLYSTONE F LYNN Director, Officer (Chairman, President & CEO) | 4 | Option Derivative · Direct | Holding | 200,000 owned after | $1.22 exercise price | 2008-05-08 | |
| 2008-05-08 holding as of filing | BLYSTONE F LYNN Director, Officer (Chairman, President & CEO) | 4 | Option Derivative · Direct | Holding | 300,000 owned after | $1.36 exercise price | 2008-05-08 | |
| 2008-05-06 | BLYSTONE F LYNN Director, Officer (Chairman, President & CEO) | 4 | Option Derivative · Direct | C Conversion of derivative security | −10,000 64,350 owned after | $0.50 exercise price | 2008-05-08 | |
| 2008-03-12 holding as of filing | BLYSTONE F LYNN Director, Officer (Chairman, President & CEO) | 4 | Option Derivative · Direct | Holding | 100,000 owned after | $2.00 exercise price | 2008-03-12 | |
| 2008-03-12 holding as of filing | BLYSTONE F LYNN Director, Officer (Chairman, President & CEO) | 4 | Option Derivative · Direct | Holding | 50,000 owned after | $2.43 exercise price | 2008-03-12 | |
| 2008-03-12 holding as of filing | BLYSTONE F LYNN Director, Officer (Chairman, President & CEO) | 4 | Option Derivative · Direct | Holding | 200,000 owned after | $1.22 exercise price | 2008-03-12 | |
| 2008-03-12 holding as of filing | BLYSTONE F LYNN Director, Officer (Chairman, President & CEO) | 4 | Option Derivative · Direct | Holding | 300,000 owned after | $1.35 exercise price | 2008-03-12 | |
| 2008-03-10 | BLYSTONE F LYNN Director, Officer (Chairman, President & CEO) | 4 | Option Derivative · Direct | C Conversion of derivative security | −3,000 74,350 owned after | $0.50 exercise price | 2008-03-12 | |
| 2008-02-26 holding as of filing | BLYSTONE F LYNN Director, Officer (Chairman, President & CEO) | 4 | Option Derivative · Direct | Holding | 100,000 owned after | $2.00 exercise price | 2008-02-26 | |
| 2008-02-26 holding as of filing | BLYSTONE F LYNN Director, Officer (Chairman, President & CEO) | 4 | Option Derivative · Direct | Holding | 50,000 owned after | $2.43 exercise price | 2008-02-26 | |
| 2008-02-26 holding as of filing | BLYSTONE F LYNN Director, Officer (Chairman, President & CEO) | 4 | Option Derivative · Direct | Holding | 200,000 owned after | $1.22 exercise price | 2008-02-26 | |
| 2008-02-26 holding as of filing | BLYSTONE F LYNN Director, Officer (Chairman, President & CEO) | 4 | Option Derivative · Direct | Holding | 300,000 owned after | $1.35 exercise price | 2008-02-26 | |
| 2008-02-19 | BLYSTONE F LYNN Director, Officer (Chairman, President & CEO) | 4 | Option Derivative · Direct | C Conversion of derivative security | −500 77,350 owned after | $0.50 exercise price | 2008-02-26 | |
| 2008-02-06 holding as of filing | Gamble G Thomas Director | 4 | Option Derivative · Direct | Holding | 80,000 owned after | $6.35 exercise price | 2008-02-06 | |
| 2008-02-06 holding as of filing | Marumoto William H Director | 4 | Option Derivative · Direct | Holding | 100,000 owned after | $6.35 exercise price | 2008-02-06 | |
| 2008-02-06 holding as of filing | Gamble G Thomas Director | 5 | Option Derivative · Direct | Holding | 80,000 owned after | $6.35 exercise price | 2008-02-06 | |
| 2008-02-01 holding as of filing | BUSH JAMES G Officer (Vice Pres. Exploration, TVOG) | 4 | Option Derivative · Direct | Holding | 130,000 owned after | $7.88 exercise price | 2008-02-01 | |
| 2008-01-29 holding as of filing | BUSH JAMES G Officer (Vice Pres. Exploration, TVOG) | 4 | Option Derivative · Direct | Holding | 130,000 owned after | $7.88 exercise price | 2008-01-29 | |
| 2008-01-29 holding as of filing | BLYSTONE F LYNN Director, Officer (Chairman, President & CEO) | 4 | Option Derivative · Direct | Holding | 100,000 owned after | $2.00 exercise price | 2008-01-29 | |
| 2008-01-29 holding as of filing | BLYSTONE F LYNN Director, Officer (Chairman, President & CEO) | 4 | Option Derivative · Direct | Holding | 50,000 owned after | $2.43 exercise price | 2008-01-29 | |
| 2008-01-29 holding as of filing | BLYSTONE F LYNN Director, Officer (Chairman, President & CEO) | 4 | Option Derivative · Direct | Holding | 200,000 owned after | $1.22 exercise price | 2008-01-29 | |
| 2008-01-29 holding as of filing | BLYSTONE F LYNN Director, Officer (Chairman, President & CEO) | 4 | Option Derivative · Direct | Holding | 300,000 owned after | $1.35 exercise price | 2008-01-29 | |
| 2008-01-25 | BLYSTONE F LYNN Director, Officer (Chairman, President & CEO) | 4 | Option Derivative · Direct | C Conversion of derivative security | −1,500 77,850 owned after | $0.50 exercise price | 2008-01-29 | |
| 2008-01-25 holding as of filing | BUSH JAMES G Officer (Vice Pres Exploration, TVOG) | 4 | Option Derivative · Direct | Holding | 130,000 owned after | $7.88 exercise price | 2008-01-25 | |
| 2008-01-25 holding as of filing | BELL ROBERT A Officer (Vice Pres, Operations, TVOG) | 4 | Option Derivative · Direct | Holding | 135,000 owned after | $8.81 exercise price | 2008-01-25 |