TRI VALLEY CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 72 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-29: Reporting owner BLYSTONE F LYNN; Form 4; Security Option; Transaction C Conversion of derivative security.
- 2006-12-29: Reporting owner BLYSTONE F LYNN; Form 4; Security Option; Transaction Holding.
- 2006-12-29: Reporting owner BLYSTONE F LYNN; Form 4; Security Option; Transaction Holding.
- 2006-12-29: Reporting owner BLYSTONE F LYNN; Form 4; Security Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-29 | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | C Conversion of derivative security | −5,000 126,850 owned after | $0.50 exercise price | 2006-12-29 | |
| 2006-12-29 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 100,000 owned after | $2.00 exercise price | 2006-12-29 | |
| 2006-12-29 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 50,000 owned after | $2.43 exercise price | 2006-12-29 | |
| 2006-12-29 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 200,000 owned after | $1.22 exercise price | 2006-12-29 | |
| 2006-12-29 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 300,000 owned after | $1.35 exercise price | 2006-12-29 | |
| 2006-12-29 holding as of filing | Gamble G Thomas Director | 4 | Option Derivative · Direct | Holding | 80,000 owned after | $6.35 exercise price | 2006-12-29 | |
| 2006-12-05 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 100,000 owned after | $2.00 exercise price | 2006-12-05 | |
| 2006-12-05 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 131,850 owned after | $0.50 exercise price | 2006-12-05 | |
| 2006-12-05 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 50,000 owned after | $2.43 exercise price | 2006-12-05 | |
| 2006-12-05 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 200,000 owned after | $1.22 exercise price | 2006-12-05 | |
| 2006-12-05 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 300,000 owned after | $1.35 exercise price | 2006-12-05 | |
| 2006-11-22 | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | C Conversion of derivative security | −2,000 131,850 owned after | $0.50 exercise price | 2006-11-22 | |
| 2006-11-22 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 100,000 owned after | $2.00 exercise price | 2006-11-22 | |
| 2006-11-22 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 50,000 owned after | $2.43 exercise price | 2006-11-22 | |
| 2006-11-22 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 200,000 owned after | $1.22 exercise price | 2006-11-22 | |
| 2006-11-22 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 300,000 owned after | $1.35 exercise price | 2006-11-22 | |
| 2006-10-31 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 100,000 owned after | $2.00 exercise price | 2006-10-31 | |
| 2006-10-31 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 50,000 owned after | $2.43 exercise price | 2006-10-31 | |
| 2006-10-31 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 200,000 owned after | $1.22 exercise price | 2006-10-31 | |
| 2006-10-31 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 300,000 owned after | $1.35 exercise price | 2006-10-31 | |
| 2006-10-27 | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | C Conversion of derivative security | −4,000 133,850 owned after | $0.50 exercise price | 2006-10-31 | |
| 2006-08-30 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 100,000 owned after | $2.00 exercise price | 2006-08-30 | |
| 2006-08-30 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 50,000 owned after | $2.43 exercise price | 2006-08-30 | |
| 2006-08-30 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 200,000 owned after | $1.22 exercise price | 2006-08-30 | |
| 2006-08-30 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 300,000 owned after | $1.35 exercise price | 2006-08-30 | |
| 2006-08-29 | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | C Conversion of derivative security | −3,000 137,850 owned after | $0.50 exercise price | 2006-08-30 | |
| 2006-08-17 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 100,000 owned after | $2.00 exercise price | 2006-08-17 | |
| 2006-08-17 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 50,000 owned after | $2.43 exercise price | 2006-08-17 | |
| 2006-08-17 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 200,000 owned after | $1.22 exercise price | 2006-08-17 | |
| 2006-08-17 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 300,000 owned after | $1.35 exercise price | 2006-08-17 | |
| 2006-08-17 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 140,850 owned after | $0.50 exercise price | 2006-08-17 | |
| 2006-06-29 | Marumoto William H Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $6.35 exercise price | 2006-07-03 | |
| 2006-06-23 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 100,000 owned after | $2.00 exercise price | 2006-06-23 | |
| 2006-06-23 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 50,000 owned after | $2.43 exercise price | 2006-06-23 | |
| 2006-06-23 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 200,000 owned after | $1.22 exercise price | 2006-06-23 | |
| 2006-06-23 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 300,000 owned after | $1.35 exercise price | 2006-06-23 | |
| 2006-06-21 | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | C Conversion of derivative security | −250 140,850 owned after | $0.50 exercise price | 2006-06-23 | |
| 2006-06-09 | Sandri Henry J Other (President, Select Resources) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $7.15 exercise price | 2006-06-09 | |
| 2006-06-07 | Gamble G Thomas Director | 4 | Option Derivative · Direct | C Conversion of derivative security | −20,000 80,000 owned after | $6.35 exercise price | 2006-06-08 | |
| 2006-06-06 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 100,000 owned after | $2.00 exercise price | 2006-06-06 | |
| 2006-06-06 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 50,000 owned after | $2.43 exercise price | 2006-06-06 | |
| 2006-06-06 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 200,000 owned after | $1.22 exercise price | 2006-06-06 | |
| 2006-06-06 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 300,000 owned after | $1.35 exercise price | 2006-06-06 | |
| 2006-06-05 | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | C Conversion of derivative security | −1,000 141,100 owned after | $0.50 exercise price | 2006-06-06 | |
| 2006-06-01 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 100,000 owned after | $2.00 exercise price | 2006-06-01 | |
| 2006-06-01 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 50,000 owned after | $2.43 exercise price | 2006-06-01 | |
| 2006-06-01 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 200,000 owned after | $1.22 exercise price | 2006-06-01 | |
| 2006-06-01 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 300,000 owned after | $1.35 exercise price | 2006-06-01 | |
| 2006-05-31 | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | C Conversion of derivative security | −1,000 142,100 owned after | $0.50 exercise price | 2006-06-01 | |
| 2006-05-30 | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | C Conversion of derivative security | −500 143,100 owned after | $0.50 exercise price | 2006-05-30 | |
| 2006-05-30 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 100,000 owned after | $2.00 exercise price | 2006-05-30 | |
| 2006-05-30 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 50,000 owned after | $2.43 exercise price | 2006-05-30 | |
| 2006-05-30 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 200,000 owned after | $1.22 exercise price | 2006-05-30 | |
| 2006-05-30 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 300,000 owned after | $1.35 exercise price | 2006-05-30 | |
| 2006-05-08 | Gamble G Thomas Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $6.35 exercise price | 2006-05-10 | |
| 2006-05-08 | Lowenstein Henry Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $6.35 exercise price | 2006-05-10 | |
| 2006-04-26 | CARLSON MILTON J Director | 4 | Option Derivative · Direct | C Conversion of derivative security | −13,000 0 owned after | $0.50 exercise price | 2006-04-26 | |
| 2006-04-26 holding as of filing | CARLSON MILTON J Director | 4 | Option Derivative · Direct | Holding | 40,000 owned after | $0.55 exercise price | 2006-04-26 | |
| 2006-04-26 holding as of filing | CARLSON MILTON J Director | 4 | Option Derivative · Direct | Holding | 50,000 owned after | $2.43 exercise price | 2006-04-26 | |
| 2006-04-26 holding as of filing | CARLSON MILTON J Director | 4 | Option Derivative · Direct | Holding | 100,000 owned after | $1.22 exercise price | 2006-04-26 | |
| 2006-04-26 holding as of filing | CARLSON MILTON J Director | 4 | Option Derivative · Direct | Holding | 50,000 owned after | $1.35 exercise price | 2006-04-26 | |
| 2006-04-20 holding as of filing | CARLSON MILTON J Director | 4 | Option Derivative · Direct | Holding | 40,000 owned after | $0.55 exercise price | 2006-04-20 | |
| 2006-04-20 holding as of filing | CARLSON MILTON J Director | 4 | Option Derivative · Direct | Holding | 50,000 owned after | $2.43 exercise price | 2006-04-20 | |
| 2006-04-20 holding as of filing | CARLSON MILTON J Director | 4 | Option Derivative · Direct | Holding | 100,000 owned after | $1.22 exercise price | 2006-04-20 | |
| 2006-04-20 holding as of filing | CARLSON MILTON J Director | 4 | Option Derivative · Direct | Holding | 50,000 owned after | $1.35 exercise price | 2006-04-20 | |
| 2006-04-19 | CARLSON MILTON J Director | 4 | Option Derivative · Direct | C Conversion of derivative security | −10,000 13,000 owned after | $0.50 exercise price | 2006-04-20 | |
| 2006-03-13 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 100,000 owned after | $2.00 exercise price | 2006-03-13 | |
| 2006-03-13 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 50,000 owned after | $2.43 exercise price | 2006-03-13 | |
| 2006-03-13 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 200,000 owned after | $1.22 exercise price | 2006-03-13 | |
| 2006-03-13 holding as of filing | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 300,000 owned after | $1.35 exercise price | 2006-03-13 | |
| 2006-03-09 | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | C Conversion of derivative security | −50,000 145,600 owned after | $0.50 exercise price | 2006-03-13 | |
| 2006-03-09 | BLYSTONE F LYNN Director, Officer (President & CEO) | 4 | Option Derivative · Direct | G Bona fide gift | −2,000 143,600 owned after | $0.50 exercise price | 2006-03-13 |