TRI VALLEY CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-07-15: Reporting owner KROMER JAMES C; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-06-23: Reporting owner GABRIEL EDWARD M; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2011-06-22: Reporting owner BATEMAN PAUL W; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2011-06-22: Reporting owner Mayer James; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-07-15 | KROMER JAMES C Officer (VICE PRESIDENT, OPERATIONS) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +100,000 0 owned after | $1.23 exercise price | 2011-07-19 | |
| 2011-06-23 holding as of filing | GABRIEL EDWARD M Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $6.49 exercise price | 2011-06-23 | ||
| 2011-06-22 holding as of filing | BATEMAN PAUL W Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $6.37 exercise price | 2011-06-22 | ||
| 2011-06-22 holding as of filing | Mayer James Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $7.25 exercise price | 2011-06-22 |