TRI VALLEY CORP Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2011-04-27: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2011-04-21; Total offering amount $5,035,000.
- 2011-01-06: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2010-12-31; Total offering amount $835,000.
- 2010-10-14: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2010-09-30; Total offering amount $3,550,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2011-04-27 | Rule 506 | Equity | 2011-04-21 | $5,035,000 | $5,035,000 | $0 | 11 |
| 2011-01-06 | Rule 506 | Equity | 2010-12-31 | $835,000 | $835,000 | $0 | 1 |
| 2010-10-14 | Rule 506 | Equity | 2010-09-30 | $3,550,000 | $3,550,000 | $0 | 1 |