Tompkins Financial Corp Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 648 rows, 30 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-05: Reporting owner WEBER ALFRED J; Form 4; Security Phantom Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-10-05: Reporting owner ALEXANDER JOHN E; Form 4; Security Phantom Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-10-05: Reporting owner YUNKER CRAIG; Form 4; Security Phantom Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-10-05: Reporting owner BATTAGLIA PAUL J.; Form 4; Security Phantom Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
TMP insiders transactions against the stock price
Blue: Split-adjusted close · Orange: Cumulative dividend-reinvested close
Logarithmic scale. Both lines share the same starting value for the selected range.
Markers: each transaction type positioned at that session's split-adjusted close. Tooltips retain the reported transaction price when available.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-05 | WEBER ALFRED J Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +130 130 owned after | $40.91 | $41.15 | 2012-10-10 |
| 2012-10-05 | ALEXANDER JOHN E Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +215 9,348 owned after | $40.92 | $41.15 | 2012-10-10 |
| 2012-10-05 | YUNKER CRAIG Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +258 6,649 owned after | $40.91 | $41.15 | 2012-10-10 |
| 2012-10-05 | BATTAGLIA PAUL J. Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +239 1,731 owned after | $40.92 | $41.15 | 2012-10-09 |
| 2012-10-05 | SPAIN MICHAEL H Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +110 3,834 owned after | $40.91 | $41.15 | 2012-10-09 |
| 2012-10-05 | Rochon Thomas R. Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +233 3,113 owned after | $40.91 | $41.15 | 2012-10-09 |
| 2012-10-05 | Henry Susan A Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +197 2,207 owned after | $40.91 | $41.15 | 2012-10-09 |
| 2012-10-05 | HAYNES CARL E Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +98 4,813 owned after | $40.92 | $41.15 | 2012-10-09 |
| 2012-07-05 | HAYNES CARL E Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +91 4,670 owned after | $38.62 | $38.47 | 2012-07-09 |
| 2012-07-05 | HAYNES CARL E Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +91 4,670 owned after | $38.62 | $38.47 | 2012-07-09 |
| 2012-07-05 | BATTAGLIA PAUL J. Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +273 1,480 owned after | $38.62 | $38.47 | 2012-07-09 |
| 2012-07-05 | YUNKER CRAIG Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +273 6,331 owned after | $38.62 | $38.47 | 2012-07-09 |
| 2012-07-05 | SPAIN MICHAEL H Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +117 3,689 owned after | $38.62 | $38.47 | 2012-07-09 |
| 2012-07-05 | Rochon Thomas R. Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +208 2,854 owned after | $38.62 | $38.47 | 2012-07-09 |
| 2012-07-05 | Henry Susan A Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +219 1,993 owned after | $38.62 | $38.47 | 2012-07-09 |
| 2012-07-05 | ALEXANDER JOHN E Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +219 9,046 owned after | $38.62 | $38.47 | 2012-07-09 |
| 2012-04-09 | BATTAGLIA PAUL J. Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +286 1,207 owned after | $39.45 | $39.70 | 2012-04-11 |
| 2012-04-09 | YUNKER CRAIG Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +324 6,058 owned after | $39.45 | $39.70 | 2012-04-11 |
| 2012-04-09 | SPAIN MICHAEL H Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +114 3,572 owned after | $39.45 | $39.70 | 2012-04-11 |
| 2012-04-09 | Rochon Thomas R. Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +242 2,646 owned after | $39.45 | $39.70 | 2012-04-11 |
| 2012-04-09 | Henry Susan A Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +242 1,774 owned after | $39.45 | $39.70 | 2012-04-11 |
| 2012-04-09 | HAYNES CARL E Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +89 4,579 owned after | $39.45 | $39.70 | 2012-04-11 |
| 2012-04-09 | ALEXANDER JOHN E Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +204 8,827 owned after | $39.45 | $39.70 | 2012-04-11 |
| 2012-01-11 | ALEXANDER JOHN E Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +208 8,548 owned after | $40.57 | $40.56 | 2012-01-13 |
| 2012-01-11 | BATTAGLIA PAUL J. Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +242 913 owned after | $40.57 | $40.56 | 2012-01-13 |
| 2012-01-11 | HAYNES CARL E Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +87 4,451 owned after | $40.57 | $40.56 | 2012-01-13 |
| 2012-01-11 | Henry Susan A Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +227 1,519 owned after | $40.57 | $40.56 | 2012-01-13 |
| 2012-01-11 | Rochon Thomas R. Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +217 2,383 owned after | $40.57 | $40.56 | 2012-01-13 |
| 2012-01-11 | SPAIN MICHAEL H Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +111 3,428 owned after | $40.57 | $40.56 | 2012-01-13 |
| 2012-01-11 | YUNKER CRAIG Director | 4 | Phantom Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +260 5,684 owned after | $40.57 | $40.56 | 2012-01-13 |
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