Tompkins Financial Corp Forms 3, 4 and 5: Stock Options Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
2017-11-01: Reporting owner ROMAINE STEPHEN S ; Form 4 ; Security Incentive Stock Option (Right to Buy) ; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 . 2017-11-01: Reporting owner ROMAINE STEPHEN S ; Form 4 ; Security Non-qualified Stock Option (Right to Buy) ; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 . 2017-02-06: Reporting owner ROMAINE STEPHEN S ; Form 5 ; Security Incentive Stock Option (Right to Buy) ; Transaction Holding . 2017-02-06: Reporting owner ROMAINE STEPHEN S ; Form 5 ; Security Non-qualified Stock Option (Right to Buy) ; Transaction Holding . TMP insiders transactions against the stock price
Blue: Split-adjusted close · Orange: Cumulative dividend-reinvested close
$61.28 $68.86 $77.38 $86.95 $97.71 $109.80 2025-11-06 2026-11-06 $41.33 $51.71 $64.68 $80.92 $101.22 $126.63 2021-11-08 2026-11-06 $41.33 $53.08 $68.15 $87.51 $112.38 $144.30 2016-11-07 2026-11-06 $26.51 $39.71 $59.48 $89.09 $133.44 $199.86 2006-11-06 2026-11-06 $6.42 $15.75 $38.62 $94.72 $232.29 $569.68 1986-06-02 2026-11-06 2006-01-23: 16 award or grants at $38.54 close · Value $2.66M estimated — UPDIKE LAWRENCE A, STEWART DONALD S, GARNER STEPHEN E and 7 more 2006-01-30: 2 option exercises at $16.66 filed · Value $197.35K — GARNER STEPHEN E 2006-01-31: 3 option exercises at $28.79 filed · Value $309.68K — DOLGE RICHARD M, STEWART DONALD S 2006-02-17: 2 option exercises at $47.07 filed · Value $108.26K — GARNER STEPHEN E 2006-02-21: 2 option exercises at $45.85 filed · Value $183.40K — GARNER STEPHEN E 2006-02-22: 1 option exercise at $46.25 filed · Value $49.49K — GARNER STEPHEN E 2006-02-27: 2 option exercises at $28.85 filed · Value $62.49K — Rooney Kathleen M, GARNER STEPHEN E 2006-08-29: 5 option exercises at $20.00 filed · Value $91.38K — FULMER JAMES W 2006-08-30: 5 option exercises at $20.00 filed · Value $108.00K — FULMER JAMES W 2006-10-31: 1 option exercise at $49.22 filed · Value $98.44K — UPDIKE LAWRENCE A 2006-11-07: 1 option exercise at $45.80 filed · Value $22.90K — UPDIKE LAWRENCE A 2006-11-10: 3 option exercises at $45.89 filed · Value $84.96K — UPDIKE LAWRENCE A 2006-11-13: 6 option exercises at $46.35 filed · Value $92.85K — UPDIKE LAWRENCE A 2006-11-16: 1 option exercise at $48.15 filed · Value $43.96K — FETSKO FRANCIS M 2006-11-29: 1 option exercise at $45.40 filed · Value $13.62K — FETSKO FRANCIS M 2006-11-30: 2 option exercises at $44.90 filed · Value $665.17K — BYRNES JAMES J, FETSKO FRANCIS M 2007-01-12: 1 option exercise at $17.77 filed · Value $88.71K — UPDIKE LAWRENCE A 2007-01-18: 5 award or grants at $43.51 filed · Value $1.31M — KLEIN GERALD J JR, HARTZ GREGORY J, ROMAINE STEPHEN S 2007-11-28: 2 option exercises at $43.00 filed · Value $79.64K — UPDIKE LAWRENCE A 2007-11-29: 17 award or grants at $37.27 close · Value $3.54M estimated — ROGERS THOMAS J, Rooney Kathleen M, BOYCE DAVID S and 6 more 2008-01-24: 1 option exercise at $35.73 close · Value $166.47K estimated — UPDIKE LAWRENCE A 2008-02-06: 2 option exercises at $43.54 filed · Value $51.07K — UPDIKE LAWRENCE A 2008-04-28: 20 option exercises at $48.97 filed · Value $510.83K — BOYCE DAVID S 2008-04-29: 1 option exercise at $49.05 filed · Value $156.57K — FETSKO FRANCIS M 2008-05-01: 1 option exercise at $48.37 filed · Value $24.18K — FETSKO FRANCIS M 2008-08-28: 7 option exercises at $45.45 filed · Value $102.61K — FULMER JAMES W 2008-10-31: 1 option exercise at $49.25 filed · Value $132.19K — KLEIN GERALD J JR 2009-05-28: 1 option exercise at $43.18 close — FULMER JAMES W 2009-05-29: 3 option exercises at $43.95 close — FULMER JAMES W 2010-02-18: 3 option exercises at $36.10 close — FULMER JAMES W 2010-02-25: 1 option exercise at $36.50 close — BANTLE ROBERT B 2010-03-01: 1 option exercise at $36.69 close — BANTLE ROBERT B 2010-04-27: 3 option exercises at $39.97 close — FULMER JAMES W 2010-05-18: 2 option exercises at $41.91 close — FETSKO FRANCIS M 2010-07-22: 1 option exercise at $39.81 close — KLEIN GERALD J JR 2010-07-29: 1 option exercise at $40.77 close — FETSKO FRANCIS M 2010-07-30: 1 option exercise at $41.75 close — FETSKO FRANCIS M 2010-08-04: 2 option exercises at $41.54 close — BANTLE ROBERT B 2010-08-05: 1 option exercise at $39.77 close — BANTLE ROBERT B 2011-02-07: 1 option exercise at $40.65 close — ROGERS THOMAS J 2011-02-23: 3 option exercises at $39.52 close — BANTLE ROBERT B 2011-05-27: 1 option exercise at $38.56 close — ROMAINE STEPHEN S 2011-06-06: 1 option exercise at $36.63 close — KLEIN GERALD J JR 2012-02-22: 1 option exercise at $41.44 close — Rooney Kathleen M 2012-04-12: 1 option exercise at $39.79 close — Rooney Kathleen M 2012-04-17: 1 option exercise at $39.70 close — Rooney Kathleen M 2012-05-24: 1 option exercise at $37.06 close — Rooney Kathleen M 2012-05-25: 1 option exercise at $36.98 close — FETSKO FRANCIS M 2012-05-29: 1 option exercise at $36.80 close — KLEIN GERALD J JR 2012-06-22: 2 option exercises at $37.89 close — Rooney Kathleen M 2012-08-02: 1 option exercise at $38.72 close — KLEIN GERALD J JR 2012-08-29: 1 option exercise at $38.72 close — ROMAINE STEPHEN S 2012-08-31: 1 option exercise at $38.84 close — PAGE RICHARD W. 2012-11-07: 1 option exercise at $38.82 close — BANTLE ROBERT B 2013-01-30: 2 option exercises at $41.71 close — HARTZ GREGORY J 2013-05-03: 1 option exercise at $40.60 close — FETSKO FRANCIS M 2013-05-17: 1 option exercise at $41.74 close — FETSKO FRANCIS M 2013-05-20: 1 option exercise at $41.72 close — FETSKO FRANCIS M 2013-05-23: 1 option exercise at $41.25 close — HYLAND ROSEMARY G. 2013-05-24: 1 option exercise at $41.34 close — HYLAND ROSEMARY G. 2013-07-24: 4 option exercises at $46.50 close — FETSKO FRANCIS M, BOYCE DAVID S 2013-08-15: 1 option exercise at $45.22 close — FETSKO FRANCIS M 2013-08-16: 1 option exercise at $45.03 close — FETSKO FRANCIS M 2013-08-19: 1 option exercise at $44.76 close — FETSKO FRANCIS M 2013-08-20: 1 option exercise at $45.59 close — FETSKO FRANCIS M 2013-08-21: 1 option exercise at $44.79 close — KLEIN GERALD J JR 2014-02-04: 2 option exercises at $45.51 close — FULMER JAMES W 2014-02-12: 1 option exercise at $46.41 close — KLEIN GERALD J JR 2014-02-20: 2 option exercises at $46.91 close — ROMAINE STEPHEN S 2014-05-02: 2 option exercises at $46.00 close — FULMER JAMES W 2014-08-04: 2 option exercises at $44.08 close — FULMER JAMES W 2014-11-03: 2 option exercises at $49.94 close — HYLAND ROSEMARY G. 2014-11-04: 4 option exercises at $49.25 close — BOYCE DAVID S 2014-11-05: 1 option exercise at $49.28 close — FETSKO FRANCIS M 2014-11-06: 1 option exercise at $50.15 close — FETSKO FRANCIS M 2014-11-19: 4 option exercises at $49.50 close — HARTZ GREGORY J 2015-02-03: 1 option exercise at $52.80 close — FULMER JAMES W 2015-02-05: 2 option exercises at $53.14 close — HARTZ GREGORY J 2015-02-12: 1 option exercise at $52.75 close — KLEIN GERALD J JR 2015-02-19: 1 option exercise at $52.81 close — HYLAND ROSEMARY G. 2015-04-17: 1 option exercise at $53.05 close — BOYCE DAVID S 2015-04-30: 1 option exercise at $52.15 close — KLEIN GERALD J JR 2015-11-19: 2 option exercises at $59.40 close — ROMAINE STEPHEN S 2016-03-01: 1 option exercise at $58.12 close — KLEIN GERALD J JR 2016-07-27: 1 option exercise at $71.58 close — FETSKO FRANCIS M 2016-08-02: 1 option exercise at $71.25 close — KLEIN GERALD J JR 2016-11-02: 2 option exercises at $73.80 close — ROMAINE STEPHEN S 2017-02-01: 2 option exercises at $88.60 close — KLEIN GERALD J JR 2017-11-01: 2 option exercises at $85.00 close — ROMAINE STEPHEN S Logarithmic scale. Both lines share the same starting value for the selected range.
Markers: each transaction type positioned at that session's split-adjusted close. Tooltips retain the reported transaction price when available.
Transaction date Reporting owner Form Security Transaction Shares Price Price that day Filing 2017-11-01 ROMAINE STEPHEN SDirector, Officer (President & CEO) 4 Incentive Stock Option (Right to Buy)Derivative · Direct M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 −570 owned after $37.27exercise price $85.00 2017-11-02 2017-11-01 ROMAINE STEPHEN SDirector, Officer (President & CEO) 4 Non-qualified Stock Option (Right to Buy)Derivative · Direct M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 −16,4440 owned after $37.27exercise price $85.00 2017-11-02 2017-02-06holding as of filing ROMAINE STEPHEN SDirector, Officer (President & CEO) 5 Incentive Stock Option (Right to Buy)Derivative · Direct Holding 57 owned after $37.27exercise price 2017-02-06 2017-02-06holding as of filing ROMAINE STEPHEN SDirector, Officer (President & CEO) 5 Non-qualified Stock Option (Right to Buy)Derivative · Direct Holding 16,444 owned after $37.27exercise price 2017-02-06 2017-02-01 KLEIN GERALD J JROfficer (EVP Pres&CEO Mahopac Bank) 4 Incentive Stock Option (Right to Buy)Derivative · Direct M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 −1,4380 owned after $37.27exercise price $88.60 2017-02-03 2017-02-01 KLEIN GERALD J JROfficer (EVP Pres&CEO Mahopac Bank) 4 Non-qualified Stock Option (Right to Buy)Derivative · Direct M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 −9,5630 owned after $37.27exercise price $88.60 2017-02-03