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Tompkins Financial Corp (TMP) Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

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Tompkins Financial Corp Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2026. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2026-07-01: Reporting owner Eaton Helen; Form 4; Security Phantom Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2026-07-01: Reporting owner Coletti Janet M.; Form 4; Security Phantom Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2026-07-01: Reporting owner Davidson Heidi M; Form 4; Security Phantom Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2026-07-01: Reporting owner Davidson Heidi M; Form 4; Security Phantom Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).

TMP insiders transactions against the stock price

Blue: Split-adjusted close · Orange: Cumulative dividend-reinvested close

$61.28$68.86$77.38$86.95$97.71$109.802025-11-062026-11-06$41.33$51.71$64.68$80.92$101.22$126.632021-11-082026-11-06$41.33$53.08$68.15$87.51$112.38$144.302016-11-072026-11-06$26.51$39.71$59.48$89.09$133.44$199.862006-11-062026-11-06$6.42$15.75$38.62$94.72$232.29$569.681986-06-022026-11-062011-01-03: 9 award or grants at $40.27 filed · Value $65.40K — Henry Susan A, YUNKER CRAIG, SPAIN MICHAEL H and 6 more2011-04-08: 9 award or grants at $41.81 filed · Value $66.94K — Henry Susan A, YUNKER CRAIG, SPAIN MICHAEL H and 6 more2011-07-08: 9 award or grants at $39.65 filed · Value $62.01K — Henry Susan A, YUNKER CRAIG, SPAIN MICHAEL H and 6 more2011-10-06: 9 award or grants at $37.34 filed · Value $60.38K — Henry Susan A, YUNKER CRAIG, SPAIN MICHAEL H and 6 more2011-11-15: 7 other transactions at $39.05 close · Value $9.18K estimated — ALEXANDER JOHN E, BATTAGLIA PAUL J., HAYNES CARL E and 4 more2011-12-31: 5 other transactions at $38.51 close — Fessenden Daniel J., SPAIN JR WILLIAM D, Johnson Patricia A and 2 more2012-01-11: 7 purchases at $40.57 filed · Value $54.85K — ALEXANDER JOHN E, BATTAGLIA PAUL J., HAYNES CARL E and 4 more2012-02-01: 1 other transaction at $41.20 close · Value $2.06K estimated — HARDIE JAMES R2012-02-15: 7 other transactions at $41.02 filed · Value $9.68K — BATTAGLIA PAUL J., YUNKER CRAIG, SPAIN MICHAEL H and 4 more2012-04-09: 7 purchases at $39.45 filed · Value $59.21K — BATTAGLIA PAUL J., YUNKER CRAIG, SPAIN MICHAEL H and 4 more2012-07-05: 8 other transactions at $36.50 filed · Value $11.94K — HAYNES CARL E, BATTAGLIA PAUL J., YUNKER CRAIG and 4 more2012-07-05: 8 purchases at $38.62 filed · Value $57.58K — HAYNES CARL E, BATTAGLIA PAUL J., YUNKER CRAIG and 4 more2012-10-05: 7 other transactions at $39.14 filed · Value $10.88K — ALEXANDER JOHN E, YUNKER CRAIG, BATTAGLIA PAUL J. and 4 more2012-10-05: 8 purchases at $40.91 filed · Value $60.55K — WEBER ALFRED J, ALEXANDER JOHN E, YUNKER CRAIG and 5 more2013-01-04: 8 award or grants at $40.90 filed · Value $59.96K — SPAIN MICHAEL H, BATTAGLIA PAUL J., WEBER ALFRED J and 5 more2013-04-05: 8 award or grants at $41.23 filed · Value $67.27K — BATTAGLIA PAUL J., YUNKER CRAIG, SPAIN MICHAEL H and 5 more2013-07-05: 8 award or grants at $44.86 filed · Value $65.96K — BATTAGLIA PAUL J., WEBER ALFRED J, SPAIN MICHAEL H and 5 more2013-10-04: 8 award or grants at $44.76 filed · Value $62.17K — BATTAGLIA PAUL J., Rochon Thomas R., SPAIN MICHAEL H and 5 more2014-01-03: 8 award or grants at $50.57 filed · Value $68.52K — BATTAGLIA PAUL J., ALEXANDER JOHN E, SPAIN MICHAEL H and 5 more2014-04-04: 15 award or grants at $50.80 filed · Value $69.54K — BATTAGLIA PAUL J., Rochon Thomas R., YUNKER CRAIG and 5 more2014-07-07: 8 award or grants at $48.23 filed · Value $84.98K — BATTAGLIA PAUL J., WEBER ALFRED J, SPAIN MICHAEL H and 5 more2014-10-03: 8 award or grants at $44.99 filed · Value $79.29K — SPAIN MICHAEL H, Rochon Thomas R., Henry Susan A and 5 more2015-01-05: 9 award or grants at $53.99 filed · Value $84.50K — Rochon Thomas R., YUNKER CRAIG, SPAIN MICHAEL H and 6 more2015-04-06: 10 award or grants at $54.26 filed · Value $88.57K — BATTAGLIA PAUL J., Rochon Thomas R., ALEXANDER JOHN E and 6 more2015-07-06: 9 award or grants at $53.92 filed · Value $84.78K — Rochon Thomas R., Henry Susan A, BATTAGLIA PAUL J. and 6 more2015-10-02: 16 award or grants at $51.60 filed · Value $83.49K — BATTAGLIA PAUL J., Fessenden Daniel J., ALEXANDER JOHN E and 6 more2016-01-05: 9 award or grants at $55.10 filed · Value $91.54K — Rochon Thomas R., SPAIN MICHAEL H, YUNKER CRAIG and 6 more2016-04-05: 9 award or grants at $64.24 filed · Value $98.13K — SPAIN MICHAEL H, BATTAGLIA PAUL J., Fessenden Daniel J. and 6 more2016-07-08: 9 award or grants at $64.07 filed · Value $87.47K — ALEXANDER JOHN E, YUNKER CRAIG, Henry Susan A and 6 more2016-10-07: 9 award or grants at $77.25 filed · Value $90.38K — SPAIN MICHAEL H, Rochon Thomas R., HAYNES CARL E and 6 more2017-01-06: 9 award or grants at $94.57 filed · Value $97.16K — BATTAGLIA PAUL J., Rochon Thomas R., WEBER ALFRED J and 6 more2017-04-07: 9 award or grants at $78.55 filed · Value $92.77K — HAYNES CARL E, SPAIN MICHAEL H, BATTAGLIA PAUL J. and 6 more2017-07-07: 8 award or grants at $78.84 filed · Value $88.45K — SPAIN MICHAEL H, Henry Susan A, Fessenden Daniel J. and 5 more2017-10-04: 8 award or grants at $87.81 filed · Value $86.77K — BATTAGLIA PAUL J., Fessenden Daniel J., Rochon Thomas R. and 5 more2018-01-08: 7 award or grants at $80.38 filed · Value $100.18K — BATTAGLIA PAUL J., ALEXANDER JOHN E, SPAIN MICHAEL H and 4 more2018-01-10: 4 option exercises at $81.76 close — YUNKER CRAIG, Henry Susan A2018-04-04: 6 award or grants at $76.66 filed · Value $83.10K — Rochon Thomas R., WEBER ALFRED J, BATTAGLIA PAUL J. and 3 more2018-07-05: 6 award or grants at $87.93 filed · Value $83.09K — WEBER ALFRED J, Rochon Thomas R., BATTAGLIA PAUL J. and 3 more2018-10-02: 5 award or grants at $78.91 filed · Value $75.09K — BATTAGLIA PAUL J., ALEXANDER JOHN E, Fessenden Daniel J. and 2 more2019-01-07: 6 award or grants at $79.05 filed · Value $85.62K — Rochon Thomas R., WEBER ALFRED J, Fessenden Daniel J. and 3 more2019-01-11: 4 option exercises at $78.98 close — Henry Susan A, YUNKER CRAIG2019-04-04: 6 award or grants at $76.60 filed · Value $85.63K — Fessenden Daniel J., BATTAGLIA PAUL J., WEBER ALFRED J and 3 more2019-07-05: 8 award or grants at $82.14 filed · Value $104.33K — Tegan Jennifer R, BATTAGLIA PAUL J., WEBER ALFRED J and 4 more2019-10-03: 7 award or grants at $78.73 filed · Value $100.57K — Rochon Thomas R., WEBER ALFRED J, Tegan Jennifer R and 4 more2020-01-08: 7 award or grants at $90.50 filed · Value $96.98K — SPAIN MICHAEL H, WEBER ALFRED J, BATTAGLIA PAUL J. and 4 more2020-01-24: 1 option exercise at $89.31 close — YUNKER CRAIG2020-04-20: 10 award or grants at $69.81 filed · Value $96.96K — SPAIN MICHAEL H, Rochon Thomas R., BATTAGLIA PAUL J. and 4 more2020-07-10: 10 award or grants at $58.11 filed · Value $96.97K — WEBER ALFRED J, Tegan Jennifer R, Fessenden Daniel J. and 4 more2020-10-09: 10 award or grants at $58.71 filed · Value $96.97K — Tegan Jennifer R, SPAIN MICHAEL H, BATTAGLIA PAUL J. and 4 more2021-01-07: 8 award or grants at $77.48 filed · Value $67.70K — Rochon Thomas R., WEBER ALFRED J, Tegan Jennifer R and 3 more2021-02-04: 3 option exercises at $72.53 close — YUNKER CRAIG, Johnson Patricia A, BATTAGLIA PAUL J.2021-04-07: 8 award or grants at $80.83 filed · Value $67.71K — SPAIN MICHAEL H, Fessenden Daniel J., Tegan Jennifer R and 3 more2021-07-09: 8 award or grants at $76.24 filed · Value $66.91K — SPAIN MICHAEL H, Tegan Jennifer R, WEBER ALFRED J and 3 more2021-10-08: 8 award or grants at $83.04 filed · Value $66.91K — Rochon Thomas R., Tegan Jennifer R, Fessenden Daniel J. and 3 more2022-01-26: 9 award or grants at $83.18 filed · Value $108.44K — WEBER ALFRED J, Rochon Thomas R., ALEXANDER JOHN E and 3 more2022-03-01: 3 option exercises at $76.17 close · Value $330.29K estimated — BATTAGLIA PAUL J., YUNKER CRAIG, Johnson Patricia A2022-04-06: 9 award or grants at $77.45 filed · Value $101.64K — Tegan Jennifer R, Fessenden Daniel J., SPAIN MICHAEL H and 3 more2022-07-07: 9 award or grants at $72.94 filed · Value $110.83K — Tegan Jennifer R, Rochon Thomas R., SPAIN MICHAEL H and 3 more2022-10-06: 9 award or grants at $75.20 filed · Value $107.44K — Tegan Jennifer R, Rochon Thomas R., WEBER ALFRED J and 3 more2023-01-05: 6 award or grants at $75.83 filed · Value $54.85K — ALEXANDER JOHN E, Fessenden Daniel J., Tegan Jennifer R2023-01-27: 5 option exercises at $75.35 close · Value $541.56K estimated — SPAIN MICHAEL H, BATTAGLIA PAUL J., WEBER ALFRED J and 2 more2023-04-05: 6 award or grants at $63.67 filed · Value $54.85K — Tegan Jennifer R, Fessenden Daniel J., ALEXANDER JOHN E2023-07-05: 9 award or grants at $56.52 filed · Value $103.38K — Tegan Jennifer R, Catarisano Nancy E., Lee Angela B and 2 more2023-07-06: 1 award or grant at $56.52 filed · Value $8.42K — Catarisano Nancy E.2023-10-03: 10 award or grants at $49.92 filed · Value $95.03K — Catarisano Nancy E., Tegan Jennifer R, Fessenden Daniel J. and 2 more2024-01-02: 10 award or grants at $59.24 filed · Value $95.03K — Fessenden Daniel J., Tegan Jennifer R, Lee Angela B and 2 more2024-01-29: 4 option exercises at $54.63 close — BATTAGLIA PAUL J., WEBER ALFRED J, Johnson Patricia A and 1 more2024-01-30: 5 option exercises at $53.70 close — BATTAGLIA PAUL J., WEBER ALFRED J, Johnson Patricia A and 2 more2024-04-02: 10 award or grants at $47.75 filed · Value $87.15K — Tegan Jennifer R, ALEXANDER JOHN E, Fessenden Daniel J. and 2 more2024-07-02: 8 award or grants at $48.53 filed · Value $91.89K — Tegan Jennifer R, Lee Angela B, Coletti Janet M. and 2 more2024-10-02: 8 award or grants at $59.19 filed · Value $85.05K — Tegan Jennifer R, Coletti Janet M., Catarisano Nancy E. and 2 more2025-01-03: 5 award or grants at $67.07 filed · Value $62.44K — Coletti Janet M., Tegan Jennifer R, Catarisano Nancy E. and 1 more2025-01-15: 3 option exercises at $67.54 close · Value $340.62K estimated — SPAIN MICHAEL H, Rochon Thomas R., Johnson Patricia A2025-04-03: 5 award or grants at $63.35 filed · Value $58.32K — Tegan Jennifer R, Coletti Janet M., Fessenden Daniel J. and 1 more2025-07-02: 8 award or grants at $65.65 filed · Value $133.50K — Eaton Helen, Davidson Heidi M, Fessenden Daniel J. and 2 more2025-10-03: 8 award or grants at $65.53 filed · Value $111.57K — Eaton Helen, Davidson Heidi M, Fessenden Daniel J. and 2 more2026-01-05: 6 award or grants at $72.20 filed · Value $66.00K — Coletti Janet M., Eaton Helen, Davidson Heidi M and 1 more2026-01-15: 1 option exercise at $76.79 close · Value $120.09K estimated — SPAIN MICHAEL H2026-04-02: 6 award or grants at $80.09 filed · Value $74.93K — Coletti Janet M., Eaton Helen, Davidson Heidi M and 1 more2026-07-01: 4 award or grants at $96.84 filed · Value $47.67K — Eaton Helen, Coletti Janet M., Davidson Heidi M

Logarithmic scale. Both lines share the same starting value for the selected range.

Markers: each transaction type positioned at that session's split-adjusted close. Tooltips retain the reported transaction price when available.

Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2026-07-01Eaton Helen
Director		4Phantom Stock
Derivative · Direct		A Grant, award or other acquisition pursuant to Rule 16b-3(d)+179
3,095 owned after		$96.84$95.922026-07-06
2026-07-01Coletti Janet M.
Director		4Phantom Stock
Derivative · Direct		A Grant, award or other acquisition pursuant to Rule 16b-3(d)+20
774 owned after		$96.84$95.922026-07-06
2026-07-01Davidson Heidi M
Director		4Phantom Stock
Derivative · Direct		A Grant, award or other acquisition pursuant to Rule 16b-3(d)+92
2,610 owned after		$96.84$95.922026-07-02
2026-07-01Davidson Heidi M
Director		4Phantom Stock
Derivative · Direct		A Grant, award or other acquisition pursuant to Rule 16b-3(d)+201
2,518 owned after		$96.84$95.922026-07-02
2026-04-02Coletti Janet M.
Director		4Phantom Stock
Derivative · Direct		A Grant, award or other acquisition pursuant to Rule 16b-3(d)+24
748 owned after		$80.09$80.372026-04-06
2026-04-02Eaton Helen
Director		4Phantom Stock
Derivative · Direct		A Grant, award or other acquisition pursuant to Rule 16b-3(d)+159
2,915 owned after		$80.09$80.372026-04-06
2026-04-02Davidson Heidi M
Director		4Phantom Stock
Derivative · Direct		A Grant, award or other acquisition pursuant to Rule 16b-3(d)+159
2,206 owned after		$80.09$80.372026-04-06
2026-04-02Davidson Heidi M
Director		4Phantom Stock
Derivative · Direct		A Grant, award or other acquisition pursuant to Rule 16b-3(d)+111
2,318 owned after		$80.09$80.372026-04-06
2026-04-02Catarisano Nancy E.
Director		4Phantom Stock
Derivative · Direct		A Grant, award or other acquisition pursuant to Rule 16b-3(d)+111
7,018 owned after		$80.09$80.372026-04-02
2026-04-02Catarisano Nancy E.
Director		4Phantom Stock
Derivative · Direct		A Grant, award or other acquisition pursuant to Rule 16b-3(d)+370
6,907 owned after		$80.09$80.372026-04-02
2026-01-15SPAIN MICHAEL H
Director		4Phantom Stock
Derivative · Direct		M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,564
4,692 owned after		no price filed$76.792026-01-16
2026-01-05Coletti Janet M.
Director		4Phantom Stock
Derivative · Direct		A Grant, award or other acquisition pursuant to Rule 16b-3(d)+27
718 owned after		$72.20$73.392026-01-07
2026-01-05Eaton Helen
Director		4Phantom Stock
Derivative · Direct		A Grant, award or other acquisition pursuant to Rule 16b-3(d)+177
2,733 owned after		$72.20$73.392026-01-06
2026-01-05
holding as of filing		Anderson Johanna B
Officer (EVP, President TCB CNY)		4Phantom Stock
Derivative · Direct		Holding
1,403 owned after		no price filed2026-01-05
2026-01-05Davidson Heidi M
Director		4Phantom Stock
Derivative · Direct		A Grant, award or other acquisition pursuant to Rule 16b-3(d)+177
1,906 owned after		$72.20$73.392026-01-05
2026-01-05Davidson Heidi M
Director		4Phantom Stock
Derivative · Direct		A Grant, award or other acquisition pursuant to Rule 16b-3(d)+124
2,030 owned after		$72.20$73.392026-01-05
2026-01-05Catarisano Nancy E.
Director		4Phantom Stock
Derivative · Direct		A Grant, award or other acquisition pursuant to Rule 16b-3(d)+287
6,359 owned after		$72.20$73.392026-01-05
2026-01-05Catarisano Nancy E.
Director		4Phantom Stock
Derivative · Direct		A Grant, award or other acquisition pursuant to Rule 16b-3(d)+124
6,483 owned after		$72.20$73.392026-01-05

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