Tompkins Financial Corp Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 40 rows, 40 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-01-31: Reporting owner ALEXANDER JOHN E; Form 4; Security 7% Convertible Trust Preferred; Transaction J Other acquisition or disposition (describe transaction).
- 2017-01-31: Reporting owner ALEXANDER JOHN E; Form 4; Security 7% Convertible Trust Preferred; Transaction J Other acquisition or disposition (describe transaction).
- 2016-01-19: Reporting owner ALEXANDER JOHN E; Form 5; Security 7% Convertible Trust Preferred; Transaction Holding.
- 2016-01-19: Reporting owner ALEXANDER JOHN E; Form 5; Security 7% Convertible Trust Preferred; Transaction Holding.
TMP insiders transactions against the stock price
Blue: Split-adjusted close · Orange: Cumulative dividend-reinvested close
Logarithmic scale. Both lines share the same starting value for the selected range.
Markers: each transaction type positioned at that session's split-adjusted close. Tooltips retain the reported transaction price when available.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-01-31 | ALEXANDER JOHN E Director | 4 | 7% Convertible Trust Preferred Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −2,500 0 owned after | $1,000.00 | $90.55 | 2017-02-02 |
| 2017-01-31 | ALEXANDER JOHN E Director | 4 | 7% Convertible Trust Preferred Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −2,500 0 owned after | $1,000.00 | $90.55 | 2017-02-02 |
| 2016-01-19 holding as of filing | ALEXANDER JOHN E Director | 5 | 7% Convertible Trust Preferred Derivative · Direct · (m) | Holding | 2,500 owned after | no price filed | 2016-01-19 | |
| 2016-01-19 holding as of filing | ALEXANDER JOHN E Director | 5 | 7% Convertible Trust Preferred Derivative · Indirect · (m) | Holding | 2,500 owned after | no price filed | 2016-01-19 | |
| 2015-01-28 holding as of filing | HARDIE JAMES R Director | 5 | 7% Convertible Trust Preferred Derivative · Direct | Holding | 750 owned after | no price filed | 2015-01-28 | |
| 2014-05-28 holding as of filing | HARDIE JAMES R Director | 4 | 7% Convertible Trust Preferred Derivative · Direct | Holding | 750 owned after | no price filed | 2014-05-28 | |
| 2014-02-11 holding as of filing | HARDIE JAMES R Director | 5 | 7% Convertible Trust Preferred Derivative · Direct | Holding | 750 owned after | no price filed | 2014-02-11 | |
| 2014-02-11 holding as of filing | GATES REEDER D Director | 5 | 7% Convertible Trust Preferred - IRA Derivative · Direct · (m) | Holding | 500 owned after | no price filed | 2014-02-11 | |
| 2014-02-11 holding as of filing | GATES REEDER D Director | 5 | 7% Convertible Trust Preferred - Spouse's IRA Derivative · Indirect · (m) | Holding | 500 owned after | no price filed | 2014-02-11 | |
| 2014-01-24 holding as of filing | BYRNES JAMES J Director | 5 | 7% Convertible Trust Preferred - IRA Derivative · Direct | Holding | 500 owned after | no price filed | 2014-01-24 | |
| 2013-02-06 holding as of filing | HARDIE JAMES R Director | 4 | 7% Convertible Trust Preferred Derivative · Direct | Holding | 750 owned after | no price filed | 2013-02-06 | |
| 2013-01-17 holding as of filing | GATES REEDER D Director | 5 | 7% Convertible Trust Preferred - IRA Derivative · Direct · (m) | Holding | 500 owned after | no price filed | 2013-01-17 | |
| 2013-01-17 holding as of filing | GATES REEDER D Director | 5 | 7% Convertible Trust Preferred - Spouse's IRA Derivative · Indirect · (m) | Holding | 500 owned after | no price filed | 2013-01-17 | |
| 2013-01-15 holding as of filing | HARDIE JAMES R Director | 5 | 7% Convertible Trust Preferred Derivative · Direct | Holding | 750 owned after | no price filed | 2013-01-15 | |
| 2013-01-15 holding as of filing | BYRNES JAMES J Director | 5 | 7% Convertible Trust Preferred - IRA Derivative · Direct | Holding | 500 owned after | no price filed | 2013-01-15 | |
| 2012-02-14 holding as of filing | GATES REEDER D Director | 5 | 7% Convertible Trust Preferred - IRA Derivative · Direct · (m) | Holding | 500 owned after | no price filed | 2012-02-14 | |
| 2012-02-14 holding as of filing | GATES REEDER D Director | 5 | 7% Convertible Trust Preferred - Spouse's IRA Derivative · Indirect · (m) | Holding | 500 owned after | no price filed | 2012-02-14 | |
| 2012-02-14 holding as of filing | BYRNES JAMES J Director | 5 | 7% Convertible Trust Preferred - IRA Derivative · Direct | Holding | 500 owned after | no price filed | 2012-02-14 | |
| 2012-02-03 holding as of filing | HARDIE JAMES R Director | 4 | 7% Convertible Trust Preferred Derivative · Direct | Holding | 750 owned after | no price filed | 2012-02-03 | |
| 2012-01-13 holding as of filing | ALEXANDER JOHN E Director | 4 | 7% Convertible Trust Preferred Derivative · Direct · (m) | Holding | 2,500 owned after | no price filed | 2012-01-13 | |
| 2012-01-13 holding as of filing | ALEXANDER JOHN E Director | 4 | 7% Convertible Trust Preferred Derivative · Indirect · (m) | Holding | 2,500 owned after | no price filed | 2012-01-13 | |
| 2011-02-15 holding as of filing | GATES REEDER D Director | 5 | 7% Convertible Trust Preferred - IRA Derivative · Direct · (m) | Holding | 500 owned after | no price filed | 2011-02-15 | |
| 2011-02-15 holding as of filing | GATES REEDER D Director | 5 | 7% Convertible Trust Preferred - Spouse's IRA Derivative · Indirect · (m) | Holding | 500 owned after | no price filed | 2011-02-15 | |
| 2011-02-14 holding as of filing | BYRNES JAMES J Director | 5 | 7% Convertible Trust Preferred - IRA Derivative · Direct | Holding | 500 owned after | no price filed | 2011-02-14 | |
| 2011-02-10 holding as of filing | ALEXANDER JOHN E Director | 5 | 7% Convertible Trust Preferred Derivative · Direct · (m) | Holding | 2,500 owned after | no price filed | 2011-02-10 | |
| 2011-02-10 holding as of filing | ALEXANDER JOHN E Director | 5 | 7% Convertible Trust Preferred Derivative · Indirect · (m) | Holding | 2,500 owned after | no price filed | 2011-02-10 | |
| 2011-02-09 holding as of filing | HARDIE JAMES R Director | 5 | 7% Convertible Trust Preferred Derivative · Direct | Holding | 750 owned after | no price filed | 2011-02-09 | |
| 2010-02-11 holding as of filing | GATES REEDER D Director | 5 | 7% Convertible Trust Preferred - IRA Derivative · Direct · (m) | Holding | 500 owned after | no price filed | 2010-02-11 | |
| 2010-02-11 holding as of filing | GATES REEDER D Director | 5 | 7% Convertible Trust Preferred - Spouse's IRA Derivative · Indirect · (m) | Holding | 500 owned after | no price filed | 2010-02-11 | |
| 2010-02-10 holding as of filing | HARDIE JAMES R Director | 5 | 7% Convertible Trust Preferred Derivative · Direct | Holding | 750 owned after | no price filed | 2010-02-10 | |
| 2010-02-10 holding as of filing | BYRNES JAMES J Director, Officer (Chairman) | 5 | 7% Convertible Trust Preferred - IRA Derivative · Direct | Holding | 500 owned after | no price filed | 2010-02-10 | |
| 2010-02-08 holding as of filing | ALEXANDER JOHN E Director | 4 | 7% Convertible Trust Preferred Derivative · Direct · (m) | Holding | 2,500 owned after | no price filed | 2010-02-08 | |
| 2010-02-08 holding as of filing | ALEXANDER JOHN E Director | 4 | 7% Convertible Trust Preferred Derivative · Indirect · (m) | Holding | 2,500 owned after | no price filed | 2010-02-08 | |
| 2009-05-14 | HARDIE JAMES R Director | 4 | 7% Convertible Trust Preferred Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250 750 owned after | $1,000.00 | $44.73 | 2009-05-18 |
| 2009-04-10 | ALEXANDER JOHN E Director | 4 | 7% Convertible Trust Preferred Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +2,500 2,500 owned after | $1,000.00 | $41.77 | 2009-04-14 |
| 2009-04-10 | ALEXANDER JOHN E Director | 4 | 7% Convertible Trust Preferred Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +2,500 2,500 owned after | $1,000.00 | $41.77 | 2009-04-14 |
| 2009-04-10 | GATES REEDER D Director | 4 | 7% Convertible Trust Preferred - Spouse's IRA Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +500 500 owned after | $1,000.00 | $41.77 | 2009-04-14 |
| 2009-04-10 | GATES REEDER D Director | 4 | 7% Convertible Trust Preferred - IRA Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +500 500 owned after | $1,000.00 | $41.77 | 2009-04-14 |
| 2009-04-10 | HARDIE JAMES R Director | 4 | 7% Convertible Trust Preferred Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500 500 owned after | $1,000.00 | $41.77 | 2009-04-14 |
| 2009-04-10 | BYRNES JAMES J Director, Officer (Chairman) | 4 | 7% Convertible Trust Preferred - IRA Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500 500 owned after | $1,000.00 | $41.77 | 2009-04-14 |
Similar stocks
| Stock Name | Country | Market Cap | PE Ratio |
|---|---|---|---|
| Amalgamated Financial Corp. (AMAL) | United States | $1.411B | 12.11 |
| PEOPLES BANCORP INC (PEBO) | United States | $1.404B | 11.67 |
| Triumph Financial, Inc. (TFIN) | United States | $1.455B | 47.30 |
| COMMUNITY TRUST BANCORP INC /KY/ (CTBI) | United States | $1.368B | 12.17 |
| LAKELAND FINANCIAL CORP (LKFN) | United States | $1.462B | 13.80 |
| FIRST MID BANCSHARES, INC. (FMBH) | United States | $1.314B | 12.76 |
| HBT Financial, Inc. (HBT) | United States | $1.301B | 14.96 |
| ConnectOne Bancorp, Inc. (CNOB) | United States | $1.554B | 10.52 |
| OLD SECOND BANCORP INC (OSBC) | United States | $1.262B | 12.87 |
| Origin Bancorp, Inc. (OBK) | United States | $1.644B | 15.86 |