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Tompkins Financial Corp (TMP) Forms 3, 4 and 5: Other

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Tompkins Financial Corp Forms 3, 4 and 5: Other

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2026. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2026-09-02: Reporting owner Fontaine Alyssa H; Form 4; Security Stock Appreciation Rights (SAR); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2026-08-07: Reporting owner McKenna John M; Form 4; Security Stock Appreciation Rights (SAR); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2026-08-04: Reporting owner Kershaw David; Form 4; Security Stock Appreciation Rights (SAR); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2026-07-28: Reporting owner ROMAINE STEPHEN S; Form 4; Security Stock Appreciation Rights (SAR); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.

TMP insiders transactions against the stock price

Blue: Split-adjusted close · Orange: Cumulative dividend-reinvested close

$61.28$68.86$77.38$86.95$97.71$109.802025-11-062026-11-06$41.33$51.71$64.68$80.92$101.22$126.632021-11-082026-11-06$41.33$53.08$68.15$87.51$112.38$144.302016-11-072026-11-06$26.51$39.71$59.48$89.09$133.44$199.862006-11-062026-11-06$6.42$15.75$38.62$94.72$232.29$569.681986-06-022026-11-062009-09-17: 10 award or grants at $45.88 filed · Value $5.05M — Rooney Kathleen M, ROMAINE STEPHEN S, ROGERS THOMAS J and 7 more2011-08-19: 7 award or grants at $37.00 close — PAGE RICHARD W., HARTZ GREGORY J, KLEIN GERALD J JR and 4 more2013-05-03: 9 award or grants at $40.60 filed · Value $1.25M — KLEIN GERALD J JR, FULMER JAMES W, HARTZ GREGORY J and 6 more2014-11-03: 2 option exercises at $49.94 close — FULMER JAMES W2014-11-19: 2 option exercises at $49.50 close — HARTZ GREGORY J2014-11-21: 10 award or grants at $49.22 close — HYLAND ROSEMARY G., FETSKO FRANCIS M, BOYCE DAVID S and 7 more2015-01-02: 1 option exercise at $54.57 close — FETSKO FRANCIS M2015-02-19: 1 option exercise at $52.81 close — HYLAND ROSEMARY G.2015-11-04: 8 award or grants at $56.29 close — VALENTI SUSAN M., HARTZ GREGORY J, KLEIN GERALD J JR and 5 more2015-11-10: 3 option exercises at $57.31 close — HARTZ GREGORY J2015-11-24: 1 option exercise at $61.46 close — BOYCE DAVID S2016-04-22: 2 option exercises at $67.45 close — BOYCE DAVID S2016-07-27: 1 option exercise at $71.58 close — FETSKO FRANCIS M2016-10-25: 3 option exercises at $79.21 close — BOYCE DAVID S2016-11-09: 11 award or grants at $76.90 close — KLEIN GERALD J JR, Howard Brian A, VALENTI SUSAN M. and 8 more2016-11-11: 3 option exercises at $78.40 close — McKenna John M2016-11-15: 3 option exercises at $83.04 close — HARTZ GREGORY J2016-11-23: 1 option exercise at $87.17 close — FETSKO FRANCIS M2017-11-03: 3 option exercises at $85.20 close — HARTZ GREGORY J2017-12-15: 1 option exercise at $83.09 close — FETSKO FRANCIS M2018-05-24: 3 option exercises at $85.13 close — BOYCE DAVID S2018-07-25: 1 option exercise at $87.71 close — KLEIN GERALD J JR2018-07-27: 3 option exercises at $87.23 close — HARTZ GREGORY J2019-02-15: 3 option exercises at $78.74 close — BOYCE DAVID S2019-02-20: 2 option exercises at $81.13 close — GRUBER SCOTT L2019-03-06: 2 option exercises at $75.86 close — HARTZ GREGORY J2019-05-01: 2 option exercises at $80.65 close — GRUBER SCOTT L, ROMAINE STEPHEN S2019-05-06: 1 option exercise at $83.28 close — GRUBER SCOTT L2019-07-02: 1 option exercise at $80.64 close — KLEIN GERALD J JR2019-11-04: 3 option exercises at $88.95 close — HARTZ GREGORY J2019-11-26: 3 option exercises at $87.39 close — BOYCE DAVID S2019-11-29: 2 option exercises at $86.75 close — GRUBER SCOTT L2020-01-02: 1 option exercise at $91.39 close — KLEIN GERALD J JR2020-01-09: 1 option exercise at $91.15 close — GRUBER SCOTT L2020-02-24: 2 option exercises at $84.97 close — FETSKO FRANCIS M2021-02-26: 3 option exercises at $77.33 close — BOYCE DAVID S2021-03-09: 1 option exercise at $88.10 close — KLEIN GERALD J JR2021-03-12: 4 option exercises at $92.36 close — GRUBER SCOTT L2021-05-25: 2 option exercises at $78.50 close — FETSKO FRANCIS M2021-05-26: 1 option exercise at $80.02 close — ROMAINE STEPHEN S2021-06-15: 1 option exercise at $83.33 close — McKenna John M2021-08-26: 3 option exercises at $77.33 close — HARTZ GREGORY J2021-11-05: 1 option exercise at $84.73 close — FETSKO FRANCIS M2021-11-09: 2 option exercises at $83.97 close — GRUBER SCOTT L2021-11-22: 1 option exercise at $83.55 close — GRUBER SCOTT L2022-11-08: 1 option exercise at $81.23 close — McKenna John M2022-11-15: 5 option exercises at $84.49 close — BOYCE DAVID S, ROMAINE STEPHEN S2022-11-16: 2 option exercises at $82.73 close — FETSKO FRANCIS M2023-01-19: 1 option exercise at $74.04 close — VALENTI SUSAN M.2023-04-28: 1 option exercise at $58.62 close — DeMilia David M2024-08-02: 1 option exercise at $58.85 close — VALENTI SUSAN M.2024-08-12: 1 option exercise at $53.99 close — McKenna John M2024-10-28: 1 option exercise at $66.75 close — Kershaw David2024-11-04: 1 option exercise at $64.80 close — Torcello Diane D2024-11-14: 2 option exercises at $74.67 close — DeMilia David M2025-11-03: 3 option exercises at $64.88 close — McKenna John M, Kershaw David, Torcello Diane D2026-07-27: 1 option exercise at $99.68 close — Torcello Diane D2026-07-28: 1 option exercise at $101.25 close — ROMAINE STEPHEN S2026-08-04: 1 option exercise at $101.54 close — Kershaw David2026-08-07: 1 option exercise at $98.73 close — McKenna John M2026-09-02: 1 option exercise at $97.56 close — Fontaine Alyssa H

Logarithmic scale. Both lines share the same starting value for the selected range.

Markers: each transaction type positioned at that session's split-adjusted close. Tooltips retain the reported transaction price when available.

Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2026-09-02Fontaine Alyssa H
Officer (EVP, General Counsel & CRO)		4Stock Appreciation Rights (SAR)
Derivative · Direct		M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−802
0 owned after		$76.90
exercise price		$97.562026-09-04
2026-08-07McKenna John M
Officer (EVP, Pres. Tompkins Comm. Bank)		4Stock Appreciation Rights (SAR)
Derivative · Direct		M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−802
0 owned after		$76.90
exercise price		$98.732026-08-10
2026-08-04Kershaw David
Officer (SVP, PAO)		4Stock Appreciation Rights (SAR)
Derivative · Direct		M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−260
0 owned after		$76.90
exercise price		$101.542026-08-05
2026-07-28ROMAINE STEPHEN S
Director, Officer (President & CEO)		4Stock Appreciation Rights (SAR)
Derivative · Direct		M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,734
0 owned after		$76.90
exercise price		$101.252026-07-30
2026-07-27Torcello Diane D
Officer (EVP & President, Tompkins WNY)		4Stock Appreciation Rights (SAR)
Derivative · Direct		M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−250
0 owned after		$76.90
exercise price		$99.682026-07-29

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