Tompkins Financial Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-02: Reporting owner ROMAINE STEPHEN S; Form 4; Security Incentive Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-02: Reporting owner ROMAINE STEPHEN S; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-08-02: Reporting owner KLEIN GERALD J JR; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-07-27: Reporting owner FETSKO FRANCIS M; Form 4; Security Incentive Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-02 | ROMAINE STEPHEN S Director, Officer (President & CEO) | 4 | Incentive Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,805 0 owned after | $39.55 exercise price | $73.80 | 2016-11-03 |
| 2016-11-02 | ROMAINE STEPHEN S Director, Officer (President & CEO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,696 0 owned after | $39.55 exercise price | $73.80 | 2016-11-03 |
| 2016-08-02 | KLEIN GERALD J JR Officer (EVP Pres&CEO Mahopac Bank) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −308 0 owned after | $39.55 exercise price | $71.25 | 2016-08-04 |
| 2016-07-27 | FETSKO FRANCIS M Officer (EVP, COO, CFO & Treasurer) | 4 | Incentive Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,650 0 owned after | $37.27 exercise price | $71.58 | 2016-07-29 |
| 2016-03-01 | KLEIN GERALD J JR Officer (EVP Pres&CEO Mahopac Bank) | 4 | Incentive Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,007 0 owned after | $39.55 exercise price | $58.12 | 2016-03-02 |
| 2016-01-26 holding as of filing | FETSKO FRANCIS M Officer (EVP, COO, CFO & Treasurer) | 5 | Incentive Stock Option (Right to Buy) Derivative · Direct | Holding | 1,650 owned after | $37.27 exercise price | 2016-01-26 | |
| 2016-01-26 holding as of filing | KLEIN GERALD J JR Officer (EVP Pres&CEO Mahopac Bank) | 5 | Incentive Stock Option (Right to Buy) Derivative · Direct | Holding | 6,007 owned after | $39.55 exercise price | 2016-01-26 | |
| 2016-01-26 holding as of filing | KLEIN GERALD J JR Officer (EVP Pres&CEO Mahopac Bank) | 5 | Incentive Stock Option (Right to Buy) Derivative · Direct | Holding | 1,438 owned after | $37.27 exercise price | 2016-01-26 | |
| 2016-01-26 holding as of filing | KLEIN GERALD J JR Officer (EVP Pres&CEO Mahopac Bank) | 5 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | 308 owned after | $39.55 exercise price | 2016-01-26 | |
| 2016-01-26 holding as of filing | KLEIN GERALD J JR Officer (EVP Pres&CEO Mahopac Bank) | 5 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | 9,563 owned after | $37.27 exercise price | 2016-01-26 | |
| 2016-01-25 holding as of filing | ROMAINE STEPHEN S Director, Officer (President & CEO) | 5 | Incentive Stock Option (Right to Buy) Derivative · Direct | Holding | 4,805 owned after | $39.55 exercise price | 2016-01-25 | |
| 2016-01-25 holding as of filing | ROMAINE STEPHEN S Director, Officer (President & CEO) | 5 | Incentive Stock Option (Right to Buy) Derivative · Direct | Holding | 57 owned after | $37.27 exercise price | 2016-01-25 | |
| 2016-01-25 holding as of filing | ROMAINE STEPHEN S Director, Officer (President & CEO) | 5 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | 11,696 owned after | $39.55 exercise price | 2016-01-25 | |
| 2016-01-25 holding as of filing | ROMAINE STEPHEN S Director, Officer (President & CEO) | 5 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | 16,444 owned after | $37.27 exercise price | 2016-01-25 |
Similar stocks
| Stock Name | Country | Market Cap | PE Ratio |
|---|---|---|---|
| Amalgamated Financial Corp. (AMAL) | United States | $1.411B | 12.11 |
| PEOPLES BANCORP INC (PEBO) | United States | $1.404B | 11.67 |
| Triumph Financial, Inc. (TFIN) | United States | $1.455B | 47.30 |
| COMMUNITY TRUST BANCORP INC /KY/ (CTBI) | United States | $1.368B | 12.17 |
| LAKELAND FINANCIAL CORP (LKFN) | United States | $1.462B | 13.80 |
| FIRST MID BANCSHARES, INC. (FMBH) | United States | $1.314B | 12.76 |
| HBT Financial, Inc. (HBT) | United States | $1.301B | 14.96 |
| ConnectOne Bancorp, Inc. (CNOB) | United States | $1.554B | 10.52 |
| OLD SECOND BANCORP INC (OSBC) | United States | $1.262B | 12.87 |
| Origin Bancorp, Inc. (OBK) | United States | $1.644B | 15.86 |