Tompkins Financial Corp Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 40 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-05-14: Reporting owner HARDIE JAMES R; Form 4; Security 7% Convertible Trust Preferred; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2009-04-10: Reporting owner ALEXANDER JOHN E; Form 4; Security 7% Convertible Trust Preferred; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2009-04-10: Reporting owner ALEXANDER JOHN E; Form 4; Security 7% Convertible Trust Preferred; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2009-04-10: Reporting owner GATES REEDER D; Form 4; Security 7% Convertible Trust Preferred - Spouse's IRA; Transaction P Open market or private purchase of non-derivative or derivative security.
TMP insiders transactions against the stock price
Blue: Split-adjusted close · Orange: Cumulative dividend-reinvested close
Logarithmic scale. Both lines share the same starting value for the selected range.
Markers: each transaction type positioned at that session's split-adjusted close. Tooltips retain the reported transaction price when available.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-05-14 | HARDIE JAMES R Director | 4 | 7% Convertible Trust Preferred Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250 750 owned after | $1,000.00 | $44.73 | 2009-05-18 |
| 2009-04-10 | ALEXANDER JOHN E Director | 4 | 7% Convertible Trust Preferred Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +2,500 2,500 owned after | $1,000.00 | $41.77 | 2009-04-14 |
| 2009-04-10 | ALEXANDER JOHN E Director | 4 | 7% Convertible Trust Preferred Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +2,500 2,500 owned after | $1,000.00 | $41.77 | 2009-04-14 |
| 2009-04-10 | GATES REEDER D Director | 4 | 7% Convertible Trust Preferred - Spouse's IRA Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +500 500 owned after | $1,000.00 | $41.77 | 2009-04-14 |
| 2009-04-10 | GATES REEDER D Director | 4 | 7% Convertible Trust Preferred - IRA Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +500 500 owned after | $1,000.00 | $41.77 | 2009-04-14 |
| 2009-04-10 | HARDIE JAMES R Director | 4 | 7% Convertible Trust Preferred Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500 500 owned after | $1,000.00 | $41.77 | 2009-04-14 |
| 2009-04-10 | BYRNES JAMES J Director, Officer (Chairman) | 4 | 7% Convertible Trust Preferred - IRA Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500 500 owned after | $1,000.00 | $41.77 | 2009-04-14 |
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