Alaunos Therapeutics, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2016-07-07: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2016-06-30; Total offering amount $120,000,000.
- 2015-01-28: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2015-01-13; Total offering amount $57,500,000.
- 2012-11-21: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2012-11-07; Total offering amount $3,637.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
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| 2016-07-07 | Rule 506(b) | Equity | 2016-06-30 | $120,000,000 | $120,000,000 | $0 | 1 |
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| 2015-01-28 | Rule 506(b) | Equity | 2015-01-13 | $57,500,000 | $57,500,000 | $0 | 1 |
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| 2012-11-21 | Rule 506 | Equity | 2012-11-07 | $3,637 | $3,637 | $0 | 1 |
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