Alaunos Therapeutics, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2019-09-17: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; Date of first sale 2019-09-12; Total offering amount $19,515,153.
- 2019-08-09: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; Date of first sale 2019-07-26; Total offering amount $105,106,064.
- 2018-11-19: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2018-11-13; Total offering amount $107,007,575.
- 2011-01-14: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2011-01-12; Total offering amount $11,645,928.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|
| 2019-09-17 | Rule 506(b) | OptionToAcquire | 2019-09-12 | $19,515,153 | $19,515,153 | $0 | 1 |
|---|
| 2019-08-09 | Rule 506(b) | OptionToAcquire | 2019-07-26 | $105,106,064 | $105,106,064 | $0 | 5 |
|---|
| 2018-11-19 | Rule 506(b) | Equity; OptionToAcquire | 2018-11-13 | $107,007,575 | $50,000,000 | $57,007,575 | 7 |
|---|
| 2011-01-14 | Rule 506 | Equity; OptionToAcquire | 2011-01-12 | $11,645,928 | $11,645,928 | $0 | 1 |
|---|
| 2009-09-29 | Rule 506 | Equity; OptionToAcquire | 2009-09-15 | $5,059,527 | $5,059,527 | $0 | 26 |
|---|