T3 MOTION, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows, 12 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-01-10: Reporting owner Tsumpes William; Form 3; Security Warrants; Transaction Holding.
- 2012-11-26: Reporting owner Tsumpes William; Form 5; Security Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-11-17: Reporting owner NAM KI Y; Form 4; Security Series H Common Stock Purchase Warrants (right to buy); Transaction Holding.
- 2011-11-17: Reporting owner NAM KI Y; Form 4; Security Series E Common Stock Purchase Warrants (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-01-10 holding as of filing | Tsumpes William Director | 3 | Warrants Derivative · Direct | Holding | $0.10 exercise price | 2013-01-10 | ||
| 2012-11-26 | Tsumpes William Director, Officer (CEO, Interim CFO), 10% Owner | 5 | Warrants Derivative · Indirect · T Energy Inc. | P Open market or private purchase of non-derivative or derivative security | +1,000,000 1,000,000 owned after | $1.00 | 2014-02-20 | |
| 2011-11-17 holding as of filing | NAM KI Y Director, Officer (CEO and Chairman), 10% Owner | 4 | Series H Common Stock Purchase Warrants (right to buy) Derivative · Indirect · (m) | Holding | 632,243 owned after | $3.00 exercise price | 2011-11-17 | |
| 2011-11-17 holding as of filing | NAM KI Y Director, Officer (CEO and Chairman), 10% Owner | 4 | Series E Common Stock Purchase Warrants (right to buy) Derivative · Indirect · (m) | Holding | 27,478 owned after | $7.87 exercise price | 2011-11-17 | |
| 2011-11-17 holding as of filing | NAM KI Y Director, Officer (CEO and Chairman), 10% Owner | 4 | Series G Common Stock Purchase Warrants (right to buy) Derivative · Indirect · (m) | Holding | 195,373 owned after | $5.00 exercise price | 2011-11-17 | |
| 2011-11-17 holding as of filing | NAM KI Y Director, Officer (CEO and Chairman), 10% Owner | 4 | Series J Common Stock Purchase Warrants (right to buy) Derivative · Indirect · (m) | Holding | 50,000 owned after | $3.50 exercise price | 2011-11-17 | |
| 2011-11-17 holding as of filing | NAM KI Y Director, Officer (CEO and Chairman), 10% Owner | 4 | Series I Common Stock Purchase Warrants (right to buy) Derivative · Indirect · (m) | Holding | 632,243 owned after | $3.50 exercise price | 2011-11-17 | |
| 2011-06-30 | NAM KI Y Director, Officer (CEO and Chairman), 10% Owner | 4 | Series J Common Stock Purchase Warrant Derivative · Indirect · By The Nam Family Trust Dated 02/17/97 | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | $3.50 exercise price | 2011-07-01 | |
| 2011-05-19 | THOMSON ROBERT | Vision Capital Advantage Fund, L.P. | VCAF GP, LLC | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM | Vision Opportunity Master Fund, Ltd. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Class H Warrants Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | C Conversion of derivative security | +1,138,885 1,138,885 owned after | $3.00 exercise price | 2011-05-23 | |
| 2011-05-19 | THOMSON ROBERT | Vision Capital Advantage Fund, L.P. | VCAF GP, LLC | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM | Vision Opportunity Master Fund, Ltd. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Class I Warrants Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | C Conversion of derivative security | 1,138,885 owned after | $3.50 exercise price | 2011-05-23 | |
| 2011-05-02 holding as of filing | NAM KI Y Director, Officer (CEO & Chairman), 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Indirect · (m) | Holding | $2.00 exercise price | 2011-05-02 | ||
| 2011-05-02 holding as of filing | NAM KI Y Director, Officer (CEO & Chairman), 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Indirect · (m) | Holding | $0.70 exercise price | 2011-05-02 |