T3 MOTION, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-05-23: Reporting owner Vision Capital Advantage Fund, L.P. | VCAF GP, LLC | BENOWITZ ADAM | VISION CAPITAL ADVISORS, LLC | Vision Opportunity Master Fund, Ltd.; Form 3; Security Series A Convertible Preferred Stock; Transaction Holding.
- 2011-05-23: Reporting owner Vision Capital Advantage Fund, L.P. | VCAF GP, LLC | BENOWITZ ADAM | VISION CAPITAL ADVISORS, LLC | Vision Opportunity Master Fund, Ltd.; Form 3; Security Series A Convertible Preferred Stock; Transaction Holding.
- 2011-05-19: Reporting owner THOMSON ROBERT | Vision Capital Advantage Fund, L.P. | VCAF GP, LLC | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM | Vision Opportunity Master Fund, Ltd.; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2011-05-19: Reporting owner THOMSON ROBERT | Vision Capital Advantage Fund, L.P. | VCAF GP, LLC | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM | Vision Opportunity Master Fund, Ltd.; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-05-23 holding as of filing | Vision Capital Advantage Fund, L.P. | VCAF GP, LLC | BENOWITZ ADAM | VISION CAPITAL ADVISORS, LLC | Vision Opportunity Master Fund, Ltd. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | Holding | no price filed | 2011-05-23 | ||
| 2011-05-23 holding as of filing | Vision Capital Advantage Fund, L.P. | VCAF GP, LLC | BENOWITZ ADAM | VISION CAPITAL ADVISORS, LLC | Vision Opportunity Master Fund, Ltd. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By Vision Capital Advantage Fund, L.P. | Holding | no price filed | 2011-05-23 | ||
| 2011-05-19 | THOMSON ROBERT | Vision Capital Advantage Fund, L.P. | VCAF GP, LLC | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM | Vision Opportunity Master Fund, Ltd. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | C Conversion of derivative security | −14,903,530 0 owned after | $0.00 | 2011-05-23 | |
| 2011-05-19 | THOMSON ROBERT | Vision Capital Advantage Fund, L.P. | VCAF GP, LLC | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM | Vision Opportunity Master Fund, Ltd. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Vision Capital Advantage Fund, L.P. | C Conversion of derivative security | −3,837,866 0 owned after | $0.00 | 2011-05-23 | |
| 2011-05-02 holding as of filing | Thomson Robert H Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | Holding | no price filed | 2011-05-02 | ||
| 2011-05-02 holding as of filing | Thomson Robert H Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By Vision Capital Advantage Fund, L.P. | Holding | no price filed | 2011-05-02 | ||
| 2011-05-02 holding as of filing | NAM KI Y Director, Officer (CEO & Chairman), 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2011-05-02 |