T3 MOTION, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows, 28 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-05: Reporting owner Keller Rod; Form 4; Security Option to purchase Common Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-04-04: Reporting owner Domonic Carney J; Form 3; Security Options to purchase Common Stock; Transaction Holding.
- 2012-04-04: Reporting owner Keller Rod; Form 3; Security Options to purchase Common Stock; Transaction Holding.
- 2012-02-24: Reporting owner NELSON BRUCE K; Form 3; Security Options to purchase Common Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-05 | Keller Rod Director, Officer (Chief Executive Officer) | 4 | Option to purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,000,000 3,000,000 owned after | $0.25 exercise price | 2012-12-07 | |
| 2012-04-04 holding as of filing | Domonic Carney J Officer (Chief Financial Officer) | 3 | Options to purchase Common Stock Derivative · Direct | Holding | $0.63 exercise price | 2012-04-04 | ||
| 2012-04-04 holding as of filing | Keller Rod Officer (Chief Executive Officer) | 3 | Options to purchase Common Stock Derivative · Direct | Holding | $0.63 exercise price | 2012-04-04 | ||
| 2012-02-24 holding as of filing | NELSON BRUCE K Director | 3 | Options to purchase Common Stock Derivative · Direct | Holding | $0.48 exercise price | 2012-02-24 | ||
| 2011-12-14 | Healy Steven J Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.49 | 2011-12-16 | |
| 2011-12-14 | Thomson Robert H Director, 10% Owner | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.49 | 2011-12-16 | |
| 2011-12-14 | Snowden David Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.49 | 2011-12-16 | |
| 2011-12-14 | Schott Mary S Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.49 | 2011-12-16 | |
| 2011-11-17 holding as of filing | NAM KI Y Director, Officer (CEO and Chairman), 10% Owner | 4 | Option (right to buy) Derivative · Direct · (m) | Holding | 30,000 owned after | $5.00 exercise price | 2011-11-17 | |
| 2011-11-17 holding as of filing | NAM KI Y Director, Officer (CEO and Chairman), 10% Owner | 4 | Option (right to buy) Derivative · Direct · (m) | Holding | 100,000 owned after | $5.00 exercise price | 2011-11-17 | |
| 2011-11-17 holding as of filing | NAM KI Y Director, Officer (CEO and Chairman), 10% Owner | 4 | Option (right to buy) Derivative · Direct · (m) | Holding | 100,000 owned after | $7.70 exercise price | 2011-11-17 | |
| 2011-05-23 holding as of filing | Vision Capital Advantage Fund, L.P. | VCAF GP, LLC | BENOWITZ ADAM | VISION CAPITAL ADVISORS, LLC | Vision Opportunity Master Fund, Ltd. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Options (right to buy) Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | Holding | $0.50 exercise price | 2011-05-23 | ||
| 2011-05-23 holding as of filing | Vision Capital Advantage Fund, L.P. | VCAF GP, LLC | BENOWITZ ADAM | VISION CAPITAL ADVISORS, LLC | Vision Opportunity Master Fund, Ltd. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Options (right to buy) Derivative · Indirect · By Vision Capital Advantage Fund, L.P. | Holding | $0.50 exercise price | 2011-05-23 | ||
| 2011-05-02 holding as of filing | Thomson Robert H Director, 10% Owner | 3 | Options (right to buy) Derivative · Indirect · By Vision Opportunity Master Fund | Holding | $0.50 exercise price | 2011-05-02 | ||
| 2011-05-02 holding as of filing | Thomson Robert H Director, 10% Owner | 3 | Options (right to buy) Derivative · Indirect · By Vision Capital Advantage Fund, L.P. | Holding | $0.50 exercise price | 2011-05-02 | ||
| 2011-05-02 holding as of filing | Schott Mary S Director | 3 | Option (right to buy) Derivative · Direct | Holding | $0.50 exercise price | 2011-05-02 | ||
| 2011-05-02 holding as of filing | Schott Mary S Director | 3 | Option (right to buy) Derivative · Direct | Holding | $0.50 exercise price | 2011-05-02 | ||
| 2011-05-02 holding as of filing | NAM KI Y Director, Officer (CEO & Chairman), 10% Owner | 3 | Option (right to buy) Derivative · Direct · (m) | Holding | $0.50 exercise price | 2011-05-02 | ||
| 2011-05-02 holding as of filing | NAM KI Y Director, Officer (CEO & Chairman), 10% Owner | 3 | Option (right to buy) Derivative · Direct · (m) | Holding | $0.50 exercise price | 2011-05-02 | ||
| 2011-05-02 holding as of filing | NAM KI Y Director, Officer (CEO & Chairman), 10% Owner | 3 | Option (right to buy) Derivative · Direct · (m) | Holding | $0.77 exercise price | 2011-05-02 | ||
| 2011-05-02 holding as of filing | Healy Steven J Director | 3 | Option (right to buy) Derivative · Direct | Holding | $0.60 exercise price | 2011-05-02 | ||
| 2011-05-02 holding as of filing | Healy Steven J Director | 3 | Option (right to buy) Derivative · Direct | Holding | $0.50 exercise price | 2011-05-02 | ||
| 2011-05-02 holding as of filing | Snowden David Director | 3 | Option (right to buy) Derivative · Direct | Holding | $0.60 exercise price | 2011-05-02 | ||
| 2011-05-02 holding as of filing | Snowden David Director | 3 | Option (right to buy) Derivative · Direct | Holding | $0.50 exercise price | 2011-05-02 | ||
| 2011-05-02 holding as of filing | Anderson Kelly J. Officer (President, Executive VP & CFO) | 3 | Option (right to buy) Derivative · Direct | Holding | $0.60 exercise price | 2011-05-02 | ||
| 2011-05-02 holding as of filing | Anderson Kelly J. Officer (President, Executive VP & CFO) | 3 | Option (right to buy) Derivative · Direct | Holding | $0.50 exercise price | 2011-05-02 | ||
| 2011-05-02 holding as of filing | Anderson Kelly J. Officer (President, Executive VP & CFO) | 3 | Option (right to buy) Derivative · Direct | Holding | $0.50 exercise price | 2011-05-02 | ||
| 2011-05-02 holding as of filing | Anderson Kelly J. Officer (President, Executive VP & CFO) | 3 | Option (right to buy) Derivative · Direct | Holding | $0.50 exercise price | 2011-05-02 |