T3 MOTION, INC. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-01-10: Reporting owner Tsumpes William; Form 3; Security Convertible Debenture; Transaction Holding.
- 2012-11-26: Reporting owner Tsumpes William; Form 5; Security Convertible Debentures; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-05-19: Reporting owner THOMSON ROBERT | Vision Capital Advantage Fund, L.P. | VCAF GP, LLC | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM | Vision Opportunity Master Fund, Ltd.; Form 4; Security 10% Senior Secured Convertible Debenture; Transaction C Conversion of derivative security.
- 2011-05-09: Reporting owner Vision Capital Advantage Fund, L.P. | Vision Opportunity Master Fund, Ltd. | VCAF GP, LLC | BENOWITZ ADAM | VISION CAPITAL ADVISORS, LLC | THOMSON ROBERT; Form 4; Security 10% Senior Secured Convertible Debenture; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-01-10 holding as of filing | Tsumpes William Director | 3 | Convertible Debenture Derivative · Direct | Holding | $0.10 exercise price | 2013-01-10 | ||
| 2012-11-26 | Tsumpes William Director, Officer (CEO, Interim CFO), 10% Owner | 5 | Convertible Debentures Derivative · Indirect · T Energy Inc. | P Open market or private purchase of non-derivative or derivative security | +1,000,000 1,000,000 owned after | $1.00 | 2014-02-20 | |
| 2011-05-19 | THOMSON ROBERT | Vision Capital Advantage Fund, L.P. | VCAF GP, LLC | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM | Vision Opportunity Master Fund, Ltd. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | 10% Senior Secured Convertible Debenture Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | C Conversion of derivative security | −1,138,885 0 owned after | $3.50 exercise price | 2011-05-23 | |
| 2011-05-09 | Vision Capital Advantage Fund, L.P. | Vision Opportunity Master Fund, Ltd. | VCAF GP, LLC | BENOWITZ ADAM | VISION CAPITAL ADVISORS, LLC | THOMSON ROBERT Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | 10% Senior Secured Convertible Debenture Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $3.50 exercise price | 2011-06-02 |