SUNEDISON, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-10-29: Reporting owner TURNER MARSHALL C; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-10-29: Reporting owner TURNER MARSHALL C; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-07-24: Reporting owner STEVENS WILLIAM E; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-05-02: Reporting owner GAREEB NABEEL; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-10-29 | TURNER MARSHALL C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | no price filed | 2008-10-31 | |
| 2008-10-29 | TURNER MARSHALL C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | no price filed | 2008-10-31 | |
| 2008-07-24 | STEVENS WILLIAM E Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 17,000 owned after | $3.28 exercise price | 2008-07-28 | |
| 2008-05-02 | GAREEB NABEEL Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Indirect · Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 0 owned after | $8.45 | 2008-05-05 | |
| 2008-05-02 | GAREEB NABEEL Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Indirect · Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 37,500 owned after | $11.93 | 2008-05-05 | |
| 2008-05-02 | GAREEB NABEEL Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Indirect · Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500,000 0 owned after | $11.93 | 2008-05-05 | |
| 2008-04-23 | MCNAMARA MICHAEL M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $73.20 exercise price | 2008-04-25 | |
| 2008-03-18 | Kauffmann John Anthony Officer (SVP Sales & Mktg.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $45.70 | 2008-03-20 | |
| 2008-02-29 | SADASIVAM CHANDRASEKHAR Officer (SVP R&D) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $7.90 exercise price | 2008-03-04 | |
| 2008-02-29 | SADASIVAM CHANDRASEKHAR Officer (SVP R&D) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $11.74 exercise price | 2008-03-04 | |
| 2008-02-29 | SADASIVAM CHANDRASEKHAR Officer (SVP R&D) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $10.85 exercise price | 2008-03-04 | |
| 2008-02-29 | SADASIVAM CHANDRASEKHAR Officer (SVP R&D) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,025 3,025 owned after | $8.09 exercise price | 2008-03-04 | |
| 2008-02-29 | SADASIVAM CHANDRASEKHAR Officer (SVP R&D) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 6,250 owned after | $9.43 exercise price | 2008-03-04 | |
| 2008-02-29 | SADASIVAM CHANDRASEKHAR Officer (SVP R&D) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 6,250 owned after | $11.63 exercise price | 2008-03-04 | |
| 2008-02-29 | SADASIVAM CHANDRASEKHAR Officer (SVP R&D) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 20,000 owned after | $17.65 exercise price | 2008-03-04 | |
| 2008-02-29 | SADASIVAM CHANDRASEKHAR Officer (SVP R&D) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,150 9,150 owned after | $25.66 exercise price | 2008-03-04 | |
| 2008-02-29 | SADASIVAM CHANDRASEKHAR Officer (SVP R&D) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,100 9,300 owned after | $29.73 exercise price | 2008-03-04 | |
| 2008-02-29 | SADASIVAM CHANDRASEKHAR Officer (SVP R&D) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $45.70 exercise price | 2008-03-04 | |
| 2008-02-22 | BOEHLKE ROBERT J Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $3.28 | 2008-02-25 | |
| 2008-02-04 | Hunkler Sean Director, Officer (SVP Manufacturing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $45.70 | 2008-02-06 | |
| 2008-01-23 | HANNAH KEN Officer (Sr. VP, CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $69.84 exercise price | 2008-01-25 | |
| 2008-01-23 | SADASIVAM CHANDRASEKHAR Officer (SVP R&D) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $69.84 exercise price | 2008-01-25 | |
| 2008-01-23 | CHELES MICHAEL Officer (VP IT & CIO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $69.84 exercise price | 2008-01-25 | |
| 2008-01-23 | Hunkler Sean Officer (SVP Mfg.) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $69.84 exercise price | 2008-01-25 | |
| 2008-01-23 | CABRERA MIGNON Officer (SVP Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $69.84 exercise price | 2008-01-25 | |
| 2008-01-23 | KOHN BRADLEY D Officer (VP & Gen. Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $69.84 exercise price | 2008-01-25 | |
| 2008-01-23 | Kauffmann John Anthony Officer (SVP Sales & Mktg.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $69.84 exercise price | 2008-01-25 |