SUNEDISON, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-04: Reporting owner BOEHLKE ROBERT J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-30: Reporting owner Hunkler Sean; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-05: Reporting owner KOHN BRADLEY D; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-02: Reporting owner GAREEB NABEEL; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-04 | BOEHLKE ROBERT J Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 20,000 owned after | $3.28 | 2007-12-06 | |
| 2007-11-30 | Hunkler Sean Officer (SVP Mfg.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,450 10,350 owned after | $29.73 | 2007-12-04 | |
| 2007-11-05 | KOHN BRADLEY D Officer (VP & Gen. Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 150,000 owned after | $19.88 | 2007-11-07 | |
| 2007-11-02 | GAREEB NABEEL Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Indirect · Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250,000 750,000 owned after | $37.01 | 2007-11-05 | |
| 2007-10-29 | Hunkler Sean Officer (SVP Mfg.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 200,000 owned after | $18.05 | 2007-10-31 | |
| 2007-10-29 | Kauffmann John Anthony Officer (SVP Sales & Mktg.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 37,500 owned after | $9.43 | 2007-10-31 | |
| 2007-09-05 | CHELES MICHAEL Officer (VP IT & CIO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 175,000 owned after | $38.50 exercise price | 2007-09-07 | |
| 2007-09-04 | Kauffmann John Anthony Officer (SVP Sales & Mktg.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 0 owned after | $12.98 | 2007-09-06 | |
| 2007-08-31 | CABRERA MIGNON Officer (SVP Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 175,000 owned after | $36.78 exercise price | 2007-09-04 | |
| 2007-07-26 | Kauffmann John Anthony Officer (SVP Sales & Mktg.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,975 8,925 owned after | $29.73 exercise price | 2007-07-30 | |
| 2007-07-26 | Kauffmann John Anthony Officer (SVP Sales & Mktg.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,575 13,725 owned after | $25.66 exercise price | 2007-07-30 | |
| 2007-07-26 | Kauffmann John Anthony Officer (SVP Sales & Mktg.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $17.65 exercise price | 2007-07-30 | |
| 2007-07-26 | Kauffmann John Anthony Officer (SVP Sales & Mktg.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 5,000 owned after | $11.63 exercise price | 2007-07-30 | |
| 2007-07-26 | Kauffmann John Anthony Officer (SVP Sales & Mktg.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,550 1,550 owned after | $8.09 exercise price | 2007-07-30 | |
| 2007-07-26 | Kauffmann John Anthony Officer (SVP Sales & Mktg.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 7,500 owned after | $10.85 exercise price | 2007-07-30 | |
| 2007-07-26 | Kauffmann John Anthony Officer (SVP Sales & Mktg.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $11.74 exercise price | 2007-07-30 | |
| 2007-07-26 | Kauffmann John Anthony Officer (SVP Sales & Mktg.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $7.90 exercise price | 2007-07-30 | |
| 2007-07-24 | CABRERA MIGNON Officer (SVP Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $58.31 exercise price | 2007-07-26 | |
| 2007-07-24 | CHELES MICHAEL Officer (VP IT & CIO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $58.31 exercise price | 2007-07-26 | |
| 2007-07-24 | Hunkler Sean Officer (SVP Mfg.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $58.31 exercise price | 2007-07-26 | |
| 2007-07-24 | Kauffmann John Anthony Officer (SVP Sales & Mktg.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $58.31 exercise price | 2007-07-26 | |
| 2007-07-24 | KOHN BRADLEY D Officer (VP & Gen. Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 13,000 owned after | $58.31 exercise price | 2007-07-26 | |
| 2007-07-24 | SADASIVAM CHANDRASEKHAR Officer (SVP R&D) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $58.31 exercise price | 2007-07-26 | |
| 2007-05-08 | GAREEB NABEEL Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Indirect · Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −176,000 0 owned after | $4.99 exercise price | 2007-05-09 | |
| 2007-05-08 | GAREEB NABEEL Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Indirect · Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $12.25 exercise price | 2007-05-09 | |
| 2007-05-08 | GAREEB NABEEL Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Indirect · Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −112,500 37,500 owned after | $8.45 exercise price | 2007-05-09 | |
| 2007-05-08 | GAREEB NABEEL Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Indirect · Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 75,000 owned after | $11.93 exercise price | 2007-05-09 | |
| 2007-05-07 | GAREEB NABEEL Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Indirect · Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −436,500 176,000 owned after | $4.99 exercise price | 2007-05-09 | |
| 2007-04-25 | HANNAH KEN Officer (Sr. VP, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $67.43 exercise price | 2007-04-27 | |
| 2007-04-25 | TURNER MARSHALL C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $67.43 exercise price | 2007-04-27 | |
| 2007-02-05 | STEVENS WILLIAM E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,200 0 owned after | $7.00 exercise price | 2007-02-06 | |
| 2007-02-05 | STEVENS WILLIAM E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 27,000 owned after | $3.28 exercise price | 2007-02-06 | |
| 2007-01-31 | GAREEB NABEEL Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Indirect · Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,500 0 owned after | $1.50 exercise price | 2007-02-02 | |
| 2007-01-31 | GAREEB NABEEL Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Indirect · Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −387,500 612,500 owned after | $4.99 exercise price | 2007-02-02 | |
| 2007-01-24 | KOHN BRADLEY D Officer (Vice President & Gen. Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $45.70 exercise price | 2007-01-26 | |
| 2007-01-24 | SADASIVAM CHANDRASEKHAR Officer (SVP R&D) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $45.70 exercise price | 2007-01-26 | |
| 2007-01-24 | Kauffmann John Anthony Officer (SVP Sales and Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $45.70 exercise price | 2007-01-26 | |
| 2007-01-24 | Hunkler Sean Officer (Sr. Vice Pres., Manufacturing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,000 20,000 owned after | $45.70 exercise price | 2007-01-26 |