SUNEDISON, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-04: Reporting owner GAREEB NABEEL; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-30: Reporting owner Hunkler Sean; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-28: Reporting owner KOHN BRADLEY D; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-03: Reporting owner SADASIVAM CHANDRASEKHAR; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-04 | GAREEB NABEEL Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Indirect · Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 62,500 owned after | $1.50 exercise price | 2006-12-04 | |
| 2006-11-30 | Hunkler Sean Officer (Sr. Vice Pres., Manufacturing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 250,000 owned after | $18.05 exercise price | 2006-12-04 | |
| 2006-11-28 | KOHN BRADLEY D Officer (Vice President & Gen. Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 175,000 owned after | $19.88 exercise price | 2006-11-28 | |
| 2006-11-03 | SADASIVAM CHANDRASEKHAR Officer (Sr. VP, Research & Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 0 owned after | $1.50 exercise price | 2006-11-07 | |
| 2006-11-03 | SADASIVAM CHANDRASEKHAR Officer (Sr. VP, Research & Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −123,750 0 owned after | $3.28 exercise price | 2006-11-07 | |
| 2006-11-03 | SADASIVAM CHANDRASEKHAR Officer (Sr. VP, Research & Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 12,500 owned after | $7.90 exercise price | 2006-11-07 | |
| 2006-11-03 | SADASIVAM CHANDRASEKHAR Officer (Sr. VP, Research & Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,050 6,050 owned after | $8.09 exercise price | 2006-11-07 | |
| 2006-11-03 | SADASIVAM CHANDRASEKHAR Officer (Sr. VP, Research & Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 18,750 owned after | $9.43 exercise price | 2006-11-07 | |
| 2006-11-03 | SADASIVAM CHANDRASEKHAR Officer (Sr. VP, Research & Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 7,500 owned after | $10.85 exercise price | 2006-11-07 | |
| 2006-11-03 | SADASIVAM CHANDRASEKHAR Officer (Sr. VP, Research & Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 18,750 owned after | $11.63 exercise price | 2006-11-07 | |
| 2006-11-03 | SADASIVAM CHANDRASEKHAR Officer (Sr. VP, Research & Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 4,000 owned after | $11.74 exercise price | 2006-11-07 | |
| 2006-11-03 | SADASIVAM CHANDRASEKHAR Officer (Sr. VP, Research & Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 30,000 owned after | $17.65 exercise price | 2006-11-07 | |
| 2006-11-02 | Kauffmann John Anthony Officer (Sr. Vice President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,500 7,500 owned after | $7.90 exercise price | 2006-11-06 | |
| 2006-11-02 | Kauffmann John Anthony Officer (Sr. Vice President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,500 7,500 owned after | $11.74 exercise price | 2006-11-06 | |
| 2006-11-02 | Kauffmann John Anthony Officer (Sr. Vice President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 15,000 owned after | $10.85 exercise price | 2006-11-06 | |
| 2006-11-02 | Kauffmann John Anthony Officer (Sr. Vice President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,100 3,100 owned after | $8.09 exercise price | 2006-11-06 | |
| 2006-11-02 | Kauffmann John Anthony Officer (Sr. Vice President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 75,000 owned after | $9.43 exercise price | 2006-11-06 | |
| 2006-11-02 | Kauffmann John Anthony Officer (Sr. Vice President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,500 owned after | $11.63 exercise price | 2006-11-06 | |
| 2006-11-02 | Kauffmann John Anthony Officer (Sr. Vice President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $17.65 exercise price | 2006-11-06 | |
| 2006-10-25 | GAREEB NABEEL Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $37.01 exercise price | 2006-10-27 | |
| 2006-10-25 | GAREEB NABEEL Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $37.01 exercise price | 2006-10-27 | |
| 2006-09-05 | CHELES MICHAEL Officer (Vice Pres., IT, CIO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $38.50 exercise price | 2006-09-07 | |
| 2006-08-28 | CABRERA MIGNON Officer (Sr. V.P. of Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $36.78 exercise price | 2006-08-29 | |
| 2006-07-25 | SADASIVAM CHANDRASEKHAR Officer (Sr. VP, Research & Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,400 12,400 owned after | $29.73 exercise price | 2006-07-27 | |
| 2006-07-25 | KOHN BRADLEY D Officer (Vice President & Gen. Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,900 5,900 owned after | $29.73 exercise price | 2006-07-27 | |
| 2006-07-25 | Kauffmann John Anthony Officer (Sr. VP, Sales & Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,900 11,900 owned after | $29.73 exercise price | 2006-07-27 | |
| 2006-07-25 | Hunkler Sean Officer (Sr. Vice Pres., Manufacturing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,800 13,800 owned after | $29.73 exercise price | 2006-07-27 | |
| 2006-05-02 holding as of filing | HANNAH KEN Officer (Sr. VP, CFO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $41.57 exercise price | 2006-05-02 | ||
| 2006-02-22 | BLACKMORE PETER Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $32.54 exercise price | 2006-02-24 | |
| 2006-01-25 | SADASIVAM CHANDRASEKHAR Officer (Sr. Vice President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,300 18,300 owned after | $25.66 exercise price | 2006-01-30 | |
| 2006-01-25 | LINNEN THOMAS E Officer (Sr. V P & CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,900 19,900 owned after | $25.66 exercise price | 2006-01-30 | |
| 2006-01-25 | Kauffmann John Anthony Officer (Sr. Vice President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,300 18,300 owned after | $25.66 exercise price | 2006-01-30 | |
| 2006-01-09 | HIGGINS THOMAS Officer (Sr. VP, Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $25.25 exercise price | 2006-01-10 |