STEC, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-09-12: Reporting owner Ball F Michael; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-09-12: Reporting owner Ball F Michael; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-09-12: Reporting owner MOSHAYEDI MANOUCH; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-09-12: Reporting owner Bahri Rajat; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-09-12 | Ball F Michael Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | no price filed | 2013-09-16 | |
| 2013-09-12 | Ball F Michael Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −82,500 0 owned after | no price filed | 2013-09-16 | |
| 2013-09-12 | MOSHAYEDI MANOUCH | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −523,241 0 owned after | no price filed | 2013-09-16 | |
| 2013-09-12 | Bahri Rajat Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | no price filed | 2013-09-16 | |
| 2013-09-12 | Bahri Rajat Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −82,500 0 owned after | no price filed | 2013-09-16 | |
| 2013-09-12 | Cook Raymond D Officer (EVP & CHIEF FINANCIAL OFFICER) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,500 0 owned after | no price filed | 2013-09-16 | |
| 2013-09-12 | Cook Raymond D Officer (EVP & CHIEF FINANCIAL OFFICER) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −140,000 0 owned after | no price filed | 2013-09-16 | |
| 2013-09-12 | Saman Robert | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | no price filed | 2013-09-16 | |
| 2013-09-12 | Colpitts Christopher W. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | no price filed | 2013-09-16 | |
| 2013-09-12 | Colpitts Christopher W. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −52,500 0 owned after | no price filed | 2013-09-16 | |
| 2013-09-12 | MOSHAYEDI MEHRDAD Director, Officer (PRESIDENT and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −335,000 0 owned after | no price filed | 2013-09-16 | |
| 2013-09-12 | MOSHAYEDI MEHRDAD Director, Officer (PRESIDENT and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −253,241 0 owned after | no price filed | 2013-09-16 | |
| 2013-09-12 | DALY KEVIN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,750 0 owned after | no price filed | 2013-09-16 | |
| 2013-09-12 | Witte Matthew L. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | no price filed | 2013-09-16 | |
| 2013-09-12 | Witte Matthew L. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −52,500 0 owned after | no price filed | 2013-09-16 | |
| 2013-05-13 | MOSHAYEDI MEHRDAD Director, Officer (PRESIDENT and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +335,000 812,500 owned after | $3.36 exercise price | 2013-05-15 |