SRAX, Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2016-11-14: Form 8-K; Period of report 2014-11-14; Description 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure; Details 2.02.
- 2016-10-20: Form 8-K; Period of report 2016-10-14; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure; Details 5.02.
- 2016-10-18: Form 8-K; Period of report 2016-10-18; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2016-10-12: Form 8-K; Period of report 2016-10-12; Description 7.01 Regulation FD Disclosure; Details 7.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2016-11-14 | 8-K | 2014-11-14 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 Results of Operations and Financial Condition. 7.01 Regulation FD Disclosure. | srax_8k.htm |
| 2016-10-20 | 8-K | 2016-10-14 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. 7.01 Regulation FD Disclosure. | srax_8k.htm |
| 2016-10-18 | 8-K | 2016-10-18 | 7.01 Regulation FD Disclosure | 7.01 Regulation FD Disclosure. | scri_8k.htm |
| 2016-10-12 | 8-K | 2016-10-12 | 7.01 Regulation FD Disclosure | 7.01 Regulation FD Disclosure. | scri_8k.htm |
| 2016-10-06 | 8-K | 2016-09-30 | 3.02 Unregistered Sales of Equity Securities | 3.02 Unregistered Sales of Equity Securities. | scri_8k.htm |
| 2016-09-23 | 8-K | 2016-09-19 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. | scri_8k.htm |
| 2016-09-19 | 8-K | 2016-09-19 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. 8.01 Between October 8, 2013 and November 6, 2013 we issued and sold units of our securities in a private placement, which included common stock purchase warrants to purchase an aggregate of 3,210,000 shares of our Class A common stock at an exercise price of $1.00 per share (the "2013 Private Placement Warrants"). | scri_8k.htm |
| 2016-08-24 | 8-K | 2016-08-22 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | scri_8k.htm |
| 2016-08-19 | 8-K | 2016-08-16 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangement of Certain Officers. 8.01 On August 16, 2016 our board of directors established a standing Audit Committee comprised of independent directors and adopted the Audit Committee Charter. | scri_8k.htm |
| 2016-08-15 | 8-K | 2016-08-15 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 Results of Operations and Financial Condition. 7.01 Regulation FD Disclosure. | scri_8k.htm |
| 2016-05-16 | 8-K | 2016-05-16 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 Results of Operations and Financial Condition. 7.01 Regulation FD Disclosure. | scri_8k.htm |
| 2016-03-22 | 8-K | 2016-03-22 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 Results of Operations and Financial Condition. 7.01 Regulation FD Disclosure. | scri_8k.htm |
| 2016-03-22 | 8-K | 2016-03-16 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangement of Certain Officers. | scri_8k.htm |
| 2016-03-16 | 8-K | 2016-03-16 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 Results of Operations and Financial Condition. 7.01 Regulation FD Disclosure. | scri_8k.htm |
| 2016-02-26 | 8-K | 2016-02-23 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure; 8.01 Other Events | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangement of Certain Officers. 7.01 Regulation FD Disclosure. 8.01 On February 23, 2016 our board of directors approved the adoption of our 2016 Equity Compensation Plan (the “2016 Plan”) and reserved 3,000,000 shares of our Class A common stock for grants under this plan. | scri_8k.htm |
| 2016-02-19 | 8-K | 2016-02-16 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. | scri_8k.htm |
| 2016-02-01 | 8-K | 2016-01-28 | 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events | 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. 3.02 Unregistered Sales of Equity Securities. 8.01 Under the terms of the Stock Purchase Agreement dated October 30, 2014 for the acquisition of Steel Media, we are potentially obligated to pay Mr. Steel up to two $4 million annual earn out payments based upon the satisfaction of certain targets generated by Steel Media operations for the periods ending October 31, 2015 and October 31, 2016. | scri_8k.htm |