SONIC CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-28: Reporting owner NICHOLS J LARRY; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-04-11: Reporting owner Thronson Susan; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-02-03: Reporting owner BLACK R NEAL; Form 3; Security Restricted Stock Units; Transaction Holding.
- 2016-01-28: Reporting owner Smith Todd Whitney; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-28 | NICHOLS J LARRY Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,447 1,447 owned after | $0.00 | 2016-02-01 | |
| 2016-04-11 | Thronson Susan Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,006 0 owned after | $0.00 | 2016-04-13 | |
| 2016-02-03 holding as of filing | BLACK R NEAL Director | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-02-03 | ||
| 2016-01-28 | Smith Todd Whitney Officer (President and CMO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,000 11,000 owned after | $0.00 | 2016-02-01 | |
| 2016-01-28 | Thronson Susan Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,447 1,447 owned after | $0.00 | 2016-02-01 | |
| 2016-01-28 | Hobart Lauren R Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,358 0 owned after | $0.00 | 2016-02-01 | |
| 2016-01-28 | Hobart Lauren R Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,447 1,447 owned after | $0.00 | 2016-02-01 | |
| 2016-01-28 | RICHARDSON FRANK E III Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,358 0 owned after | $0.00 | 2016-02-01 | |
| 2016-01-28 | RICHARDSON FRANK E III Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,447 1,447 owned after | $0.00 | 2016-02-01 | |
| 2016-01-28 | NICHOLS J LARRY Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,358 0 owned after | $0.00 | 2016-02-01 | |
| 2016-01-28 | PENA FEDERICO F Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,358 0 owned after | $0.00 | 2016-02-01 | |
| 2016-01-28 | PENA FEDERICO F Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,447 1,447 owned after | $0.00 | 2016-02-01 | |
| 2016-01-28 | SCHUTZ JEFFREY H Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,358 0 owned after | $0.00 | 2016-02-01 | |
| 2016-01-28 | SCHUTZ JEFFREY H Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,447 1,447 owned after | $0.00 | 2016-02-01 | |
| 2016-01-28 | Lavelle Kate S Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,358 0 owned after | $0.00 | 2016-02-01 | |
| 2016-01-28 | Lavelle Kate S Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,447 1,447 owned after | $0.00 | 2016-02-01 | |
| 2016-01-28 | Bartel Tony Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,358 0 owned after | $0.00 | 2016-02-01 | |
| 2016-01-28 | Bartel Tony Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,447 1,447 owned after | $0.00 | 2016-02-01 | |
| 2016-01-28 | ROSENBERG ROBERT M Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,358 0 owned after | $0.00 | 2016-02-01 | |
| 2016-01-28 | Taylor Kathy L Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,358 0 owned after | $0.00 | 2016-02-01 | |
| 2016-01-28 | Taylor Kathy L Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,447 1,447 owned after | $0.00 | 2016-02-01 |