SONIC CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 34 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-08-27: Reporting owner SCHUTZ JEFFREY H; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-08-15: Reporting owner BENHAM DOUGLAS N; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-08-07: Reporting owner SCHUTZ JEFFREY H; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-01-18: Reporting owner Lavelle Kate S; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-08-27 | SCHUTZ JEFFREY H Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,250 0 owned after | $0.00 | 2013-08-27 | |
| 2013-08-15 | BENHAM DOUGLAS N Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −776 1,554 owned after | $0.00 | 2013-08-16 | |
| 2013-08-07 | SCHUTZ JEFFREY H Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,357 1,357 owned after | $0.00 | 2013-08-09 | |
| 2013-01-18 | Lavelle Kate S Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,083 4,167 owned after | $0.00 | 2013-01-22 | |
| 2013-01-18 | NICHOLS J LARRY Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,083 4,167 owned after | $0.00 | 2013-01-18 | |
| 2013-01-18 | RAINBOLT H E GENE Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,083 4,167 owned after | $0.00 | 2013-01-18 | |
| 2013-01-18 | PENA FEDERICO F Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,083 4,167 owned after | $0.00 | 2013-01-18 | |
| 2013-01-18 | ROSENBERG ROBERT M Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,083 4,167 owned after | $0.00 | 2013-01-18 | |
| 2013-01-18 | RICHARDSON FRANK E III Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,083 4,167 owned after | $0.00 | 2013-01-18 | |
| 2013-01-18 | MAPLES MICHAEL J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,083 4,167 owned after | $0.00 | 2013-01-18 | |
| 2013-01-16 | NICHOLS J LARRY Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,839 3,839 owned after | $0.00 | 2013-01-18 | |
| 2013-01-16 | RAINBOLT H E GENE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,839 3,839 owned after | $0.00 | 2013-01-18 | |
| 2013-01-16 | PENA FEDERICO F Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,839 3,839 owned after | $0.00 | 2013-01-18 | |
| 2013-01-16 | ROSENBERG ROBERT M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,839 3,839 owned after | $0.00 | 2013-01-18 | |
| 2013-01-16 | RICHARDSON FRANK E III Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,839 3,839 owned after | $0.00 | 2013-01-18 | |
| 2013-01-16 | Lavelle Kate S Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,839 3,839 owned after | $0.00 | 2013-01-18 | |
| 2013-01-16 | MAPLES MICHAEL J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,839 3,839 owned after | $0.00 | 2013-01-18 | |
| 2013-01-16 | BENHAM DOUGLAS N Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,839 3,839 owned after | $0.00 | 2013-01-18 | |
| 2013-01-14 | Bass Paige S Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,447 0 owned after | $0.00 | 2013-01-15 | |
| 2013-01-14 | HUDSON J CLIFFORD Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,881 0 owned after | $0.00 | 2013-01-15 | |
| 2013-01-14 | MCLAIN W SCOTT Officer (President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,137 0 owned after | $0.00 | 2013-01-15 | |
| 2013-01-14 | VAUGHAN STEPHEN C Officer (Exec. Vice Pres. & CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,912 0 owned after | $0.00 | 2013-01-15 | |
| 2013-01-14 | Taylor Kathy L Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,800 0 owned after | $0.00 | 2013-01-15 | |
| 2013-01-14 | RICHARDSON FRANK E III Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,644 0 owned after | $0.00 | 2013-01-15 | |
| 2013-01-14 | RAINBOLT H E GENE Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,644 0 owned after | $0.00 | 2013-01-15 | |
| 2013-01-14 | PENA FEDERICO F Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,644 0 owned after | $0.00 | 2013-01-15 | |
| 2013-01-14 | MAPLES MICHAEL J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,644 0 owned after | $0.00 | 2013-01-15 | |
| 2013-01-14 | NICHOLS J LARRY Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −266 0 owned after | $0.00 | 2013-01-15 | |
| 2013-01-06 | RICHARDSON FRANK E III Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,266 1,266 owned after | $0.00 | 2013-01-09 | |
| 2013-01-06 | RAINBOLT H E GENE Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,266 1,266 owned after | $0.00 | 2013-01-09 | |
| 2013-01-06 | PENA FEDERICO F Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,266 1,266 owned after | $0.00 | 2013-01-09 | |
| 2013-01-06 | NICHOLS J LARRY Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,266 1,266 owned after | $0.00 | 2013-01-09 | |
| 2013-01-06 | MAPLES MICHAEL J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,266 1,266 owned after | $0.00 | 2013-01-09 | |
| 2013-01-06 | ROSENBERG ROBERT M Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,266 1,266 owned after | $0.00 | 2013-01-09 |