SONIC CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-10-26: Reporting owner Duenas Jose A; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-08-17: Reporting owner Duenas Jose A; Form 3; Security Restricted Stock Units; Transaction Holding.
- 2017-08-17: Reporting owner Abou Habib Lori I; Form 3; Security Restricted Stock Units; Transaction Holding.
- 2017-01-28: Reporting owner Bartel Tony; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-10-26 | Duenas Jose A Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2017-10-26 | |
| 2017-08-17 holding as of filing | Duenas Jose A Officer (Executive Vice President) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-08-17 | ||
| 2017-08-17 holding as of filing | Abou Habib Lori I Officer (Vice President and CMO) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-08-17 | ||
| 2017-01-28 | Bartel Tony Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,447 0 owned after | $0.00 | 2017-01-31 | |
| 2017-01-28 | Thronson Susan Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,447 0 owned after | $0.00 | 2017-01-31 | |
| 2017-01-28 | PENA FEDERICO F Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,447 0 owned after | $0.00 | 2017-01-31 | |
| 2017-01-28 | RICHARDSON FRANK E III Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,447 0 owned after | $0.00 | 2017-01-31 | |
| 2017-01-28 | SCHUTZ JEFFREY H Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,447 0 owned after | $0.00 | 2017-01-31 | |
| 2017-01-28 | NICHOLS J LARRY Director | 4 | Restricted Stock UInits Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,447 0 owned after | $0.00 | 2017-01-31 | |
| 2017-01-28 | Hobart Lauren R Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,447 0 owned after | $0.00 | 2017-01-31 | |
| 2017-01-28 | Taylor Kathy L Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,447 0 owned after | $0.00 | 2017-01-31 | |
| 2017-01-28 | Lavelle Kate S Director | 4 | Restricted Stock UInits Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,447 0 owned after | $0.00 | 2017-01-31 | |
| 2017-01-28 | BLACK R NEAL Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,447 0 owned after | $0.00 | 2017-01-31 | |
| 2017-01-25 holding as of filing | DAVIS STEVEN A Director | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-01-25 | ||
| 2017-01-19 | Lavelle Kate S Director | 4 | Restricted Stock UInits Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,772 1,772 owned after | $0.00 | 2017-01-23 | |
| 2017-01-19 | SCHUTZ JEFFREY H Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,772 1,772 owned after | $0.00 | 2017-01-23 | |
| 2017-01-19 | RICHARDSON FRANK E III Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,772 1,772 owned after | $0.00 | 2017-01-23 | |
| 2017-01-19 | Bartel Tony Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,772 1,772 owned after | $0.00 | 2017-01-23 | |
| 2017-01-19 | NICHOLS J LARRY Director | 4 | Restricted Stock UInits Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,772 1,772 owned after | $0.00 | 2017-01-23 | |
| 2017-01-19 | Taylor Kathy L Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,772 1,772 owned after | $0.00 | 2017-01-23 | |
| 2017-01-19 | Thronson Susan Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,772 1,772 owned after | $0.00 | 2017-01-23 | |
| 2017-01-19 | Hobart Lauren R Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,772 1,772 owned after | $0.00 | 2017-01-23 | |
| 2017-01-19 | PENA FEDERICO F Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,772 1,772 owned after | $0.00 | 2017-01-23 | |
| 2017-01-19 | BLACK R NEAL Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,772 1,772 owned after | $0.00 | 2017-01-23 |