SONIC CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-08-27: Reporting owner SCHUTZ JEFFREY H; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-08-06: Reporting owner BENHAM DOUGLAS N; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-01-18: Reporting owner ROSENBERG ROBERT M; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-01-18: Reporting owner NICHOLS J LARRY; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-08-27 | SCHUTZ JEFFREY H Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,251 12,499 owned after | $0.00 | 2011-08-30 | |
| 2011-08-06 | BENHAM DOUGLAS N Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,355 4,355 owned after | $0.00 | 2011-08-08 | |
| 2011-01-18 | ROSENBERG ROBERT M Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,378 1,378 owned after | $0.00 | 2011-01-18 | |
| 2011-01-18 | NICHOLS J LARRY Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,378 1,378 owned after | $0.00 | 2011-01-18 | |
| 2011-01-18 | PENA FEDERICO F Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,378 1,378 owned after | $0.00 | 2011-01-18 | |
| 2011-01-18 | RAINBOLT H E GENE Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,378 1,378 owned after | $0.00 | 2011-01-18 | |
| 2011-01-18 | RICHARDSON FRANK E III Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,378 1,378 owned after | $0.00 | 2011-01-18 | |
| 2011-01-18 | MAPLES MICHAEL J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,378 1,378 owned after | $0.00 | 2011-01-18 | |
| 2011-01-14 | Bass Paige S Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,447 8,894 owned after | $0.00 | 2011-01-19 | |
| 2011-01-14 | VAUGHAN STEPHEN C Officer (Exec. Vice Pres. & CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,913 13,824 owned after | $0.00 | 2011-01-19 | |
| 2011-01-14 | MCLAIN W SCOTT Officer (President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,139 22,274 owned after | $0.00 | 2011-01-19 | |
| 2011-01-14 | HUDSON J CLIFFORD Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,880 23,761 owned after | $0.00 | 2011-01-19 | |
| 2011-01-14 | Taylor Kathy L Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,801 11,600 owned after | $0.00 | 2011-01-18 | |
| 2011-01-14 | ROSENBERG ROBERT M Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,643 3,287 owned after | $0.00 | 2011-01-18 | |
| 2011-01-14 | NICHOLS J LARRY Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −265 531 owned after | $0.00 | 2011-01-18 | |
| 2011-01-14 | PENA FEDERICO F Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,643 3,287 owned after | $0.00 | 2011-01-18 | |
| 2011-01-14 | RAINBOLT H E GENE Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,643 3,287 owned after | $0.00 | 2011-01-18 | |
| 2011-01-14 | RICHARDSON FRANK E III Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,643 3,287 owned after | $0.00 | 2011-01-18 | |
| 2011-01-14 | MAPLES MICHAEL J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,643 3,287 owned after | $0.00 | 2011-01-18 | |
| 2011-01-06 | ROSENBERG ROBERT M Director | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,798 3,798 owned after | $0.00 | 2011-03-16 | |
| 2011-01-06 | RICHARDSON FRANK E III Director | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,798 3,798 owned after | $0.00 | 2011-03-16 | |
| 2011-01-06 | RAINBOLT H E GENE Director | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,798 3,798 owned after | $0.00 | 2011-03-16 | |
| 2011-01-06 | NICHOLS J LARRY Director | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,798 3,798 owned after | $0.00 | 2011-03-16 | |
| 2011-01-06 | MAPLES MICHAEL J Director | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,798 3,798 owned after | $0.00 | 2011-03-16 | |
| 2011-01-06 | PENA FEDERICO F Director | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,798 3,798 owned after | $0.00 | 2011-03-16 | |
| 2011-01-06 | NICHOLS J LARRY Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,208 4,208 owned after | $0.00 | 2011-01-07 | |
| 2011-01-06 | MAPLES MICHAEL J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,208 4,208 owned after | $0.00 | 2011-01-07 | |
| 2011-01-06 | PENA FEDERICO F Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,208 4,208 owned after | $0.00 | 2011-01-07 | |
| 2011-01-06 | RAINBOLT H E GENE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,208 4,208 owned after | $0.00 | 2011-01-07 | |
| 2011-01-06 | ROSENBERG ROBERT M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,208 4,208 owned after | $0.00 | 2011-01-07 | |
| 2011-01-06 | RICHARDSON FRANK E III Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,208 4,208 owned after | $0.00 | 2011-01-07 |