SMTC CORP Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2013-12-23: Form 8-K; Period of report 2013-12-23; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2013-11-13: Form 8-K; Period of report 2013-11-13; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2013-08-08: Form 8-K; Period of report 2013-08-08; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2013-08-07: Form 8-K; Period of report 2013-08-07; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2013-12-23 | 8-K | 2013-12-23 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (c) and (d) Sushil Dhiman, age 54, has been appointed as the President and Chief Executive Officer of SMTC Corporation. | document.htm |
| 2013-11-13 | 8-K | 2013-11-13 | 2.02 Results of Operations and Financial Condition | 2.02 On November 12, 2013, SMTC Corporation issued a press release announcing its financial results for its third quarter ended September 29, 2013, a copy of which is attached as Exhibit 99.1 to this Current Report and incorporated herein by reference. | f8k_111313.htm |
| 2013-08-08 | 8-K | 2013-08-08 | 2.02 Results of Operations and Financial Condition | 2.02 On August 7, 2013, SMTC Corporation issued a press release announcing its financial results for its second quarter ended June 30, 2013, a copy of which is attached as Exhibit 99.1 to this Current Report and incorporated herein by reference. | f8k_080813.htm |
| 2013-08-07 | 8-K | 2013-08-07 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (d) Election of Directors. | document.htm |
| 2013-07-22 | 8-K | 2013-07-17 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 The Company held its annual meeting of stockholders on July 17, 2013. | f8k_072213.htm |
| 2013-07-03 | 8-K | 2013-07-03 | 8.01 Other Events | 8.01 Regarding the independence of the Company’s board of directors and the method(s) by which the Company intends to reestablish an independent board of directors, the Company is actively conducting a director search for a qualified candidate or candidates who could join the Company’s board of directors as soon as practicable following our annual meeting. | f8k_070313.htm |
| 2013-06-13 | 8-K | 2013-06-12 | 7.01 Regulation FD Disclosure | 7.01 At a meeting of the board of directors of SMTC Corporation (the “Company”) held on June 12, 2013, the board exempted board member David Sandberg (or funds with which Mr. Sandberg is affiliated) from the definition of “Acquiring Person” under the Company’s Tax Benefits Preservation Plan, dated as of June 9, 2010, between the Company and Mellon Investor Services LLC (operating with the service name BNY Mellon Shareowner Services), a New Jersey limited liability company (as such plan has been amended prior to the date hereof), with respect to the purchase of up to an additional 350,000 shares of common stock of the Company, so long as the purchase(s) are otherwise conducted in accordance with the Company’s insider trading policy and all federal and state securities laws, rules and regulations. | f8k_061313.htm |
| 2013-06-04 | 8-K | 2013-05-30 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On May 30, 2013, SMTC Corporation, a Delaware corporation (the “Company”) received a letter from the Nasdaq Listing Qualifications Department (“Nasdaq”) indicating that the Company no longer complies with the independent director and audit committee composition requirements set forth in Nasdaq’s Listing Rule 5605. | f8k_060413.htm |
| 2013-05-16 | 8-K | 2013-05-14 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | document.htm | |
| 2013-04-29 | 8-K | 2013-04-26 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On April 26, 2013, Paul Blom, Executive Vice President-Operations of SMTC Corporation, announced his resignation, effective as of April 26, 2013. | f8k_042913.htm |
| 2013-04-04 | 8-K | 2013-04-02 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On April 2, 2013, Anton Simunovic, a member of the Board of Directors of SMTC Corporation (the "Company"), announced his resignation from the Board effective immediately. | f8k_040413.htm |
| 2013-03-15 | 8-K | 2013-03-13 | 2.02 Results of Operations and Financial Condition; 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review | 2.02 On March 14, 2013, SMTC Corporation (the "Company") issued a press release (the "Press Release") announcing its financial results for its fiscal year ended December 30, 2012 and its fourth quarter ended December 30, 2012. 4.02 (a) On March 13, 2013, the Company's management, with the agreement of the Audit Committee of the Board of Directors, determined that the Company will need to restate certain of its previously issued consolidated financial statements for the year ended January 1, 2012 and the quarterly periods ended October 2, 2011 and April 1, July 1 and September 30, 2012 in order to reclassify its revolving credit facility as a current liability. | document.htm |
| 2013-01-24 | 8-K | 2013-01-18 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.02 On January 18, 2013, the Nominating and Governance Committee (the “Nominating Committee’) of the SMTC Corporation (the “Company”) Board of Directors (the “Board’), the Compensation Committee of the Board (the “Compensation Committee”) and the full Board, each such committee or Board acting by unanimous written consent, (i) expanded the number of members of the Nominating Committee and Compensation Committee and appointed Mr. Lawrence Silber to serve as a member of both such committees, (ii) modified the Company’s guidelines for stock ownership by the Company’s directors; (iii) adopted certain policies related to the optimal length of service for members of the Board and members of Board committees and (iv) for equity grants issued after January 18, 2013 under the SMTC Corporation 2010 Incentive Plan (the “Plan’), eliminated certain director turn-over provisions from the list of enumerated causes of accelerated vesting. 5.03 On January 18, 2013, the Board adopted Amendment No. 1 to the Company’s Second Amended and Restated By-laws. | f8k_012413.htm |