SHUTTERFLY INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-10-17: Reporting owner Mericle Maureen M.; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2018-10-01: Reporting owner ARNOLD SCOTT; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-09-21: Reporting owner LAYNEY TRACY; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-09-12: Reporting owner Lokuge Ishantha; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-10-17 holding as of filing | Mericle Maureen M. Officer (SVP, Chief Marketing Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $65.65 exercise price | 2018-10-17 | ||
| 2018-10-01 | ARNOLD SCOTT Officer (SVP, Enterprise) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,868 108,552 owned after | $47.50 exercise price | 2018-10-03 | |
| 2018-09-21 | LAYNEY TRACY Officer (SVP, Chief HR Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,095 20,252 owned after | $44.75 exercise price | 2018-09-25 | |
| 2018-09-12 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,514 25,140 owned after | $44.75 exercise price | 2018-09-14 | |
| 2018-08-27 | Anderson Michele Officer (SVP, Retail) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,030 90,302 owned after | $45.68 exercise price | 2018-08-28 | |
| 2018-08-17 | MENON SATISH Officer (SVP, Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,980 39,805 owned after | $44.75 exercise price | 2018-08-21 | |
| 2018-08-14 | Black Dwayne A Officer (SVP, Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,352 33,520 owned after | $44.75 exercise price | 2018-08-16 | |
| 2018-07-16 | POPE MICHAEL W Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,923 50,873 owned after | $44.75 exercise price | 2018-07-18 | |
| 2018-07-02 | ARNOLD SCOTT Officer (SVP, Enterprise) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,474 118,420 owned after | $47.50 exercise price | 2018-07-03 | |
| 2018-06-15 | LAYNEY TRACY Officer (SVP, Chief HR Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,793 22,347 owned after | $44.75 exercise price | 2018-06-19 | |
| 2018-05-30 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,513 27,654 owned after | $44.75 exercise price | 2018-05-31 | |
| 2018-05-29 | Anderson Michele Officer (SVP, Retail) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,030 99,332 owned after | $45.68 exercise price | 2018-05-31 | |
| 2018-05-17 | MENON SATISH Officer (SVP, Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,980 43,785 owned after | $44.75 exercise price | 2018-05-18 | |
| 2018-05-14 | Black Dwayne A Officer (SVP, Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,351 36,872 owned after | $44.75 exercise price | 2018-05-16 | |
| 2018-05-04 | POPE MICHAEL W Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,975 55,796 owned after | $44.75 exercise price | 2018-05-08 | |
| 2018-04-02 | BORIS JOHN Officer (SVP, Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,585 25,304 owned after | $44.75 exercise price | 2018-04-03 | |
| 2018-03-09 | Black Dwayne A Officer (SVP, Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,408 40,223 owned after | $44.75 exercise price | 2018-03-12 | |
| 2018-03-08 | Anderson Michele Officer (SVP, Retail) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,121 108,362 owned after | $45.68 exercise price | 2018-03-12 | |
| 2018-03-05 | MENON SATISH Officer (SVP, Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,922 47,765 owned after | $44.75 exercise price | 2018-03-07 | |
| 2018-03-05 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,056 30,167 owned after | $44.75 exercise price | 2018-03-07 | |
| 2018-03-05 | LAYNEY TRACY Officer (SVP, Chief HR Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,380 25,140 owned after | $44.75 exercise price | 2018-03-07 | |
| 2018-02-28 | POPE MICHAEL W Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +57,276 57,276 owned after | $76.73 exercise price | 2018-03-02 | |
| 2018-02-28 | MENON SATISH Officer (SVP, Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,305 40,305 owned after | $76.73 exercise price | 2018-03-02 | |
| 2018-02-28 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,638 28,638 owned after | $76.73 exercise price | 2018-03-02 | |
| 2018-02-28 | LAYNEY TRACY Officer (SVP, Chief HR Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,334 23,334 owned after | $76.73 exercise price | 2018-03-02 | |
| 2018-02-28 | Black Dwayne A Officer (SVP, Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,062 36,062 owned after | $76.73 exercise price | 2018-03-02 | |
| 2018-02-28 | ARNOLD SCOTT Officer (SVP, Enterprise) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,213 21,213 owned after | $76.73 exercise price | 2018-03-02 | |
| 2018-02-28 | Anderson Michele Officer (SVP, Retail) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,213 21,213 owned after | $76.73 exercise price | 2018-03-02 | |
| 2018-02-01 | North Christopher Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −85,000 680,000 owned after | $48.30 exercise price | 2018-02-02 | |
| 2018-01-31 | North Christopher Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −85,000 765,000 owned after | $48.30 exercise price | 2018-02-02 |