Scio Diamond Technology Corp Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows, 38 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-05-16: Reporting owner Smith Kenneth Lewis; Form 3/A; Security Warrant (right to buy); Transaction Holding.
- 2014-05-16: Reporting owner Bernard M. McPheely Revocable Trust U/A Dtd May 25, 2011; Form 3/A; Security Warrant (right to buy); Transaction Holding.
- 2014-05-16: Reporting owner Bernard M. McPheely Revocable Trust U/A Dtd May 25, 2011; Form 3/A; Security Warrant (right to buy); Transaction Holding.
- 2014-05-16: Reporting owner Bernard M. McPheely Revocable Trust U/A Dtd May 25, 2011; Form 3/A; Security Warrant (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-05-16 holding as of filing | Smith Kenneth Lewis Other (Member of 10% owner group) | 3/A | Warrant (right to buy) Derivative · Direct | Holding | $1.60 exercise price | 2014-05-16 | ||
| 2014-05-16 holding as of filing | Bernard M. McPheely Revocable Trust U/A Dtd May 25, 2011 Other (Member of 10% owner group) | 3/A | Warrant (right to buy) Derivative · Direct | Holding | $1.60 exercise price | 2014-05-16 | ||
| 2014-05-16 holding as of filing | Bernard M. McPheely Revocable Trust U/A Dtd May 25, 2011 Other (Member of 10% owner group) | 3/A | Warrant (right to buy) Derivative · Direct | Holding | $1.60 exercise price | 2014-05-16 | ||
| 2014-05-16 holding as of filing | Bernard M. McPheely Revocable Trust U/A Dtd May 25, 2011 Other (Member of 10% owner group) | 3/A | Warrant (right to buy) Derivative · Direct | Holding | $1.60 exercise price | 2014-05-16 | ||
| 2014-05-16 holding as of filing | Bernard M. McPheely Revocable Trust U/A Dtd May 25, 2011 Other (Member of 10% owner group) | 3/A | Warrant (right to buy) Derivative · Direct | Holding | $1.60 exercise price | 2014-05-16 | ||
| 2014-05-16 holding as of filing | MCPHEELY BERNARD M Other (Member of 10% owner group) | 3/A | Warrant (right to buy) Derivative · Indirect · (m) | Holding | $1.60 exercise price | 2014-05-16 | ||
| 2014-05-16 holding as of filing | MCPHEELY BERNARD M Other (Member of 10% owner group) | 3/A | Warrant (right to buy) Derivative · Indirect · (m) | Holding | $1.60 exercise price | 2014-05-16 | ||
| 2014-05-16 holding as of filing | MCPHEELY BERNARD M Other (Member of 10% owner group) | 3/A | Warrant (right to buy) Derivative · Indirect · (m) | Holding | $1.60 exercise price | 2014-05-16 | ||
| 2014-05-16 holding as of filing | MCPHEELY BERNARD M Other (Member of 10% owner group) | 3/A | Warrant (right to buy) Derivative · Indirect · (m) | Holding | $1.60 exercise price | 2014-05-16 | ||
| 2014-05-16 holding as of filing | Thomas P. Hartness Revocable Trust U/A Dtd July 30, 2010 Other (Member of 10% owner group) | 3/A | Warrant (right to buy) Derivative · Direct | Holding | $1.60 exercise price | 2014-05-16 | ||
| 2014-05-16 holding as of filing | Thomas P. Hartness Revocable Trust U/A Dtd July 30, 2010 Other (Member of 10% owner group) | 3/A | Warrant (right to buy) Derivative · Direct | Holding | $1.60 exercise price | 2014-05-16 | ||
| 2014-05-16 holding as of filing | Thomas P. Hartness Revocable Trust U/A Dtd July 30, 2010 Other (Member of 10% owner group) | 3/A | Warrant (right to buy) Derivative · Direct | Holding | $1.60 exercise price | 2014-05-16 | ||
| 2014-05-16 holding as of filing | Thomas P. Hartness Revocable Trust U/A Dtd July 30, 2010 Other (Member of 10% owner group) | 3/A | Warrant (right to buy) Derivative · Direct | Holding | $1.60 exercise price | 2014-05-16 | ||
| 2014-05-16 holding as of filing | Carroll James A Other (Member of 10% owner group) | 3/A | Warrant (right to buy) Derivative · Direct · (m) | Holding | $1.60 exercise price | 2014-05-16 | ||
| 2014-05-16 holding as of filing | Carroll James A Other (Member of 10% owner group) | 3/A | Warrant (right to buy) Derivative · Indirect · (m) | Holding | $1.60 exercise price | 2014-05-16 | ||
| 2014-05-16 holding as of filing | Bailey Glen R Other (Member of 10% owner group) | 3/A | Warrant (right to buy) Derivative · Direct | Holding | $1.60 exercise price | 2014-05-16 | ||
| 2014-05-16 holding as of filing | Daisley Robert M. Other (Member of 10% owner group) | 3/A | Warrant (right to buy) Derivative · Direct | Holding | $1.60 exercise price | 2014-05-16 | ||
| 2014-05-02 holding as of filing | Bernard M. McPheely Revocable Trust U/A Dtd May 25, 2011 Other (Member of 10% owner group) | 3 | Warrant (right to buy) Derivative · Direct | Holding | $0.80 exercise price | 2014-05-02 | ||
| 2014-05-02 holding as of filing | Bernard M. McPheely Revocable Trust U/A Dtd May 25, 2011 Other (Member of 10% owner group) | 3 | Warrant (right to buy) Derivative · Direct | Holding | $0.80 exercise price | 2014-05-02 | ||
| 2014-05-02 holding as of filing | Bernard M. McPheely Revocable Trust U/A Dtd May 25, 2011 Other (Member of 10% owner group) | 3 | Warrant (right to buy) Derivative · Direct | Holding | $0.80 exercise price | 2014-05-02 | ||
| 2014-05-02 holding as of filing | Bernard M. McPheely Revocable Trust U/A Dtd May 25, 2011 Other (Member of 10% owner group) | 3 | Warrant (right to buy) Derivative · Direct | Holding | $0.80 exercise price | 2014-05-02 | ||
| 2014-05-02 holding as of filing | MCPHEELY BERNARD M Other (Member of 10% owner group) | 3 | Warrant (right to buy) Derivative · Indirect · (m) | Holding | $0.80 exercise price | 2014-05-02 | ||
| 2014-05-02 holding as of filing | MCPHEELY BERNARD M Other (Member of 10% owner group) | 3 | Warrant (right to buy) Derivative · Indirect · (m) | Holding | $0.80 exercise price | 2014-05-02 | ||
| 2014-05-02 holding as of filing | MCPHEELY BERNARD M Other (Member of 10% owner group) | 3 | Warrant (right to buy) Derivative · Indirect · (m) | Holding | $0.80 exercise price | 2014-05-02 | ||
| 2014-05-02 holding as of filing | MCPHEELY BERNARD M Other (Member of 10% owner group) | 3 | Warrant (right to buy) Derivative · Indirect · (m) | Holding | $0.80 exercise price | 2014-05-02 | ||
| 2014-05-02 holding as of filing | Bailey Glen R Other (Member of 10% owner group) | 3/A | Warrant (right to buy) Derivative · Direct | Holding | $0.80 exercise price | 2014-05-02 | ||
| 2014-05-02 holding as of filing | Carroll James A Other (Member of 10% owner group) | 3/A | Warrant (right to buy) Derivative · Direct · (m) | Holding | $0.80 exercise price | 2014-05-02 | ||
| 2014-05-02 holding as of filing | Carroll James A Other (Member of 10% owner group) | 3/A | Warrant (right to buy) Derivative · Indirect · (m) | Holding | $0.80 exercise price | 2014-05-02 | ||
| 2014-05-02 holding as of filing | Smith Kenneth Lewis Other (Member of 10% owner group) | 3 | Warrant (right to buy) Derivative · Direct | Holding | $0.80 exercise price | 2014-05-02 | ||
| 2014-05-02 holding as of filing | Daisley Robert M. Other (Member of 10% owner group) | 3/A | Warrant (right to buy) Derivative · Direct | Holding | $0.80 exercise price | 2014-05-02 | ||
| 2014-05-02 holding as of filing | Thomas P. Hartness Revocable Trust U/A Dtd July 30, 2010 Other (Member of 10% owner group) | 3 | Warrant (right to buy) Derivative · Direct | Holding | $0.80 exercise price | 2014-05-02 | ||
| 2014-05-02 holding as of filing | Thomas P. Hartness Revocable Trust U/A Dtd July 30, 2010 Other (Member of 10% owner group) | 3 | Warrant (right to buy) Derivative · Direct | Holding | $0.80 exercise price | 2014-05-02 | ||
| 2014-05-02 holding as of filing | Thomas P. Hartness Revocable Trust U/A Dtd July 30, 2010 Other (Member of 10% owner group) | 3 | Warrant (right to buy) Derivative · Direct | Holding | $0.80 exercise price | 2014-05-02 | ||
| 2014-05-02 holding as of filing | Thomas P. Hartness Revocable Trust U/A Dtd July 30, 2010 Other (Member of 10% owner group) | 3 | Warrant (right to buy) Derivative · Direct | Holding | $0.80 exercise price | 2014-05-02 | ||
| 2013-03-25 | STROUS THEODORUS Director | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +50,000 50,000 owned after | $1.60 exercise price | 2013-06-19 | |
| 2012-11-28 holding as of filing | HARTNESS THOMAS P. 10% Owner | 3 | Warrant (to Purchase Common Stock) Derivative · Indirect · By Self as Trustee for Thomas P. Hartness Revocable Trust u/a DTD July 30, 2010 | Holding | $1.60 exercise price | 2012-11-28 | ||
| 2012-08-17 holding as of filing | MCPHEELY BERNARD M Director | 3 | Warrant (Right to Buy Common Stock) Derivative · Indirect · By Self as Trustee for Bernard M. McPheely Revocable Trust u/a DTD May 25, 2012 | Holding | $1.60 exercise price | 2012-08-17 | ||
| 2012-08-03 | STROUS THEODORUS Director | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +61,500 61,500 owned after | $0.70 exercise price | 2013-05-16 |