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Scio Diamond Technology Corp Forms 3, 4 and 5: Other

Scio Diamond Technology Corp Forms 3, 4 and 5: Other

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2016-09-07: Reporting owner Smoak Lewis T; Form 4; Security Common Shares; Transaction P Open market or private purchase of non-derivative or derivative security.
  • 2014-10-09: Reporting owner PFOHL JONATHAN M; Form 3; Security No securities are beneficially owned.; Transaction Holding.
  • 2014-07-17: Reporting owner McGuire Gerald A; Form 3; Security No securities beneficially owned; Transaction Holding.
  • 2014-07-02: Reporting owner Wolkowitz Benjamin; Form 3; Security No securities beneficially owned; Transaction Holding.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2016-09-07Smoak Lewis T
Director
4Common Shares
Derivative · Direct
P Open market or private purchase of non-derivative or derivative security+20,000
20,000 owned after
$20,000.002016-11-03
2014-10-09
holding as of filing
PFOHL JONATHAN M
Officer (Interim CFO)
3No securities are beneficially owned.
Non-derivative · Direct
Holding
0 owned after
no price filed2014-10-09
2014-07-17
holding as of filing
McGuire Gerald A
Director, Officer (President and CEO)
3No securities beneficially owned
Non-derivative · Direct
Holding
0 owned after
no price filed2014-07-17
2014-07-02
holding as of filing
Wolkowitz Benjamin
Director
3No securities beneficially owned
Non-derivative · Direct
Holding
0 owned after
no price filed2014-07-02
2014-07-02
holding as of filing
Smoak Lewis T
Director
3No securities beneficially owned
Non-derivative · Direct
Holding
0 owned after
no price filed2014-07-02
2014-07-02
holding as of filing
Leaverton Karl V
Director
3No securities beneficially owned
Non-derivative · Direct
Holding
0 owned after
no price filed2014-07-02
2014-07-02
holding as of filing
Korn James A
Director
3No securities beneficially owned
Non-derivative · Direct
Holding
0 owned after
no price filed2014-07-02