Scio Diamond Technology Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows, 22 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-05-16: Reporting owner MCPHEELY BERNARD M; Form 3/A; Security Option (right to buy); Transaction Holding.
- 2014-05-02: Reporting owner MCPHEELY BERNARD M; Form 3; Security Option (right to buy); Transaction Holding.
- 2013-10-01: Reporting owner ADAMS EDWARD S; Form 4; Security Director Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-10-01: Reporting owner Linares Robert C.; Form 4; Security Director Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-05-16 holding as of filing | MCPHEELY BERNARD M Other (Member of 10% owner group) | 3/A | Option (right to buy) Derivative · Direct · (m) | Holding | $1.02 exercise price | 2014-05-16 | ||
| 2014-05-02 holding as of filing | MCPHEELY BERNARD M Other (Member of 10% owner group) | 3 | Option (right to buy) Derivative · Direct · (m) | Holding | $1.02 exercise price | 2014-05-02 | ||
| 2013-10-01 | ADAMS EDWARD S Director, 10% Owner | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +68,750 68,750 owned after | $0.42 exercise price | 2013-10-15 | |
| 2013-10-01 | Linares Robert C. Director | 4 | Director Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +68,750 68,750 owned after | $0.42 exercise price | 2013-10-10 | |
| 2013-10-01 | STROUS THEODORUS Director | 4 | Director Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +68,750 68,750 owned after | $0.42 exercise price | 2013-10-10 | |
| 2013-03-26 | PFOHL JONATHAN M Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +700,000 700,000 owned after | $0.83 exercise price | 2013-05-07 | |
| 2013-01-29 | MCMAHON MICHAEL W Officer (CEO) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 1,500,000 owned after | $0.93 exercise price | 2013-03-15 | |
| 2012-12-14 | ADAMS EDWARD S Director, 10% Owner | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.02 exercise price | 2013-05-20 | |
| 2012-12-14 | STROUS THEODORUS Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +68,750 68,750 owned after | $1.02 exercise price | 2013-05-16 | |
| 2012-12-14 | Monahan Michael R Director | 4 | Director Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.02 exercise price | 2013-04-15 | |
| 2012-12-14 | MCPHEELY BERNARD M Director | 4 | Director Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,250 31,250 owned after | $1.02 exercise price | 2013-03-15 | |
| 2012-08-03 | NICHOLS CHARLES G Officer (Chief Financial Officer) | 4 | COMMON STOCK OPTIONS (RIGHT TO ACQUIRE) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 300,000 owned after | $0.80 exercise price | 2012-08-07 | |
| 2012-08-03 | MCMAHON MICHAEL W Officer (Chief Operating Officer) | 4 | COMMON STOCK OPTIONS (RIGHT TO ACQUIRE) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.80 exercise price | 2012-08-07 | |
| 2012-08-03 | Lancia Joseph D Director, Officer (Chief Executive Officer), 10% Owner | 4 | COMMON STOCK OPTIONS (RIGHT TO ACQUIRE) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.80 exercise price | 2012-08-07 | |
| 2012-05-07 | MCMAHON MICHAEL W Officer (Chief Executive Officer) | 4/A | Common Stock Options (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.70 exercise price | 2014-05-15 | |
| 2012-05-07 | MCMAHON MICHAEL W Officer (Chief Executive Officer) | 4/A | Common Stock Options (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 300,000 owned after | $0.70 exercise price | 2014-05-15 | |
| 2012-05-07 | Lancia Joseph D Director, Officer (Pres & Chief Executive Officer), 10% Owner | 4 | Common Stock Options (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.70 exercise price | 2012-06-01 | |
| 2012-05-07 | Lancia Joseph D Director, Officer (Pres & Chief Executive Officer), 10% Owner | 4 | Common Stock Options (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500,000 2,500,000 owned after | $0.70 exercise price | 2012-06-01 | |
| 2012-05-07 | NICHOLS CHARLES G Officer (Chief Financial Officer) | 4 | Common Stock Options (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 175,000 owned after | $0.70 exercise price | 2012-06-01 | |
| 2012-05-07 | NICHOLS CHARLES G Officer (Chief Financial Officer) | 4 | Common Stock Options (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.70 exercise price | 2012-06-01 | |
| 2012-05-07 | MCMAHON MICHAEL W Officer (Chief Operating Officer) | 4 | Common Stock Options (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.70 exercise price | 2012-06-01 | |
| 2012-05-07 | MCMAHON MICHAEL W Officer (Chief Operating Officer) | 4 | Common Stock Options (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.70 exercise price | 2012-06-01 |