Scio Diamond Technology Corp Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-09-07: Reporting owner Smoak Lewis T; Form 4; Security Convertible Note; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2016-09-07: Reporting owner MCPHEELY BERNARD M; Form 4; Security Convertible Note; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2016-09-07: Reporting owner MCPHEELY BERNARD M; Form 4; Security Convertible Note; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-09-07 | Smoak Lewis T Director | 4 | Convertible Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +20,000 20,000 owned after | $20,000.00 | 2016-11-03 | |
| 2016-09-07 | MCPHEELY BERNARD M Director | 4 | Convertible Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +20,000 20,000 owned after | $20,000.00 | 2016-11-03 | |
| 2016-09-07 | MCPHEELY BERNARD M Director | 4 | Convertible Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +20,000 20,000 owned after | $20,000.00 | 2016-11-03 |