SANDISK CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-29: Reporting owner Quader Khandker N; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-09-13: Reporting owner Sadana Sumit; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-07-28: Reporting owner Robertson Donald F Jr; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-06-20: Reporting owner Quader Khandker N; Form 3; Security Restricted Stock Unit Award; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-29 | Quader Khandker N Officer (SVP, Mem Tech & Prod Dev) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 3,000 owned after | $0.00 | 2012-10-30 | |
| 2012-09-13 | Sadana Sumit Officer (EVP, Chief Strategy Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2012-09-17 | |
| 2012-07-28 | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 3,000 owned after | $0.00 | 2012-07-30 | |
| 2012-06-20 holding as of filing | Quader Khandker N Officer (SVP, Mem Tech & Prod Dev) | 3 | Restricted Stock Unit Award Derivative · Direct | Holding | no price filed | 2012-06-20 | ||
| 2012-06-20 holding as of filing | Quader Khandker N Officer (SVP, Mem Tech & Prod Dev) | 3 | Restricted Stock Unit Award Derivative · Direct | Holding | no price filed | 2012-06-20 | ||
| 2012-06-20 holding as of filing | Quader Khandker N Officer (SVP, Mem Tech & Prod Dev) | 3 | Restricted Stock Unit Award Derivative · Direct | Holding | no price filed | 2012-06-20 | ||
| 2012-06-20 holding as of filing | Quader Khandker N Officer (SVP, Mem Tech & Prod Dev) | 3 | Restricted Stock Unit Award Derivative · Direct | Holding | no price filed | 2012-06-20 | ||
| 2012-06-20 holding as of filing | Quader Khandker N Officer (SVP, Mem Tech & Prod Dev) | 3 | Restricted Stock Unit Award Derivative · Direct | Holding | no price filed | 2012-06-20 | ||
| 2012-04-30 | Sadana Sumit Officer (SVP, Strategy & Bus. Develop.) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 6,667 owned after | $0.00 | 2012-05-02 | |
| 2012-02-24 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 13,334 owned after | $0.00 | 2012-02-28 | |
| 2012-02-24 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 6,668 owned after | $0.00 | 2012-02-28 | |
| 2012-02-24 | Brelsford James F. Officer (SVP & Chief Legal Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 2,000 owned after | $0.00 | 2012-02-28 | |
| 2012-02-24 | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −667 1,334 owned after | $0.00 | 2012-02-28 | |
| 2012-02-22 | Sadana Sumit Officer (SVP, Strategy & Bus. Develop.) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,100 3,300 owned after | $0.00 | 2012-02-22 | |
| 2012-02-22 | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700 2,100 owned after | $0.00 | 2012-02-22 | |
| 2012-02-22 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 10,000 owned after | $0.00 | 2012-02-22 | |
| 2012-02-22 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,300 9,900 owned after | $0.00 | 2012-02-22 | |
| 2012-02-22 | Brelsford James F. Officer (SVP & Chief Legal Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,100 3,300 owned after | $0.00 | 2012-02-22 | |
| 2012-02-19 | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −330 0 owned after | $0.00 | 2012-02-22 | |
| 2012-02-19 | Brelsford James F. Officer (SVP & Chief Legal Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −330 0 owned after | $0.00 | 2012-02-22 | |
| 2012-02-17 | Sadana Sumit Officer (SVP, Strategy & Bus. Develop.) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $0.00 | 2012-02-22 | |
| 2012-02-17 | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $0.00 | 2012-02-22 | |
| 2012-02-17 | MEHROTRA SANJAY Director, Officer (President/CEO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2012-02-22 | |
| 2012-02-17 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,500 16,500 owned after | $0.00 | 2012-02-22 | |
| 2012-02-17 | Brelsford James F. Officer (SVP & Chief Legal Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2012-02-22 | |
| 2012-01-03 | MEHROTRA SANJAY Officer (President/CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 45,000 owned after | $0.00 | 2012-01-05 |