SANDISK CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-31: Reporting owner Cedar Yoram; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-31: Reporting owner Cedar Yoram; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-31: Reporting owner Cedar Yoram; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-10-07: Reporting owner Cedar Yoram; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-31 | Cedar Yoram Officer (EVP, CTO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 0 owned after | $0.00 | 2012-01-03 | |
| 2011-12-31 | Cedar Yoram Officer (EVP, CTO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,400 0 owned after | $0.00 | 2012-01-03 | |
| 2011-12-31 | Cedar Yoram Officer (EVP, CTO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 0 owned after | $0.00 | 2012-01-03 | |
| 2011-10-07 | Cedar Yoram Officer (EVP, CTO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 10,000 owned after | $0.00 | 2011-10-11 | |
| 2011-08-31 | Brelsford James F. Officer (SVP & Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,166 0 owned after | $0.00 | 2011-09-01 | |
| 2011-07-29 holding as of filing | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2011-07-29 | ||
| 2011-07-29 holding as of filing | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2011-07-29 | ||
| 2011-07-29 holding as of filing | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2011-07-29 | ||
| 2011-07-28 | Robertson Donald F Jr Officer (VP & Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2011-07-29 | |
| 2011-04-30 | Sadana Sumit Officer (SVP, Strategy & Bus. Develop.) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 10,000 owned after | $0.00 | 2011-05-03 | |
| 2011-03-20 | MEHROTRA SANJAY Officer (President/CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $0.00 | 2011-03-21 | |
| 2011-02-24 | MEHROTRA SANJAY Officer (President/CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,666 20,001 owned after | $0.00 | 2011-02-25 | |
| 2011-02-24 | Cedar Yoram Officer (EVP, CTO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 10,001 owned after | $0.00 | 2011-02-25 | |
| 2011-02-24 | Brelsford James F. Officer (SVP & Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 3,000 owned after | $0.00 | 2011-02-25 | |
| 2011-02-24 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 10,001 owned after | $0.00 | 2011-02-25 | |
| 2011-02-22 | Brelsford James F. Officer (SVP & Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,400 4,400 owned after | $0.00 | 2011-02-24 | |
| 2011-02-22 | Sadana Sumit Officer (SVP, Strategy & Bus. Develop.) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,400 4,400 owned after | $0.00 | 2011-02-24 | |
| 2011-02-22 | Cedar Yoram Officer (EVP, CTO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,800 6,800 owned after | $0.00 | 2011-02-24 | |
| 2011-02-22 | BRUNER JUDY Officer (Exec. VP, Administration, CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,200 13,200 owned after | $0.00 | 2011-02-24 | |
| 2011-02-22 | MEHROTRA SANJAY Officer (President/CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,333 13,333 owned after | $0.00 | 2011-02-24 | |
| 2011-02-19 | Brelsford James F. Officer (SVP & Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −330 330 owned after | $0.00 | 2011-02-25 | |
| 2011-01-03 | MEHROTRA SANJAY Officer (President/CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $0.00 | 2011-01-05 |