ROGUE ONE, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-02-12: Reporting owner Airport Road Associates One, LLC; Form 4; Security Series A Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2008-02-12: Reporting owner Palumbo Teresa; Form 4; Security Series A Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2007-12-28: Reporting owner Palumbo Teresa; Form 4; Security Series A Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-02-12 | Airport Road Associates One, LLC 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −900,000 0 owned after | no price filed | 2008-03-25 | |
| 2008-02-12 | Palumbo Teresa Director, Officer (President), 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By limited liability company | S Open market or private sale of non-derivative or derivative security | −900,000 0 owned after | no price filed | 2008-03-25 | |
| 2007-12-28 | Palumbo Teresa Director, Officer (President), 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −100,000 900,000 owned after | no price filed | 2008-03-25 |