ROGUE ONE, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-06-30: Reporting owner Costley Janon; Form 4; Security Preferred Series D; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2021-06-30: Reporting owner Dolder Ryan Thomas; Form 4; Security Series D Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2007-12-28: Reporting owner Airport Road Associates One, LLC; Form 4; Security Series A Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-06-30 | Costley Janon Director, Officer (COO), 10% Owner | 4 | Preferred Series D Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10 10 owned after | $0.05 | 2021-12-29 | |
| 2021-06-30 | Dolder Ryan Thomas Director, Officer (CFO), 10% Owner | 4 | Series D Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +19 19 owned after | $0.05 | 2021-12-09 | |
| 2007-12-28 | Airport Road Associates One, LLC 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −100,000 900,000 owned after | no price filed | 2008-03-24 |