ROGUE ONE, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2021-11-12: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2021-10-06; Total offering amount $5,000,000.
- 2021-10-15: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2021-10-06; Total offering amount $5,000,000.
- 2021-10-12: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2021-10-06; Total offering amount $5,000,000.
- 2021-07-06: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2021-06-30; Total offering amount $19,838,598.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2021-11-12 D/A | Rule 506(b) | Equity | 2021-10-06 | $5,000,000 | $114,000 | $4,886,000 | 0 |
| 2021-10-15 D/A | Rule 506(b) | Equity | 2021-10-06 | $5,000,000 | $110,000 | $4,890,000 | 0 |
| 2021-10-12 | Rule 506(b) | Equity | 2021-10-06 | $5,000,000 | $100,000 | $4,900,000 | 0 |
| 2021-07-06 | Rule 506(b) | Equity | 2021-06-30 | $19,838,598 | $19,838,598 | $0 | 0 |
| 2021-06-29 | Rule 506(b) | Equity | Yet to occur | $1,500,000 | $0 | $1,500,000 | 0 |