ROGUE ONE, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows, 15 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-12-29: Reporting owner Costley Janon; Form 3; Security Preferred Stock - Series E; Transaction Holding.
- 2021-12-09: Reporting owner Dolder Ryan Thomas; Form 3; Security Series E Preferred; Transaction Holding.
- 2021-06-30: Reporting owner Costley Janon; Form 4; Security Preferred Series D; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2021-06-30: Reporting owner Dolder Ryan Thomas; Form 4; Security Series D Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-12-29 holding as of filing | Costley Janon Director, Officer (COO), 10% Owner | 3 | Preferred Stock - Series E Non-derivative · Direct | Holding | 3 owned after | no price filed | 2021-12-29 | |
| 2021-12-09 holding as of filing | Dolder Ryan Thomas Director, Officer (CFO), 10% Owner | 3 | Series E Preferred Non-derivative · Direct | Holding | 3 owned after | no price filed | 2021-12-09 | |
| 2021-06-30 | Costley Janon Director, Officer (COO), 10% Owner | 4 | Preferred Series D Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10 10 owned after | $0.05 | 2021-12-29 | |
| 2021-06-30 | Dolder Ryan Thomas Director, Officer (CFO), 10% Owner | 4 | Series D Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +19 19 owned after | $0.05 | 2021-12-09 | |
| 2012-11-27 holding as of filing | Hellwig Peter Martin Director, Officer (Chief Executive Officer), 10% Owner | 3/A | Series B Preferred Derivative · Direct | Holding | no price filed | 2012-11-27 | ||
| 2012-11-26 holding as of filing | Hellwig Peter Martin Director, Officer (Chief Executive Officer), 10% Owner | 3 | Series B Preferred Derivative · Direct | Holding | no price filed | 2012-11-26 | ||
| 2008-04-23 holding as of filing | Richardson Frederic 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · Through limited liability company | Holding | no price filed | 2008-04-23 | ||
| 2008-04-23 holding as of filing | East Coast Realty Ventures, LLC 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2008-04-23 | ||
| 2008-03-24 holding as of filing | Palumbo Teresa Director, Officer (President), 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2008-03-24 | ||
| 2008-03-24 holding as of filing | Airport Road Associates One, LLC 10% Owner | 3 | Series A Preferred Derivative · Direct | Holding | no price filed | 2008-03-24 | ||
| 2008-03-21 holding as of filing | PSPP HOLDINGS INC 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2008-03-21 | ||
| 2008-02-12 | Airport Road Associates One, LLC 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −900,000 0 owned after | no price filed | 2008-03-25 | |
| 2008-02-12 | Palumbo Teresa Director, Officer (President), 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By limited liability company | S Open market or private sale of non-derivative or derivative security | −900,000 0 owned after | no price filed | 2008-03-25 | |
| 2007-12-28 | Palumbo Teresa Director, Officer (President), 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −100,000 900,000 owned after | no price filed | 2008-03-25 | |
| 2007-12-28 | Airport Road Associates One, LLC 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −100,000 900,000 owned after | no price filed | 2008-03-24 |