Revolution Lighting Technologies, Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2016-11-09: Form 8-K; Period of report 2016-11-09; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2016-08-04: Form 8-K; Period of report 2016-08-04; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2016-05-13: Form 8-K; Period of report 2016-05-12; Description 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events; Details 3.02.
- 2016-05-12: Form 8-K; Period of report 2016-05-12; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2016-11-09 | 8-K | 2016-11-09 | 2.02 Results of Operations and Financial Condition | 2.02 On November 9, 2016, Revolution Lighting Technologies, Inc. issued a press release announcing its results of operations for the quarter ended September 30, 2016. | d285434d8k.htm |
| 2016-08-04 | 8-K | 2016-08-04 | 2.02 Results of Operations and Financial Condition | 2.02 On August 4, 2016, Revolution Lighting Technologies, Inc. issued a press release announcing its results of operations for the quarter ended June 30, 2016. | d398399d8k.htm |
| 2016-05-13 | 8-K | 2016-05-12 | 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events | 3.02 On May 12, 2016, Revolution Lighting Technologies, Inc. (the “Company”) issued to Aston Capital LLC (“Aston”), one of its principal stockholders, 250,000 shares of the Company’s Common Stock, $0.001 par value per share (the “Common Stock”), in consideration of the services provided by Aston to the Company under the Management Services Agreement, dated as of April 16, 2013, by and between the Company and Aston. 5.02 As further described in Item 5.07 of this Current Report on Form 8-K, at the Annual Meeting of Stockholders of the Company held on May 12, 2016 (the “Annual Meeting”), the Company’s stockholders voted to approve Amendment No. 3 (the “Amendment”) to the 2013 Plan to increase the number of shares of Common Stock available for issuance under the 2013 Plan from 600,000 to 1,100,000 shares and to increase the maximum number of shares that may be awarded to any one individual based on the achievement of performance goals from 30,000 to 75,000 shares per calendar year. 5.07 The Annual Meeting was held on May 12, 2016. 8.01 As previously announced, the Company effected a one-for-ten reverse split of its Common Stock, effective as of March 10, 2016 (the “Reverse Stock Split”). | d185674d8k.htm |
| 2016-05-12 | 8-K | 2016-05-12 | 2.02 Results of Operations and Financial Condition | 2.02 On May 12, 2016, Revolution Lighting Technologies, Inc. issued a press release announcing its results of operations for the quarter ended March 31, 2016. | d195101d8k.htm |
| 2016-05-09 | 8-K | 2016-05-06 | 2.01 Completion of Acquisition or Disposition of Assets; 8.01 Other Events | 2.01 On May 6, 2016, Revolution Lighting Technologies, Inc. (the “Company”) completed its previously announced acquisition of TNT Energy, LLC (“TNT”), pursuant to the terms of the Membership Interest Purchase Agreement, dated as of May 2, 2016 (the “Acquisition Agreement”), by and among Revolution Lighting Technologies – TNT Energy LLC, a Delaware limited liability company and a wholly owned subsidiary of the Company, TNT and Timothy M. Blanchard and Theodore A. Carmone Jr. (the “Members”). 8.01 On May 6, 2016, the Company closed on its previously announced underwritten offering (the “Offering”). | d190729d8k.htm |
| 2016-05-03 | 8-K | 2016-05-03 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 8.01 On May 3, 2016, the Company issued a press release announcing that it had priced the Offering of its Common Stock. | d180099d8k.htm |
| 2016-05-02 | 8-K | 2016-05-02 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 8.01 In April 2016, the Company entered into a seventh amendment to its loan and security agreement, as amended (the “Loan Agreement”), with Bank of America, N.A. (“Bank of America”), pursuant to which, among other things, Bank of America consented to the consolidation of certain of the Company’s subsidiary entities and the Company’s reverse stock split consummated on March 10, 2016. | d162940d8k.htm |
| 2016-03-10 | 8-K | 2016-03-10 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | 5.03 On March 10, 2016, Revolution Lighting Technologies, Inc. (the “Company”) filed a certificate of amendment to its Amended and Restated Certificate of Incorporation, as amended, with the Secretary of State of the State of Delaware to effect a one-for-ten reverse stock split of the Company’s common stock, par value $0.001 per share (the “Common Stock”), that became effective upon filing. 8.01 On March 10, 2016, the Company issued a press release, a copy of which is furnished herewith as Exhibit 99.1 and is incorporated herein by reference. | d156366d8k.htm |