Revolution Lighting Technologies, Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2014-12-01: Form 8-K; Period of report 2014-11-25; Description 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events; Details 3.02.
- 2014-11-26: Form 8-K; Period of report 2014-11-25; Description 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events; Details 1.01.
- 2014-11-24: Form 8-K; Period of report 2014-11-24; Description 8.01 Other Events; Details 8.01.
- 2014-11-06: Form 8-K; Period of report 2014-11-06; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2014-12-01 | 8-K | 2014-11-25 | 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events | 3.02 On December 1, 2014, the Company completed the conversion (the “Preferred Share Exchange”) of all of its outstanding series of preferred stock (the “Preferred Stock”) for an aggregate of 36,300,171 shares of its common stock, par value $0.001 per share (the “Common Stock”), issued pursuant to the terms of the previously disclosed Exchange Agreement (the “Exchange Agreement”), dated November 25, 2014, between the Company and RVL 1 LLC (“RVL”). 8.01 On December 1, 2014, the Company completed its previously announced underwritten public offering (the “Public Offering”) of 8,000,000 shares of Common Stock, plus an over-allotment option to the underwriters of up to 1,200,000 shares of Common Stock. | d828907d8k.htm |
| 2014-11-26 | 8-K | 2014-11-25 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 8.01 On November 25, 2014, the Company issued a press release announcing that it had priced the offering of its Common Stock. | d828027d8k.htm |
| 2014-11-24 | 8-K | 2014-11-24 | 8.01 Other Events | 8.01 On November 24, 2014, Revolution Lighting Technologies, Inc. (the “Company”) issued a press release announcing a proposed underwritten public offering of its common stock (the “Public Offering”). | d826341d8k.htm |
| 2014-11-06 | 8-K | 2014-11-06 | 2.02 Results of Operations and Financial Condition | 2.02 On November 6, 2014, Revolution Lighting Technologies, Inc. (the “Company”) issued a press release announcing its financial results for the fiscal quarter and nine months ended September 30, 2014 and discussing its business outlook. | d782761d8k.htm |
| 2014-10-07 | 8-K | 2014-10-06 | 2.02 Results of Operations and Financial Condition | 2.02 On October 6, 2014, Revolution Lighting Technologies, Inc. (the “Company”) issued a press release containing a business update for the quarter ended September 30, 2014 and discussing its business outlook. | d802871d8k.htm |
| 2014-08-26 | 8-K | 2014-08-20 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The disclosure under Item 1.01 is incorporated by reference in its entirety in this Item 2.03. | d779844d8k.htm |
| 2014-08-07 | 8-K | 2014-08-07 | 2.02 Results of Operations and Financial Condition | 2.02 On August 7, 2014, Revolution Lighting Technologies, Inc. (the “Company”) issued a press release announcing its financial results for the fiscal quarter and six months ended June 30, 2014 and discussing its business outlook. | d771868d8k.htm |
| 2014-08-04 | 8-K | 2014-08-04 | 8.01 Other Events | 8.01 The purpose of the disclosure in this Item 8.01 is to provide a description of the capital stock of Revolution Lighting Technologies, Inc. (the “Company”). | d757589d8k.htm |
| 2014-08-04 | 8-K | 2014-07-31 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The disclosure under Item 1.01 is incorporated by reference in its entirety in this Item 2.03. | d768985d8k.htm |
| 2014-07-10 | 8-K | 2014-07-07 | 2.02 Results of Operations and Financial Condition | 2.02 On July 7, 2014, Revolution Lighting Technologies, Inc. (the “Company”) issued a press release containing a business update for the quarter ended June 30, 2014 and discussing its business outlook. | d754833d8k.htm |
| 2014-07-03 | 8-K | 2014-06-30 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; 3.03 Material Modification to Rights of Security Holders; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 1.01 Entry into a Material Definitive Agreement. 2.03 The disclosure under Item 1.01 is incorporated by reference in its entirety in this Item 2.03. 3.02 Reference is made to the disclosure set forth in Items 1.01 above as to the Series G Preferred Stock issued to the Investors. 3.03 The disclosures under Items 1.01 are incorporated by reference in their entirety in this Item 3.03. 5.03 The disclosure under Item 3.03 is incorporated by reference in its entirety in this Item 5.03. | d753883d8k.htm |
| 2014-05-22 | 8-K/A | 2014-03-31 | 9.01 Financial Statements and Exhibits | 9.01 (a) Pro Forma Financial Information. | d730055d8ka.htm |
| 2014-05-14 | 8-K | 2014-05-12 | 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.07 Submission of Matters to a Vote of Security Holders | 2.02 On May 12, 2014, Revolution Lighting Technologies, Inc. (the “Company”) issued a press release announcing its financial results for the fiscal quarter ended March 31, 2014 and discussing its business outlook. 5.02 As further described in Item 5.07 of this Current Report on Form 8-K, at the Annual Meeting of Stockholders of the Company held on May 12, 2014 (the “Annual Meeting”), the Company’s stockholders voted to approve Amendment No. 1 (the “Amendment”) to the Company’s 2013 Stock Incentive Plan (the “Plan”) to increase the number of shares of common stock available for issuance under the Plan by one million shares. 5.07 (a) The Annual Meeting was held on May 12, 2014. | d726995d8k.htm |
| 2014-04-23 | 8-K | 2014-04-17 | 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 On April 17, 2014, Revolution Lighting Technologies, Inc. (“Revolution”) entered into a promissory note with RVL 1 LLC, an affiliate of Aston Capital, LLC and Robert V. LaPenta, Revolution’s Chairman and CEO, in the amount of approximately $10.76 million (the “First Note”). 2.01 On April 17, 2014, Revolution completed its previously announced acquisition (the “Merger”) of Value Lighting, Inc. (“Value Lighting”), AL Enterprises, Inc. (“AL Enterprises”), Value Lighting of Houston, LLC (“Value Houston,” and together with Value Lighting and AL Enterprises, the “Company Group”), pursuant to the terms of the Agreement and Plan of Merger, dated as of March 6, 2014 (the “Merger Agreement”), by and among Revolution, the Company Group and the Stockholders named therein (the “Stockholders”). 2.03 The disclosure under Item 1.01 relating to the Notes is incorporated by reference in its entirety in this Item 2.03. 3.02 Reference is made to the disclosure set forth in Item 2.01 above as to the shares of Revolution Stock to be issued under the Merger Agreement. | d714215d8k.htm |
| 2014-03-14 | 8-K | 2014-03-13 | 2.02 Results of Operations and Financial Condition | 2.02 On March 13, 2014, Revolution Lighting Technologies, Inc. (the “Company”) issued a press release announcing its financial results for the fiscal year ended December 31, 2013 and discussing its business outlook. | d695345d8k.htm |
| 2014-03-10 | 8-K | 2014-03-06 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 3.02 Reference is made to the disclosure set forth in Item 1.01 above as to the Revolution Stock consideration to be issued under the Merger Agreement. | d688209d8k.htm |