RED HAT INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-15: Reporting owner FOX MARYE ANNE; Form 4; Security Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-15: Reporting owner CLARKE JEFF; Form 4; Security Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-15: Reporting owner ABBASI SOHAIB; Form 4; Security Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-10-18: Reporting owner Cook Mark; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-15 | FOX MARYE ANNE Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +171 171 owned after | $0.00 | 2012-11-19 | |
| 2012-11-15 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +446 446 owned after | $0.00 | 2012-11-19 | |
| 2012-11-15 | ABBASI SOHAIB Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +406 406 owned after | $0.00 | 2012-11-19 | |
| 2012-10-18 | Cook Mark Officer (VP / Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,256 13,536 owned after | $0.00 | 2012-10-19 | |
| 2012-10-17 | Cook Mark Officer (VP / Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,135 14,792 owned after | $0.00 | 2012-10-18 | |
| 2012-10-16 | Cook Mark Officer (VP / Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,125 11,811 owned after | $0.00 | 2012-10-18 | |
| 2012-10-16 | Cook Mark Officer (VP / Controller) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,116 15,927 owned after | $0.00 | 2012-10-18 | |
| 2012-08-15 | FOX MARYE ANNE Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +146 146 owned after | $0.00 | 2012-08-16 | |
| 2012-08-15 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +382 382 owned after | $0.00 | 2012-08-16 | |
| 2012-08-15 | ABBASI SOHAIB Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +348 348 owned after | $0.00 | 2012-08-16 | |
| 2012-08-09 | Chau Micheline Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,393 0 owned after | $0.00 | 2012-08-13 | |
| 2012-08-09 | Chau Micheline Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,542 0 owned after | $0.00 | 2012-08-13 | |
| 2012-08-09 | Chau Micheline Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −401 0 owned after | $0.00 | 2012-08-13 | |
| 2012-08-09 | Chau Micheline Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −399 0 owned after | $0.00 | 2012-08-13 | |
| 2012-08-09 | Chau Micheline Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,066 0 owned after | $0.00 | 2012-08-13 | |
| 2012-08-09 | Chau Micheline Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −441 0 owned after | $0.00 | 2012-08-13 | |
| 2012-08-09 | Chau Micheline Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −309 0 owned after | $0.00 | 2012-08-13 | |
| 2012-07-16 | LIVINGSTONE DONALD H Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,849 0 owned after | $0.00 | 2018-08-10 | |
| 2012-07-16 | GUPTA NARENDRA Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,849 3,849 owned after | $0.00 | 2012-07-17 | |
| 2012-07-16 | SHELTON GENERAL HENRY HUGH Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,849 3,849 owned after | $0.00 | 2012-07-17 | |
| 2012-07-16 | LIVINGSTONE DONALD H Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,849 3,849 owned after | $0.00 | 2012-07-17 | |
| 2012-07-16 | FOX MARYE ANNE Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,924 1,924 owned after | $0.00 | 2012-07-17 | |
| 2012-07-16 | Chau Micheline Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,849 3,849 owned after | $0.00 | 2012-07-17 | |
| 2012-07-16 | ALBRECHT W STEVE Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,849 3,849 owned after | $0.00 | 2012-07-17 | |
| 2012-07-16 | ABBASI SOHAIB Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,849 3,849 owned after | $0.00 | 2012-07-17 | |
| 2012-05-15 | FOX MARYE ANNE Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +143 143 owned after | $0.00 | 2012-05-16 | |
| 2012-05-15 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +374 374 owned after | $0.00 | 2012-05-16 | |
| 2012-05-15 | ABBASI SOHAIB Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +341 341 owned after | $0.00 | 2012-05-16 | |
| 2012-02-15 | FOX MARYE ANNE Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +169 169 owned after | $0.00 | 2012-02-16 | |
| 2012-02-15 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +442 442 owned after | $0.00 | 2012-02-16 | |
| 2012-02-15 | ABBASI SOHAIB Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +403 403 owned after | $0.00 | 2012-02-16 | |
| 2012-01-17 | Enzweiler Mark Officer (Acting Head of Global Sales) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −438 34,146 owned after | $0.00 | 2012-01-19 | |
| 2012-01-17 holding as of filing | Enzweiler Mark Officer (Acting Head of Global Sales) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2012-01-17 | ||
| 2012-01-03 | FOX MARYE ANNE Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −965 0 owned after | $0.00 | 2012-01-05 | |
| 2012-01-03 | FOX MARYE ANNE Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −762 0 owned after | $0.00 | 2012-01-05 | |
| 2012-01-03 | FOX MARYE ANNE Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −769 0 owned after | $0.00 | 2012-01-05 | |
| 2012-01-03 | FOX MARYE ANNE Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,722 0 owned after | $0.00 | 2012-01-05 |