RED HAT INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-11-16: Reporting owner CLARKE JEFF; Form 4; Security Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-10-16: Reporting owner Cook Mark; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-10-16: Reporting owner Cook Mark; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-10-16: Reporting owner Cook Mark; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-11-16 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +786 786 owned after | $0.00 | 2009-11-17 | |
| 2009-10-16 | Cook Mark Officer (VP / Controller) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $0.00 | 2009-10-19 | |
| 2009-10-16 | Cook Mark Officer (VP / Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,625 7,875 owned after | $0.00 | 2009-10-19 | |
| 2009-10-16 | Cook Mark Officer (VP / Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 5,000 owned after | $0.00 | 2009-10-19 | |
| 2009-08-17 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +988 988 owned after | $0.00 | 2009-08-18 | |
| 2009-07-16 | GUPTA NARENDRA Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,190 7,190 owned after | $0.00 | 2009-07-20 | |
| 2009-07-16 | KAISER WILLIAM S Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,190 7,190 owned after | $0.00 | 2009-07-20 | |
| 2009-07-16 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,393 5,393 owned after | $0.00 | 2009-07-20 | |
| 2009-07-16 | Chau Micheline Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,393 5,393 owned after | $0.00 | 2009-07-20 | |
| 2009-06-30 | ALBRECHT W STEVE Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,250 0 owned after | $0.00 | 2009-07-01 | |
| 2009-05-15 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +813 813 owned after | $0.00 | 2009-05-18 | |
| 2009-02-17 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +866 866 owned after | $0.00 | 2009-02-18 |