RED HAT INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-15: Reporting owner CLARKE JEFF; Form 4; Security Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-11-15: Reporting owner ABBASI SOHAIB; Form 4; Security Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-10-18: Reporting owner Cook Mark; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-10-17: Reporting owner Cook Mark; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-15 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +531 531 owned after | $0.00 | 2013-11-18 | |
| 2013-11-15 | ABBASI SOHAIB Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +372 372 owned after | $0.00 | 2013-11-18 | |
| 2013-10-18 | Cook Mark Officer (VP / Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,256 13,496 owned after | $0.00 | 2013-10-21 | |
| 2013-10-17 | Cook Mark Officer (VP / Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,136 14,752 owned after | $0.00 | 2013-10-18 | |
| 2013-10-16 | Cook Mark Officer (VP / Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,529 9,007 owned after | $0.00 | 2013-10-18 | |
| 2013-10-16 | Cook Mark Officer (VP / Controller) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,881 15,888 owned after | $0.00 | 2013-10-18 | |
| 2013-08-15 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +416 416 owned after | $0.00 | 2013-08-16 | |
| 2013-08-15 | ABBASI SOHAIB Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +373 373 owned after | $0.00 | 2013-08-16 | |
| 2013-07-16 | LIVINGSTONE DONALD H Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,042 0 owned after | $0.00 | 2018-08-10 | |
| 2013-07-16 | SHELTON GENERAL HENRY HUGH Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,521 2,521 owned after | $0.00 | 2013-07-18 | |
| 2013-07-16 | LIVINGSTONE DONALD H Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,042 5,042 owned after | $0.00 | 2013-07-18 | |
| 2013-07-16 | GUPTA NARENDRA Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,042 5,042 owned after | $0.00 | 2013-07-18 | |
| 2013-07-16 | ALBRECHT W STEVE Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,042 5,042 owned after | $0.00 | 2013-07-18 | |
| 2013-07-16 | ABBASI SOHAIB Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,042 5,042 owned after | $0.00 | 2013-07-18 | |
| 2013-05-15 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +393 393 owned after | $0.00 | 2013-05-16 | |
| 2013-05-15 | ABBASI SOHAIB Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +358 358 owned after | $0.00 | 2013-05-16 | |
| 2013-02-15 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +395 395 owned after | $0.00 | 2013-02-19 | |
| 2013-02-15 | ABBASI SOHAIB Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +360 360 owned after | $0.00 | 2013-02-19 |