RED HAT INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-15: Reporting owner SHELTON GENERAL HENRY HUGH; Form 4; Security Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-15: Reporting owner FOX MARYE ANNE; Form 4; Security Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-15: Reporting owner CLARKE JEFF; Form 4; Security Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-15: Reporting owner Chau Micheline; Form 4; Security Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-15 | SHELTON GENERAL HENRY HUGH Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +249 249 owned after | $0.00 | 2011-11-16 | |
| 2011-11-15 | FOX MARYE ANNE Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +155 155 owned after | $0.00 | 2011-11-16 | |
| 2011-11-15 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +404 404 owned after | $0.00 | 2011-11-16 | |
| 2011-11-15 | Chau Micheline Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +309 309 owned after | $0.00 | 2011-11-16 | |
| 2011-10-18 | Cook Mark Officer (VP / Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,255 3,768 owned after | $0.00 | 2011-10-19 | |
| 2011-10-17 | Cook Mark Officer (VP / Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $0.00 | 2011-10-19 | |
| 2011-10-17 | Cook Mark Officer (VP / Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,625 2,625 owned after | $0.00 | 2011-10-19 | |
| 2011-10-17 | Cook Mark Officer (VP / Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 7,000 owned after | $0.00 | 2011-10-19 | |
| 2011-10-17 | Cook Mark Officer (VP / Controller) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,543 4,543 owned after | $0.00 | 2011-10-19 | |
| 2011-08-15 | SHELTON GENERAL HENRY HUGH Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +366 366 owned after | $0.00 | 2011-08-16 | |
| 2011-08-15 | FOX MARYE ANNE Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +230 230 owned after | $0.00 | 2011-08-16 | |
| 2011-08-15 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +551 551 owned after | $0.00 | 2011-08-16 | |
| 2011-08-15 | Chau Micheline Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +441 441 owned after | $0.00 | 2011-08-16 | |
| 2011-07-18 | LIVINGSTONE DONALD H Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,066 0 owned after | $0.00 | 2018-08-10 | |
| 2011-07-18 | SHELTON GENERAL HENRY HUGH Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,033 2,033 owned after | $0.00 | 2011-07-19 | |
| 2011-07-18 | LIVINGSTONE DONALD H Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,066 4,066 owned after | $0.00 | 2011-07-19 | |
| 2011-07-18 | GUPTA NARENDRA Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,066 4,066 owned after | $0.00 | 2011-07-19 | |
| 2011-07-18 | FOX MARYE ANNE Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,033 2,033 owned after | $0.00 | 2011-07-19 | |
| 2011-07-18 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,066 4,066 owned after | $0.00 | 2011-07-19 | |
| 2011-07-18 | Chau Micheline Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,066 4,066 owned after | $0.00 | 2011-07-19 | |
| 2011-07-18 | ALBRECHT W STEVE Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,356 1,356 owned after | $0.00 | 2011-07-19 | |
| 2011-05-16 | SHELTON GENERAL HENRY HUGH Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +344 344 owned after | $0.00 | 2011-05-17 | |
| 2011-05-16 | FOX MARYE ANNE Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +220 220 owned after | $0.00 | 2011-05-17 | |
| 2011-05-16 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +468 468 owned after | $0.00 | 2011-05-17 | |
| 2011-05-16 | Chau Micheline Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +399 399 owned after | $0.00 | 2011-05-17 | |
| 2011-02-15 | Chau Micheline Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +401 401 owned after | $0.00 | 2011-02-16 | |
| 2011-02-15 | SHELTON GENERAL HENRY HUGH Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +345 345 owned after | $0.00 | 2011-02-16 | |
| 2011-02-15 | FOX MARYE ANNE Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +221 221 owned after | $0.00 | 2011-02-16 | |
| 2011-02-15 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +470 470 owned after | $0.00 | 2011-02-16 | |
| 2011-01-03 | FOX MARYE ANNE Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −734 0 owned after | $0.00 | 2011-01-05 | |
| 2011-01-03 | FOX MARYE ANNE Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −797 0 owned after | $0.00 | 2011-01-05 | |
| 2011-01-03 | FOX MARYE ANNE Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −832 0 owned after | $0.00 | 2011-01-05 | |
| 2011-01-03 | FOX MARYE ANNE Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −893 0 owned after | $0.00 | 2011-01-05 |