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READY CAPITAL CORPORATION (RC) Form D

READY CAPITAL CORPORATION Form D Notices of Exempt Offering of Securities

Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.

  • 2019-11-08: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2019-10-25; Total offering amount $10,290,000.
  • 2014-08-20: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2014-08-05; Total offering amount $10,000,000.
  • 2012-10-19: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2012-10-04; Total offering amount $120,000,000.
  • 2012-02-01: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2012-01-20; Total offering amount $133,000.
FiledFederal exemptionTypes of securities offeredDate of first saleTotal offering amountTotal amount soldTotal remaining to be soldInvestors who have already invested
2019-11-08Rule 506(b)Equity2019-10-25$10,290,000$10,290,000$02
2014-08-20Rule 506(b)Equity2014-08-05$10,000,000$0$10,000,0006
2012-10-19Rule 506Equity2012-10-04$120,000,000$4,845,000$115,155,00022
2012-02-01Rule 506Equity2012-01-20$133,000$133,000$0133
2011-08-09Rule 506Equity2011-07-25Indefinite$36,828,279Indefinite22

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